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Alphabet (GOOG) CLO John Kent Walker reports GSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alphabet Inc. President, Global Affairs and CLO John Kent Walker reported routine equity-compensation changes. On June 25, 2026, multiple tranches of Class C Google Stock Units (GSUs) vested and converted into Class C capital stock, including 10,625 shares of Class C capital stock acquired via derivative conversion. To cover tax obligations from these GSU vestings, 10,723 Class C Google Stock Units were withheld at $345.04 per unit. Following these updates, Walker holds 18,765 shares of Class C capital stock directly and 84,288 shares indirectly through the Arete Trust, along with remaining GSUs that continue vesting under previously disclosed schedules.

Positive

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Negative

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Insider WALKER JOHN KENT
Role President, Global Affairs, CLO
Type Security Shares Price Value
Conversion Class C Google Stock Units 4,744 $0.00 --
Tax Withholding Class C Google Stock Units 4,788 $345.04 $1.65M
Conversion Class C Google Stock Units 4,256 $0.00 --
Tax Withholding Class C Google Stock Units 4,295 $345.04 $1.48M
Conversion Class C Google Stock Units 1,625 $0.00 --
Tax Withholding Class C Google Stock Units 1,640 $345.04 $566K
Conversion Class C Capital Stock 10,625 $0.00 --
holding Class C Capital Stock -- -- --
Holdings After Transaction: Class C Google Stock Units — 23,851 shares (Direct, null); Class C Capital Stock — 18,765 shares (Direct, null); Class C Capital Stock — 84,288 shares (Indirect, By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees)
Footnotes (1)
  1. Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSU vests. 1/6th of the GSUs vested on June 25, 2024; 1/12th of the GSUs vested on September 25, 2024, and an additional 1/12th of the GSUs vests quarterly thereafter on the 25th day of the month until the GSUs are fully vested, subject to continued employment on the applicable vesting dates. The GSUs vest as follows: (i) 27/260th of the grant vested on each March 25, 2025, June 25, 2025, September 25, 2025 and December 25, 2025; and (ii) 19/260th of the grant will vest quarterly on the 25th day of the month from March 25, 2026 through December 25, 2026, and on the 1st day of the month from April 1, 2027 through January 1, 2028, subject to continued employment on the applicable vesting dates. 7/45 of GSUs will vest on the 25th of the month of the Grant Date; 7/180 of GSUs will vest on the 25th of the month 1 month(s) after the Grant Date, vesting 7/180 every 1 month(s) for 8 event(s); 1/45 of GSUs will vest on the 25th of the month 9 month(s) after the Grant Date; 2/45 of GSUs will vest on the 1st of the month 10 month(s) after the Grant Date; 1/45 of GSUs will vest on the 1st of the month 11 month(s) after the Grant Date, vesting 1/45 every 1 month(s) for 21 event(s), subject to continued employment on such vesting date(s). Vesting of GSUs grant of which was previously reported in Form 4. Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
Shares acquired via conversion 10,625 shares Class C capital stock from derivative conversion on June 25, 2026
Tax-withholding units 10,723 units Class C Google Stock Units withheld to satisfy tax obligations
Tax-withholding price $345.04 per unit Price used for F-code tax-withholding dispositions
Direct Class C holdings 18,765 shares Alphabet Class C capital stock held directly after conversions
Indirect Class C holdings 84,288 shares Alphabet Class C capital stock held indirectly via Arete Trust
GSUs after one vesting line 66,002 units Class C Google Stock Units balance following one C-code transaction
GSUs after another line 55,600 units Class C Google Stock Units balance following a separate C-code transaction
Class C Google Stock Units financial
"Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock"
Class C capital stock financial
"one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSU vests"
vesting financial
"1/6th of the GSUs vested on June 25, 2024; 1/12th of the GSUs vested on September 25, 2024, and an additional 1/12th of the GSUs vests quarterly"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
tax obligations financial
"Shares withheld to satisfy tax obligations arising out of vesting of GSUs."
derivative conversion financial
"transaction_action: derivative conversion, transaction_code_description: Conversion of derivative security"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WALKER JOHN KENT

(Last)(First)(Middle)
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY

(Street)
MOUNTAIN VIEW CALIFORNIA 94043

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Global Affairs, CLO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class C Google Stock Units(1)06/25/2026C(4)4,744D$023,851D
Class C Google Stock Units(1)06/25/2026F(5)4,788D$345.0419,064D
Class C Google Stock Units(2)06/25/2026C(4)4,256D$055,600D
Class C Google Stock Units(2)06/25/2026F(5)4,295D$345.0451,305D
Class C Google Stock Units(3)06/25/2026C(4)1,625D$066,002D
Class C Google Stock Units(3)06/25/2026F(5)1,640D$345.0464,362D
Class C Capital Stock06/25/2026C(4)10,625A$018,765D
Class C Capital Stock84,288IBy Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSU vests. 1/6th of the GSUs vested on June 25, 2024; 1/12th of the GSUs vested on September 25, 2024, and an additional 1/12th of the GSUs vests quarterly thereafter on the 25th day of the month until the GSUs are fully vested, subject to continued employment on the applicable vesting dates.
2. The GSUs vest as follows: (i) 27/260th of the grant vested on each March 25, 2025, June 25, 2025, September 25, 2025 and December 25, 2025; and (ii) 19/260th of the grant will vest quarterly on the 25th day of the month from March 25, 2026 through December 25, 2026, and on the 1st day of the month from April 1, 2027 through January 1, 2028, subject to continued employment on the applicable vesting dates.
3. 7/45 of GSUs will vest on the 25th of the month of the Grant Date; 7/180 of GSUs will vest on the 25th of the month 1 month(s) after the Grant Date, vesting 7/180 every 1 month(s) for 8 event(s); 1/45 of GSUs will vest on the 25th of the month 9 month(s) after the Grant Date; 2/45 of GSUs will vest on the 1st of the month 10 month(s) after the Grant Date; 1/45 of GSUs will vest on the 1st of the month 11 month(s) after the Grant Date, vesting 1/45 every 1 month(s) for 21 event(s), subject to continued employment on such vesting date(s).
4. Vesting of GSUs grant of which was previously reported in Form 4.
5. Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
/s/ Kenneth Yi, as Attorney-in-Fact for John Kent Walker06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Alphabet (GOOG) executive John Kent Walker report in this Form 4?

John Kent Walker reported vesting of Class C Google Stock Units that converted into Class C capital stock, plus related tax-withholding dispositions. These are routine equity-compensation events rather than open-market purchases or sales, updating his direct and indirect holdings in Alphabet.

How many Alphabet Class C shares did John Kent Walker acquire in this filing?

He acquired 10,625 shares of Alphabet Class C capital stock through derivative conversions of vested GSUs. These shares came from previously granted stock-unit awards rather than open-market buying, reflecting scheduled vesting under Alphabet’s equity compensation programs.

How many Alphabet units were withheld for John Kent Walker’s taxes?

A total of 10,723 Class C Google Stock Units were withheld to satisfy tax obligations from GSU vesting. These withholding transactions used a price of $345.04 per unit, reducing the net shares delivered to Walker while covering his tax liability.

What are John Kent Walker’s direct Alphabet Class C share holdings after these transactions?

After the reported transactions, John Kent Walker directly holds 18,765 shares of Alphabet Class C capital stock. This figure reflects the newly converted shares from vested GSUs, net of shares used to pay associated tax obligations disclosed in the filing.

What indirect Alphabet holdings does John Kent Walker report through Arete Trust?

Walker reports 84,288 shares of Alphabet Class C capital stock held indirectly through the Arete Trust, where he and Diana Ruth Walsh are trustees. These indirect holdings are separate from his directly owned shares and are shown as a distinct ownership line.

Do these Alphabet Form 4 transactions involve open-market buying or selling by John Kent Walker?

No. The filing shows derivative conversions of GSUs into Class C shares and tax-withholding dispositions, not open-market purchases or sales. The changes arise from scheduled vesting of prior equity awards and related tax payments using stock.