STOCK TITAN

Gold Resource Corp (GORO) director awarded 12,060 deferred stock units as equity pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GOLD RESOURCE CORP director Ronald Little received a grant of 12,060 deferred stock units (DSUs). The award is a compensation-related acquisition, not an open-market trade. Each DSU represents the right to receive one share of common stock or cash, valued at the share price on the redemption date. The DSUs vest immediately and become redeemable upon the end of his service or ten years from the grant date, and he holds 12,060 DSUs after this transaction.

Positive

  • None.

Negative

  • None.
Insider LITTLE RONALD
Role Director
Type Security Shares Price Value
Grant/Award DSU 12,060 $1.2127 $15K
Holdings After Transaction: DSU — 12,060 shares (Direct)
Footnotes (1)
  1. Each deferred stock unit ("DSU") represents the right to receive one share of common stock or cash equal to the value of one share of common stock as of the Redemption Date (defined below). The deferred stock units vest immediately, meaning they become un-forfeitable at the time of grant but are redeemable at the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date (such date, the "Redemption Date").
DSUs granted 12,060 units Deferred stock unit award on 2026-03-31
Implied DSU value reference price $1.2127 per unit Transaction price per DSU for reporting purposes
DSUs after transaction 12,060 units Total deferred stock units held following grant
Underlying common shares 12,060 shares Each DSU corresponds to one share of common stock
Exercise price $0.00 DSUs have no cash exercise price
deferred stock unit ("DSU") financial
"Each deferred stock unit ("DSU") represents the right to receive one share of common stock"
Redemption Date financial
"value of one share of common stock as of the Redemption Date"
The redemption date is the specific day when a debt-like security (such as a bond, preferred share, or certificate) must be repaid by the issuer and the investor receives the principal plus any final interest or dividends. It matters to investors because it tells when cash will return, shapes the effective return and price of the security, and creates reinvestment and timing considerations—like knowing when a loan is due so you can plan what to do with the returned money.
vest immediately financial
"The deferred stock units vest immediately, meaning they become un-forfeitable at the time of grant"
termination of the Reporting Person's service financial
"redeemable at the earlier of the termination of the Reporting Person's service to the Issuer"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LITTLE RONALD

(Last)(First)(Middle)
7887 E. BELLEVIEW AVE, SUITE 1100

(Street)
DENVER COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GOLD RESOURCE CORP [ GORO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
DSU(1)03/31/2026A12,060 (2) (2)Common Stock12,060$1.212712,060D
Explanation of Responses:
1. Each deferred stock unit ("DSU") represents the right to receive one share of common stock or cash equal to the value of one share of common stock as of the Redemption Date (defined below).
2. The deferred stock units vest immediately, meaning they become un-forfeitable at the time of grant but are redeemable at the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date (such date, the "Redemption Date").
/s/ Chet Holyoak as attorney-in-fact for Ron Little04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did GOLD RESOURCE CORP (GORO) director Ronald Little report on this Form 4?

Ronald Little reported receiving 12,060 deferred stock units (DSUs) as compensation. This is a grant, not an open-market purchase or sale, and increases his derivative-based interest in GOLD RESOURCE CORP common stock to 12,060 DSUs following the transaction.

Is Ronald Little buying or selling GORO stock in this Form 4 filing?

Ronald Little is not buying or selling GORO stock on the market. He received a grant of 12,060 deferred stock units (DSUs), a form of equity compensation that can later settle in shares or cash, depending on plan terms.

How many GOLD RESOURCE CORP deferred stock units did Ronald Little receive?

Ronald Little received 12,060 deferred stock units (DSUs). Each DSU is linked to one share of GOLD RESOURCE CORP common stock or an equivalent cash amount, so this award represents potential future value tied directly to the company’s share price.

What is a DSU in the context of GOLD RESOURCE CORP (GORO)?

A deferred stock unit (DSU) represents the right to receive one share of GOLD RESOURCE CORP common stock or cash equal to that share’s value on the redemption date, providing equity-linked compensation without immediate share issuance or cash payment.

When do Ronald Little’s GOLD RESOURCE CORP DSUs vest and become redeemable?

The DSUs vest immediately at grant, meaning they become non-forfeitable right away. They are redeemable at the earlier of Ronald Little’s termination of service with GOLD RESOURCE CORP or ten years from the grant date, which is defined as the redemption date.

How many GOLD RESOURCE CORP DSUs does Ronald Little hold after this transaction?

After this transaction, Ronald Little holds 12,060 deferred stock units (DSUs). The filing shows this as his total DSU balance following the grant, giving him a deferred right to future shares or cash based on GOLD RESOURCE CORP’s common stock.