STOCK TITAN

Gossamer Bio (NASDAQ: GOSS) has 6% of its stock under D. E. Shaw’s reported influence

(Moderate)
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Gossamer Bio, Inc. (GOSS) is the subject of an Amendment No. 3 to a Schedule 13D filed by investment entities associated with D. E. Shaw. The amendment updates the description of these entities and restates their beneficial ownership and control relationships in Gossamer Bio’s common stock.

Based on 488,846,722 common shares outstanding as of August 8, 2026, D. E. Shaw Valence Portfolios, L.L.C. holds 27,698,267 shares, or 5.7%, and D. E. Shaw Cogence Portfolios, L.L.C. holds 1,429,927 shares, or 0.3%. Through advisory and management roles, D. E. Shaw & Co., L.P., D. E. Shaw & Co., L.L.C., related corporate entities, and David E. Shaw may be deemed to share voting and dispositive power over 29,128,194 shares, or 6.0%, while each disclaims direct beneficial ownership.

Positive

  • None.

Negative

  • None.
Common shares outstanding 488,846,722 shares Gossamer Bio common shares issued and outstanding as of August 8, 2026
Valence beneficial ownership 27,698,267 shares (5.7%) Common shares beneficially owned by D. E. Shaw Valence Portfolios, L.L.C.
Cogence beneficial ownership 1,429,927 shares (0.3%) Common shares beneficially owned by D. E. Shaw Cogence Portfolios, L.L.C.
Shared voting and dispositive power 29,128,194 shares (6.0%) Shares over which D. E. Shaw & Co., L.P., related entities, and David E. Shaw may be deemed to share power
Valence business focus Equity and equity-linked securities strategies Stated principal business of D. E. Shaw Valence Portfolios, L.L.C.
beneficial ownership financial
"may be deemed to be the beneficial owner of such Common Shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
shared voting power financial
"may be deemed to have the shared power to vote or direct the vote of"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
Schedule 13D regulatory
"Amendment No. 3 to a Schedule 13D filed by investment entities"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
Transaction Support Agreement financial
"Exhibit 99.5 - Transaction Support Agreement with the Issuer"
A transaction support agreement is a contract among the parties involved in a pending deal that spells out who must do what, who bears which risks, and how any problems discovered before or after closing will be handled. Think of it as a moving checklist and shared rulebook that helps the deal finish smoothly. Investors care because its terms affect the likelihood and timing of closing, potential costs or liabilities after the deal, and the value or dilution of their holdings.
Senior Secured First Lien Convertible Notes financial
"Indenture governing Senior Secured First Lien Convertible Notes due 2030"
Purchase Warrant Agreement financial
"Exhibit 99.8 - Purchase Warrant Agreement, dated June 4, 2026"

FAQ

What stake in Gossamer Bio (GOSS) do the D. E. Shaw entities report in this Schedule 13D/A?

The D. E. Shaw group reports shared voting and dispositive power over 29,128,194 common shares of Gossamer Bio, representing 6.0% of the company’s outstanding common stock based on 488,846,722 shares outstanding as of August 8, 2026.

How many Gossamer Bio (GOSS) shares are held by D. E. Shaw Valence Portfolios, L.L.C. and what percentage is that?

D. E. Shaw Valence Portfolios, L.L.C. holds 27,698,267 Gossamer Bio common shares, representing approximately 5.7% of the outstanding common stock, based on 488,846,722 shares outstanding as of August 8, 2026.

What is D. E. Shaw Cogence Portfolios, L.L.C.’s ownership in Gossamer Bio (GOSS)?

D. E. Shaw Cogence Portfolios, L.L.C. beneficially owns 1,429,927 Gossamer Bio common shares, which represents approximately 0.3% of the company’s outstanding common stock, using the same 488,846,722-share baseline.

How does Amendment No. 3 describe David E. Shaw’s relationship to Gossamer Bio (GOSS) shares?

David E. Shaw may be deemed to have shared voting and dispositive power over 29,128,194 Gossamer Bio common shares (about 6.0% of the class) through his roles in related D. E. Shaw entities, but he disclaims beneficial ownership of any shares.

What total number of Gossamer Bio (GOSS) shares outstanding is used in this Schedule 13D/A?

The filing uses 488,846,722 Gossamer Bio common shares issued and outstanding as of August 8, 2026, as reported in the company’s Form 10-Q for the quarter ended June 30, 2026, to calculate ownership percentages.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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38341P102

(CUSIP Number)
D. E. Shaw & Co., L.P.
Legal & Compliance, Two Manhattan West, 375 Ninth Ave., 52nd Floor
New York, NY, 10001
212-478-0000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
08/20/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




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SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


D. E. Shaw Valence Portfolios, L.L.C.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Authorized Signatory
Date:08/24/2026
D. E. Shaw & Co., L.L.C.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Authorized Signatory
Date:08/24/2026
D. E. Shaw & Co., L.P.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Chief Compliance Officer
Date:08/24/2026
David E. Shaw
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Attorney-in-Fact for David E. Shaw
Date:08/24/2026