GNW Form 4: Rohit Gupta Disposes 86,406 Shares on 08/27/2025

Rhea-AI Filing Summary

Genworth Financial insider transaction: Rohit Gupta, identified as an officer (President & CEO, Enact) of Genworth Financial, sold 86,406 shares of Genworth common stock on 08/27/2025 at a weighted average sales price of $8.6784 per share. After the sale, Mr. Gupta directly beneficially owned 794,630 shares. In addition, 7,054.809 shares are reported as indirectly owned via a 401(k) plan. The Form 4 was signed by a power of attorney on 08/29/2025. The filer discloses the sale price range ($8.67 to $8.69) and offers to provide a detailed allocation of shares sold at each price on request.

Positive

• None.

Negative

• Insider sale of 86,406 shares on 08/27/2025 at a weighted average price of $8.6784, reducing direct holdings.
• Form 4 shows officer divestiture (Rohit Gupta, President & CEO, Enact), which investors may view as a negative signal despite remaining holdings.

Insights

Securities Analyst

TL;DR: An officer sold a modest block of shares; holdings remain substantial and transaction appears routine.

The filing documents an open-market disposition of 86,406 shares at a weighted average price of $8.6784 on 08/27/2025 by Rohit Gupta, an officer of Genworth Financial. Post-transaction direct beneficial ownership is 794,630 shares with an additional indirect 7,054.809 shares via a 401(k). The sale price range is narrow ($8.67–$8.69) and the filing includes an offer to provide per-price allocation on request. From a trading-impact perspective, this is a straightforward disclosure of insider selling; the remaining direct stake is still materially larger than the sold lot, suggesting this is not a complete divestiture.

Corporate Governance Expert

TL;DR: Compliance filing appears complete and timely; transaction disclosed under Form 4 standards.

The Form 4 identifies the reporting person, their relationship to the issuer (officer, titled President & CEO, Enact), the transaction date (08/27/2025), and specifies the weighted average sale price with a clarifying note about price range and availability of detailed allocation. The form is executed by a power of attorney on 08/29/2025. Documentation follows required disclosure elements for Section 16 reporting. No derivative transactions or additional changes in ownership form were reported on this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gupta Rohit

(Last) (First) (Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN VA 23060

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO, Enact

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2025		S		86,406	D	$8.6784(1)	794,630	D
Common Stock								7,054.809	I	by 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $8.67 to $8.69 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

	/s/ David F. Kurzawa, by power of attorney	08/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rohit Gupta disclose on the Form 4 for GNW?

The Form 4 reports a sale of 86,406 shares of Genworth (GNW) on 08/27/2025 at a weighted average price of $8.6784; post-sale direct ownership is 794,630 shares.

How was the sale price reported on the Form 4 for GNW?

The filing reports a weighted average sales price of $8.6784 and discloses the sale price range was $8.67 to $8.69, with an offer to provide per-price allocation on request.

What indirect holdings did the reporting person disclose?

The Form 4 lists 7,054.809 shares as indirectly owned through a 401(k) plan.

When was the Form 4 signed and by whom?

The filing was signed by David F. Kurzawa by power of attorney on 08/29/2025.

Were any derivative transactions reported in this Form 4 for GNW?

No derivative securities transactions were reported; Table II contains no entries.