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Genworth (GNW) director Jill Goodman awarded 18,264 RSUs as annual retainer

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC director Jill R. Goodman received an equity grant of 18,264 shares of Common Stock via restricted stock units. The RSUs were granted as part of her annual retainer fee at an implied price of $9.0345 per share, based on the twenty-day average trading price. These RSUs vest on the one-year anniversary of the grant date and convert into common shares upon vesting, unless she has elected to defer receipt. After this award, Goodman directly holds a total of 92,655.011 shares of Genworth common stock.

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Insider Goodman Jill R
Role null
Type Security Shares Price Value
Grant/Award Common Stock 18,264 $9.0345 $165K
Holdings After Transaction: Common Stock — 92,655.011 shares (Direct, null)
Footnotes (1)
  1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.
RSUs granted 18,264 shares Restricted stock units awarded as part of annual retainer
Grant valuation price $9.0345 per share Twenty-day average trading price used to determine RSU amount
Total holdings after grant 92,655.011 shares Genworth common stock directly owned by Jill R. Goodman after award
Transaction date May 20, 2026 Date of RSU grant recorded on Form 4
Vesting period One year RSUs vest on the one-year anniversary of the grant date
restricted stock units (RSUs) financial
"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
annual retainer fee financial
"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."
vest financial
"The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
twenty-day average trading price financial
"Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goodman Jill R
(Last)(First)(Middle)
C/O GENWORTH FINANCIAL, INC.
11011 WEST BROAD STREET
(Street)
GLEN ALLEN VIRGINIA 23060
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026A18,264(1)A$9.0345(2)92,655.011D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).
2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.
Remarks:
/s/ Jasmine E. Taylor, by power of attorney05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Genworth (GNW) director Jill R. Goodman report in this Form 4?

Jill R. Goodman reported receiving 18,264 restricted stock units as part of her annual director retainer. These RSUs convert into Genworth common stock upon vesting, increasing her direct holdings to 92,655.011 shares after the award.

How many Genworth (GNW) shares did Jill R. Goodman acquire in this transaction?

She acquired 18,264 restricted stock units linked to Genworth common stock. The units were granted as compensation rather than a market purchase and will convert into common shares when they vest, subject to any deferral elections she has made.

What price was used to calculate Jill R. Goodman’s Genworth (GNW) RSU grant?

The RSU grant was based on a value of $9.0345 per share of Genworth common stock. This figure reflects the twenty-day average trading price, which was used to determine how many restricted stock units she received for her annual retainer.

When do Jill R. Goodman’s Genworth (GNW) RSUs from this grant vest?

The restricted stock units vest on the one-year anniversary of the grant date. Once vested, they convert into shares of Genworth common stock, unless Goodman previously chose to defer receipt of those shares to termination of service or a future specified year.

How many Genworth (GNW) shares does Jill R. Goodman own after this Form 4 transaction?

Following this award, Jill R. Goodman directly holds 92,655.011 shares of Genworth common stock. This total reflects the impact of the 18,264 restricted stock units granted as part of her annual director retainer compensation.

Is Jill R. Goodman’s Genworth (GNW) Form 4 transaction a market buy or compensation grant?

The Form 4 shows a compensation grant, not an open-market buy. Code “A” indicates an award of 18,264 restricted stock units as part of her annual retainer, which will convert into shares upon vesting rather than being purchased on the market.