Gold Resource SEC Filings

Lila A. Murphy, a director of Gold Resource Corp (GORO), received 9,672 deferred stock units (DSUs) on 09/30/2025. Each DSU represents the right to one share of common stock or cash equal to a share's value at redemption. The DSUs vest immediately but are redeemable at the earlier of the reporting person's termination of service or ten years after grant. The disclosed per-share value for the award is $0.7593, and the reporter holds 9,672 DSUs directly after the grant.

This transaction is compensation-focused rather than a market sale or purchase and increases the reporting person's deferred equity stake while postponing actual share issuance or cash settlement until redemption.

Alexandri Armando filed an Initial Statement of Beneficial Ownership (Form 3) related to Gold Resource Corp (GORO). The filing lists Armando's relationship to the issuer as Director and Chief Operating Officer. The event date triggering the filing is 04/22/2025. The filing states explicitly that no securities are beneficially owned by the reporting person as of the date of the statement. The document includes an Exhibit 24.1 Power of Attorney and is signed on behalf of the reporting person by Chet Holyoak, Attorney-in-fact with a signature date of 09/24/2025.

Gold Resource Corporation entered into a securities purchase agreement for a registered direct stock offering. The company sold up to 25,315,960 shares of common stock at $0.45 per share, generating estimated gross proceeds of approximately $11.4 million. The offering was made under an existing shelf registration statement on Form S-3 and closed on September 8, 2025.

The company plans to use about $6.4 million of the net proceeds to fully prepay the principal and accrued interest on a loan entered into on June 26, 2025 with lenders including its Mexican subsidiary, Don David Gold Mexico S.A. de C.V. The remaining funds will support working capital and general corporate purposes, including development of the Three Sisters vein system at the Don David Gold Mine and advancing prefeasibility and permitting work for the Back Forty Project in Michigan.

Gold Resource Corporation is offering up to 25,315,960 shares of common stock at $0.45 per share under a Form S-3 shelf prospectus supplement. If the maximum is sold, 161,673,067 shares would be outstanding and net proceeds are estimated at approximately $11.4 million. The company intends to use about $6.4 million to prepay in full a loan that matures December 26, 2026, with the balance for working capital, further development of the Three Sisters vein at Don David Gold Mine (DDGM) and progress on the Back Forty Project prefeasibility and permitting. As of June 30, 2025, cash and equivalents were approximately $12.7 million, and the filing discloses substantial doubt about going concern due to operational challenges at DDGM and lack of positive operating cash flow. The company suspended its quarterly dividend on February 13, 2023. The prospectus highlights risks including commodity price volatility, the potential for further equity dilution, and operational, permitting and financing uncertainties.

Gold Resource Corporation (GORO) announced two significant corporate events in this 8-K filing. First, Peter Gianulis was appointed as a new director effective June 18, 2025, joining both the Audit and Compensation Committees. Gianulis, 53, brings 25+ years of natural resources industry experience, currently serves as CEO of Allegiant Gold and President of Carrelton Asset Management. He will receive $70,000 in annual board fees, $7,500 per committee, and potential $100,000 in deferred share units. Second, at the 2025 Annual Meeting on June 17, shareholders elected three directors (Ronald Little, Allen Palmiere, and Lila Manassa Murphy), approved the Say-on-Pay proposal with 14.9M votes in favor, and ratified BDO USA as the independent auditor with 68.7M supporting votes. The meeting had 59.67% of shares represented, with 72.5M shares present.