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D. E. Shaw group reports 7.1% stake in Gossamer Bio (GOSS)

(Moderate)
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

D. E. Shaw-affiliated investment entities updated their ownership disclosure for Gossamer Bio, Inc. common stock. According to the company’s June 9, 2026 proxy statement, there were 488,846,722 Common Shares outstanding as of June 5, 2026.

D. E. Shaw Valence Portfolios, L.L.C. beneficially owns 32,642,631 Common Shares, or 6.7% of the class. Together with D. E. Shaw Cogence Portfolios, L.L.C. (1,706,327 shares) and funds under the management of D. E. Shaw Investment Management, L.L.C. (260,607 shares), affiliated entities may be deemed to share power over 34,609,565 shares, representing 7.1% of Gossamer Bio.

DESCO L.P., DESCO L.L.C., DESCO Inc., DESCO II, Inc., and David E. Shaw may be deemed to share voting and dispositive power over these shares through advisory and management roles, but each disclaims beneficial ownership. Exhibits reference a Transaction Support Agreement, a Voting Agreement, an indenture for Senior Secured First Lien Convertible Notes due 2030, and a Purchase Warrant Agreement.

Positive

  • None.

Negative

  • None.
Common shares outstanding 488,846,722 shares Issued and outstanding as of June 5, 2026, per the June 9, 2026 proxy statement
Valence beneficial ownership 32,642,631 shares (6.7%) Common Shares beneficially owned by D. E. Shaw Valence Portfolios, L.L.C.
Cogence beneficial ownership 1,706,327 shares (0.3%) Common Shares beneficially owned by D. E. Shaw Cogence Portfolios, L.L.C.
DESIM-managed shares 260,607 shares (0.1%) Common Shares under the management of D. E. Shaw Investment Management, L.L.C.
Affiliated aggregate stake 34,609,565 shares (7.1%) Common Shares over which DESCO L.P. and David E. Shaw may be deemed to share voting and dispositive power
beneficial ownership regulatory
"Dr. Shaw may be deemed to be the beneficial owner of such Common Shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
shared dispositive power regulatory
"may be deemed to have the shared power to vote or direct the vote of, and the shared power to dispose"
Transaction Support Agreement financial
"Exhibit 99.5 - Transaction Support Agreement with the Issuer, dated May 18, 2026"
A transaction support agreement is a contract among the parties involved in a pending deal that spells out who must do what, who bears which risks, and how any problems discovered before or after closing will be handled. Think of it as a moving checklist and shared rulebook that helps the deal finish smoothly. Investors care because its terms affect the likelihood and timing of closing, potential costs or liabilities after the deal, and the value or dilution of their holdings.
Senior Secured First Lien Convertible Notes financial
"Indenture governing Senior Secured First Lien Convertible Notes due 2030"
Purchase Warrant Agreement financial
"Exhibit 99.8 - Purchase Warrant Agreement, dated June 4, 2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stake in Gossamer Bio (GOSS) is associated with D. E. Shaw?

Entities affiliated with D. E. Shaw may be deemed to share power over 34,609,565 Gossamer Bio common shares, representing 7.1% of outstanding stock. This aggregate includes holdings of Valence, Cogence, and funds managed by D. E. Shaw Investment Management, L.L.C.

How many Gossamer Bio (GOSS) shares does D. E. Shaw Valence Portfolios, L.L.C. own?

D. E. Shaw Valence Portfolios, L.L.C. beneficially owns 32,642,631 Gossamer Bio common shares, equal to 6.7% of shares outstanding. Valence has the power to vote or direct the vote of, and to dispose or direct the disposition of, these shares.

What Gossamer Bio (GOSS) share count underlies the reported ownership percentages?

The reported ownership percentages are based on 488,846,722 Gossamer Bio common shares issued and outstanding as of June 5, 2026. This reference share count comes from the company’s definitive proxy statement filed on June 9, 2026.

Which D. E. Shaw entities are involved in managing Gossamer Bio (GOSS) holdings?

Common Shares are held by Valence, Cogence, and funds under DESIM. DESCO L.P. acts as investment adviser, DESCO L.L.C. as manager, and DESCO Inc. and DESCO II, Inc. as general partner and managing member. David E. Shaw may be deemed to share power but disclaims ownership.





38341P102

(CUSIP Number)
D. E. Shaw & Co., L.P.
Legal & Compliance, Two Manhattan West, 375 Ninth Ave., 52nd Floor,
New York, NY, 10001
212-478-0000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
07/22/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




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SCHEDULE 13D






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SCHEDULE 13D


D. E. Shaw Valence Portfolios, L.L.C.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Authorized Signatory
Date:07/24/2026
D. E. Shaw & Co., L.L.C.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Authorized Signatory
Date:07/24/2026
D. E. Shaw & Co., L.P.
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Chief Compliance Officer
Date:07/24/2026
David E. Shaw
Signature:/s/ Daniel R. Marcus
Name/Title:Daniel R. Marcus / Attorney-in-Fact for David E. Shaw
Date:07/24/2026