Genworth (GNW) director Howard D. Mills III receives 18,264-share RSU grant

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC director Howard D. Mills III received an equity grant of 18,264 shares of Common Stock as part of his annual retainer. The grant reflects restricted stock units (RSUs) that were valued using a twenty-day average trading price of $9.0345 per share.

The RSUs vest on the one-year anniversary of the grant date and convert into shares of Common Stock at vesting, unless Mills elects to defer receipt until his board service ends or to a future specified year. Following this grant, he holds 92,655.011 shares directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Mills Howard D. III

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	18,264	$9.0345	$165K

Holdings After Transaction: Common Stock — 92,655.011 shares (Direct, null)

Footnotes (1)

Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Key Figures

RSU grant size: 18,264 shares Grant valuation price: $9.0345 per share Holdings after transaction: 92,655.011 shares +1 more

4 metrics

RSU grant size 18,264 shares Restricted stock units awarded as part of annual retainer

Grant valuation price $9.0345 per share Twenty-day average trading price used to determine RSUs

Holdings after transaction 92,655.011 shares Total Common Stock directly held after RSU grant

Vesting period One year RSUs vest on the one-year anniversary of the grant date

Key Terms

restricted stock units (RSUs), annual retainer fee, twenty-day average trading price

3 terms

restricted stock units (RSUs) financial

"Reflects award of restricted stock units (RSUs) in payment of a portion"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

annual retainer fee financial

"in payment of a portion of the reporting person's annual retainer fee"

twenty-day average trading price financial

"Reflects the twenty-day average trading price per share of Common Stock"

Form 4 Insider Transactions: What Each Field Means →

05/21/2026 - 05:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mills Howard D. III

(Last)

(First)

(Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN

VIRGINIA

23060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/20/2026		A		18,264⁽¹⁾	A	$9.0345⁽²⁾	92,655.011	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Genworth Financial (GNW) director Howard D. Mills III receive in this Form 4?

Howard D. Mills III received an equity grant of 18,264 restricted stock units as part of his annual retainer. These RSUs represent compensation, not an open-market purchase, and will convert into Common Stock once they vest under the specified terms.

How were the 18,264 Genworth (GNW) RSUs for Howard D. Mills III priced?

The 18,264 RSUs were determined using a twenty-day average trading price of $9.0345 per share of Genworth Common Stock. This average price was applied to translate a portion of the director’s annual retainer into a specific number of restricted stock units.

When do Howard D. Mills III’s new Genworth (GNW) RSUs vest?

The RSUs granted to Howard D. Mills III vest on the one-year anniversary of the grant date. At that vesting date, they convert into shares of Genworth Common Stock, unless he has elected to defer receipt until termination of service or a future specified year.

Can Howard D. Mills III defer his Genworth (GNW) RSU shares beyond vesting?

Yes. The filing states that upon vesting, the RSUs convert to Common Stock unless Mills elected to defer receipt. He may choose to receive the shares only after his service as a director ends or in a future year he previously specified.

How many Genworth (GNW) shares does Howard D. Mills III hold after this RSU grant?

After the RSU grant, Howard D. Mills III holds 92,655.011 shares of Genworth Common Stock directly. This total includes the impact of the 18,264-share RSU-based award reported in the Form 4 and reflects his updated direct ownership position.