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Gouverneur Bancorp, Inc. (GOVB) director adds 1,000 shares via open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Gouverneur Bancorp, Inc. director Duane Milton Pelkey bought 1,000 shares of common stock in an open-market transaction at $17.3466 per share on February 11, 2026. The shares are held indirectly through an IRA, bringing his indirectly owned stake to 6,000 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pelkey Duane Milton

(Last) (First) (Middle)
42 CHURCH STREET

(Street)
GOUVERNEUR NY 13642

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gouverneur Bancorp, Inc./MD/ [ GOVB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2026 P 1,000 A $17.3466 6,000 I By IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Duane M. Pelkey 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Gouverneur Bancorp (GOVB) report on February 11, 2026?

Gouverneur Bancorp reported that director Duane Milton Pelkey completed an open-market purchase of 1,000 shares of common stock on February 11, 2026 at $17.3466 per share, according to a Form 4 insider trading disclosure.

Who is the insider involved in the latest Gouverneur Bancorp (GOVB) Form 4 filing?

The insider is Duane Milton Pelkey, a director of Gouverneur Bancorp, Inc. The Form 4 shows his indirect purchase of 1,000 common shares through an IRA account, increasing his indirectly held position to a total of 6,000 shares.

How many Gouverneur Bancorp (GOVB) shares did the director buy and at what price?

Director Duane Milton Pelkey purchased 1,000 shares of Gouverneur Bancorp common stock in an open-market transaction at a price of $17.3466 per share, as disclosed in the Form 4 insider trading report filed under Section 16(a).

How many Gouverneur Bancorp (GOVB) shares does the director own after this transaction?

After the reported transaction, director Duane Milton Pelkey beneficially owns 6,000 shares of Gouverneur Bancorp common stock indirectly. The Form 4 specifies that this ownership is held through an IRA, categorized as indirect beneficial ownership.

Is the recent Gouverneur Bancorp (GOVB) insider trade a direct or indirect holding?

The recent insider trade is reported as an indirect holding. The 1,000 purchased shares, and the total 6,000 shares following the transaction, are shown as indirectly owned by director Duane Milton Pelkey through an IRA, according to the Form 4 filing.

What transaction code was used in the Gouverneur Bancorp (GOVB) Form 4 filing?

The Form 4 lists transaction code "P," which indicates a purchase in an open-market or private transaction. This code applies to the 1,000 Gouverneur Bancorp common shares acquired by director Duane Milton Pelkey on February 11, 2026 at $17.3466 per share.
Gouverneur Bancorp Inc

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