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GOUVERNEUR BANCORP INC MD Form 4 Filings

GOVB OTC

Every Form 4 that GOUVERNEUR BANCORP INC MD (GOVB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow GOVB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GOVB filings page.

Rhea-AI Summary

Gouverneur Bancorp, Inc. director Henry J. Leader reported several equity transactions. On August 7, 2026, he exercised a stock option for 542 common shares at $12.20 per share, converting a derivative position into directly held common stock. Following this exercise, he held 2,170 common shares directly. He also reported 992 common shares held indirectly "By Stock Award", reflecting grants under the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan, which vest in five equal annual installments commencing on February 11, 2026. Additionally, on February 6, 2026, he acquired 60 common shares through an estate or will transfer.

Rhea-AI Summary

Gouverneur Bancorp director Duane Milton Pelkey reported a small open-market purchase of company stock. Through an IRA, he bought 100 shares of common stock at $18.9405 per share, bringing his indirect IRA holdings to 6,100 shares. Separately, he holds 750 shares directly and stock options covering 2,708 shares of common stock with a $17.65 exercise price, expiring in 2036. The options were granted under the 2025 Equity Incentive Plan and vest in five approximately annual installments starting March 2, 2027.

Rhea-AI Summary

Gouverneur Bancorp director Duane Milton Pelkey bought shares of the company’s stock. On an open-market transaction dated May 1, 2026, he purchased 750 shares of Common Stock at $19.00 per share, held directly.

In addition, he reports 6,000 shares of Common Stock held indirectly through an IRA and stock options covering 2,708 shares of Common Stock. These options have an exercise price of $17.65 per share, expire on March 2, 2036, and were granted under the 2025 Equity Incentive Plan, vesting in five approximately annual installments beginning March 2, 2027.

Rhea-AI Summary

Gouverneur Bancorp director David Claren McClure reported an option exercise involving the company’s common stock. On April 24, 2026, he exercised stock options covering 542 shares at $12.20 per share, increasing his directly held common shares to 5,355.

He also reports 992 shares held indirectly by stock award, and 2,170 stock options remaining with a $12.20 exercise price. The filing shows option exercises and updated holdings, with no open-market purchases or sales reported.

Rhea-AI Summary

Gouverneur Bancorp director Amy Marie Rapholz exercised stock options to acquire 200 shares of Common Stock at $12.20 per share. The options, granted under the 2025 Equity Incentive Plan, were exercised on a derivative position that fully converted into common shares.

Following the exercise on March 9, 2026, she held 1,186 shares of Common Stock directly and 991 shares indirectly by Stock Award. Plan-related footnotes state that both Stock Options and Stock Awards vest in approximately five equal annual installments commencing on February 11, 2026.

Rhea-AI Summary

Gouverneur Bancorp, Inc. director Duane Milton Pelkey reported an award of stock options on common shares. He acquired 2,708 stock options described as a right to buy the company’s stock, reported at $0.0000 per share in the Form 4.

These options were granted under the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan and vest in five approximately annual installments starting on March 2, 2027. Pelkey also reported indirect ownership of 6,000 common shares held through an IRA.

Rhea-AI Summary

Gouverneur Bancorp President and CEO Stephen Michael Jefferies reported new equity awards. He received stock options for 10,000 shares of common stock at an exercise price of $0.00 per share and a stock award of 4,000 common shares.

Both the stock options and stock award were granted under the company’s 2025 Equity Incentive Plan and will vest in five equal annual installments starting on March 2, 2027. After these grants, he holds 10,000 options directly and 4,000 common shares indirectly by stock award.

Rhea-AI Summary

Gouverneur Bancorp, Inc. director John Neil Mason reported acquiring shares of the company through an option exercise. He exercised a Stock Option (right to buy) for 542 shares on February 24, 2026, classified as an exercise or conversion of a derivative security.

Following this, he held 2,170 stock options and 3,789 shares of Common Stock directly, with the 542-share exercise priced at $12.20 per share. He also reported 992 shares of Common Stock held indirectly "By Stock Award." Footnotes note that Stock Awards and Stock Options granted under the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan vest in approximately five equal annual installments commencing on February 11, 2026.

Rhea-AI Summary

Gouverneur Bancorp director Chad Brian Soper exercised stock options to acquire additional common shares. On February 17, 2026, he exercised a stock option for 542 shares at a price of $12.20 per share, increasing his directly held common stock to 4,443 shares.

Following the transaction, he also held 2,170 stock options directly. In addition, 992 common shares were held indirectly by Stock Award. Both stock awards and stock options under the 2025 Equity Incentive Plan vest in five approximately equal annual installments beginning on February 11, 2026.

Rhea-AI Summary

Gouverneur Bancorp, Inc. director Duane Milton Pelkey bought 1,000 shares of common stock in an open-market transaction at $17.3466 per share on February 11, 2026. The shares are held indirectly through an IRA, bringing his indirectly owned stake to 6,000 shares.

Rhea-AI Summary

Gouverneur Bancorp (GOVB): Insider purchase disclosed. A company director reported three open‑market buys of common stock on 11/04/2025 through an IRA: 650 shares at $14.9968, 250 shares at $15, and 100 shares at $14.55. Following these transactions, the director beneficially owns 5,000 shares indirectly via the IRA.

Rhea-AI Summary

James D. Campanaro, Chief Financial Officer of Gouverneur Bancorp, Inc. (GOVB), reported equity awards and an option grant dated 10/01/2025. He received an indirect 4,000-share stock award and an immediate 10,000-option grant (exercise price $14.25), both vesting in five equal annual installments beginning 10/01/2026. The option expires 10/01/2035. The Form 4 also records indirect holdings of 392 shares via an ESOP and 400 shares via an IRA, and a reported disposition of 100 shares. The filing is signed on 10/02/2025.

Rhea-AI Summary

Sadie M. Hall, identified as VP, COO & Compliance Officer of Gouverneur Bancorp, Inc. (GOVB), reported changes in beneficial ownership dated 10/01/2025. The filing shows an acquisition of 4,000 common shares through a stock award and an acquisition of a 10,000-share stock option with a $14.25 exercise price. The option is exercisable beginning 10/01/2026 and expires 10/01/2035. The stock award and the option both vest in five equal annual installments commencing 10/01/2026. The report also shows a disposition of 100 common shares and indicates 335 shares held indirectly via an ESOP. The signature date on the Form 4 is 10/02/2025. The filing is limited to these grant, vesting, and ownership details and does not include other company financial data.