CEO Ofman granted 31K RSUs in GRAIL (NASDAQ: GRAL) equity awards

Filing Impact

(Very High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ofman Joshua J. reported acquisition or exercise transactions in this Form 4 filing.

GRAIL, Inc. director and Chief Executive Officer Joshua J. Ofman received equity compensation in the form of common‑stock–settled restricted stock units. He was granted 27,901 shares and 3,154 shares of common stock-equivalent awards, not purchased on the open market. These RSUs vest in four substantially equal annual installments beginning on May 31, 2027, contingent on continued service, and will be settled in common stock upon vesting. Following these awards, he directly holds 402,271 shares of GRAIL common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Ofman Joshua J.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,154	$61.13	$193K
Grant/Award	Common Stock	27,901	$64.40	$1.80M

Holdings After Transaction: Common Stock — 402,271 shares (Direct, null)

Footnotes (1)

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Key Figures

RSU grant 1: 27,901 shares at $64.40 RSU grant 2: 3,154 shares at $61.13 Post-transaction holdings: 402,271 shares +1 more

4 metrics

RSU grant 1 27,901 shares at $64.40 Equity award of common-stock–settled RSUs to CEO Joshua J. Ofman

RSU grant 2 3,154 shares at $61.13 Additional equity award of common-stock–settled RSUs to CEO

Post-transaction holdings 402,271 shares Common stock directly owned by Joshua J. Ofman after the latest award

Vesting schedule 4 annual installments RSUs vest in four substantially equal installments beginning May 31, 2027

Key Terms

restricted stock units ("RSUs"), service provider, vest, settled in common stock

4 terms

restricted stock units ("RSUs") financial

"Represents an award of restricted stock units ("RSUs") which will vest in four substantially equal annual installments"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

service provider financial

"subject to the awardee continuing to be a service provider on such date"

vest financial

"RSUs which will vest in four substantially equal annual installments, beginning on May 31, 2027"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

settled in common stock financial

"The RSUs will be settled in common stock upon vesting"

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 05:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ofman Joshua J.

(Last)

(First)

(Middle)

C/O GRAIL, INC.

1525 O'BRIEN DRIVE

(Street)

MENLO PARK

CALIFORNIA

94025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GRAIL, Inc. [ GRAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/01/2026		A		27,901⁽¹⁾	A	$64.4	399,117	D
Common Stock	06/03/2026		A		3,154⁽¹⁾	A	$61.13	402,271	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents an award of restricted stock units ("RSUs") which will vest in four substantially equal annual installments, beginning on May 31, 2027, subject to the awardee continuing to be a service provider on such date. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs will be settled in common stock upon vesting.

Remarks:

	/s/Abram Barth, as Attorney-in-Fact for Joshua Ofman	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did GRAIL (GRAL) report for CEO Joshua Ofman?

GRAIL reported that CEO Joshua J. Ofman received equity compensation grants of restricted stock units tied to common stock, rather than buying shares on the open market. These awards increase his direct ownership stake and align compensation with the company’s long-term performance.

How many restricted stock units did the GRAIL (GRAL) CEO receive?

Joshua J. Ofman received two equity awards covering 27,901 and 3,154 common stock-equivalent restricted stock units. Each RSU represents the right to receive one share of GRAIL common stock upon vesting, increasing his potential future share ownership if service conditions are satisfied.

What is the vesting schedule of the new RSUs reported by GRAIL (GRAL)?

The filing states that the RSUs will vest in four substantially equal annual installments, beginning on May 31, 2027. Vesting is conditioned on Joshua J. Ofman continuing to serve as a service provider on each applicable vesting date, after which units settle in common stock.

Were the GRAIL (GRAL) CEO’s new shares open-market purchases?

No. The transactions are coded as grants or awards, not open-market purchases. They represent restricted stock units that convert into common shares upon vesting, reflecting equity-based compensation rather than discretionary buying of GRAIL stock in the public market.

How many GRAIL (GRAL) shares does Joshua Ofman hold after these awards?

After the reported equity grants, Joshua J. Ofman directly owns 402,271 shares of GRAIL common stock. This figure reflects his post-transaction holdings disclosed in the Form 4 and provides context for the scale of the new awards relative to his total position.