Genworth (NYSE: GNW) director receives 18,264 RSUs as annual retainer pay

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC director Conrad G. Kent received an equity compensation grant rather than making an open-market trade. He was awarded 18,264 restricted stock units (RSUs) as part of his annual retainer fee, valued using a $9.0345 twenty-day average trading price per share of Common Stock.

The RSUs vest on the one-year anniversary of the grant date and then convert into shares of Common Stock, unless he has elected to defer receipt until leaving the board or a future specified year. After this award, he directly holds 92,655.011 shares of Common Stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Conrad G Kent

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	18,264	$9.0345	$165K

Holdings After Transaction: Common Stock — 92,655.011 shares (Direct, null)

Footnotes (1)

Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Key Figures

RSUs granted: 18,264 units Valuation price: $9.0345 per share Shares owned after grant: 92,655.011 shares

3 metrics

RSUs granted 18,264 units Restricted stock units awarded as part of annual retainer fee

Valuation price $9.0345 per share Twenty-day average trading price used to determine RSU count

Shares owned after grant 92,655.011 shares Total direct holdings of Genworth common stock after the RSU award

Key Terms

restricted stock units (RSUs), annual retainer fee, vest, twenty-day average trading price

4 terms

restricted stock units (RSUs) financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

annual retainer fee financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

vest financial

"The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

twenty-day average trading price financial

"Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted."

Form 4 Insider Transactions: What Each Field Means →

05/21/2026 - 05:02 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Conrad G Kent

(Last)

(First)

(Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN

VIRGINIA

23060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/20/2026		A		18,264⁽¹⁾	A	$9.0345⁽²⁾	92,655.011	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Genworth (GNW) director Conrad G. Kent report?

Conrad G. Kent reported receiving 18,264 restricted stock units (RSUs) of Genworth common stock. The award represents a portion of his annual director retainer fee and is classified as a grant or award acquisition, not an open-market stock purchase.

How were Conrad G. Kent’s 18,264 Genworth (GNW) RSUs valued?

The 18,264 RSUs were determined using a twenty-day average trading price per share of Genworth common stock of $9.0345. This average price was used solely to calculate the number of RSUs granted as part of his annual retainer fee.

When do Conrad G. Kent’s Genworth (GNW) RSUs vest and convert to shares?

The RSUs vest on the one-year anniversary of the grant date and then convert into shares of Genworth common stock. Kent may instead elect to defer receipt of those shares until his service as director ends or until a future specified year.

How many Genworth (GNW) shares does Conrad G. Kent hold after this RSU grant?

Following the RSU grant, Conrad G. Kent directly holds 92,655.011 shares of Genworth common stock. This figure reflects his beneficial ownership after the 18,264 restricted stock units were awarded as part of his annual director compensation.

Is Conrad G. Kent’s Genworth (GNW) Form 4 transaction a stock purchase or compensation grant?

The Form 4 shows a compensation-related grant, not an open-market purchase. Code “A” indicates a grant or award acquisition, and the footnotes explain the 18,264 restricted stock units were issued in payment of a portion of his annual director retainer fee.