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GROV Form 4: Kathryn Anderson receives 112,250 restricted stock units

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Grove Collaborative Holdings, Inc. director Kathryn L. Anderson reported acquisition of 112,250 restricted stock units (RSUs) on 08/22/2025. Each RSU represents a contingent right to one share of Class A Common Stock and the award will vest in three equal installments: one-third on the earlier of May 15, 2026 or the 2026 Annual Meeting, one-third on the earlier of May 15, 2027 or the 2027 Annual Meeting, and one-third on the earlier of May 15, 2028 or the 2028 Annual Meeting. The RSUs have no expiration date. Following the reported transaction, Ms. Anderson beneficially owns 112,250 shares (direct). The Form 4 was signed by an attorney-in-fact on 08/25/2025.

Positive

  • Director granted equity alignment: 112,250 RSUs link Kathryn L. Anderson’s compensation to shareholder value through multi-year vesting
  • Clear vesting schedule: Award vests in three equal installments on the earlier of set dates or annual meetings (2026–2028)
  • No expiration date: RSUs remain exercisable indefinitely until vested, simplifying long-term incentive structure

Negative

  • None.

Insights

TL;DR: Director awarded 112,250 RSUs with multi-year vesting, aligning long-term interests with shareholders.

The Form 4 documents a sizeable equity award to a non-employee director, delivered as restricted stock units that vest over three successive years tied to annual meetings or fixed dates. This structure encourages retention and alignment with shareholder outcomes across 2026–2028. The RSUs carry no expiration date, simplifying long-term incentive mechanics. The disclosure is routine under Section 16 reporting rules and provides clear vesting milestones for governance review.

TL;DR: 112,250 RSUs granted 08/22/2025; reported as direct beneficial ownership, vesting in equal thirds through 2028.

The filing states a direct beneficial ownership of 112,250 RSUs that convert one-for-one into Class A common shares upon vesting. The award’s defined vesting dates enable straightforward modeling of potential share issuance timing for dilution analysis. The lack of an expiration date is standard for RSUs and reduces complexity in forecasting. This disclosure is informational and does not indicate any immediate cash or market transactions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Anderson Kathryn Low

(Last) (First) (Middle)
C/O GROVE COLLABORATIVE HLDGS INC
1301 SANSOME STREET

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grove Collaborative Holdings, Inc. [ GROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/22/2025 A 112,250 (2) (3) Class A Common Stock 112,250 (1) 112,250 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
2. This award will vest with respect to one-third of the shares on the earlier of May 15, 2026 or the date of the 2026 Annual Meeting of Stockholders, one-third of the shares on the earlier of May 15, 2027 or the date of the 2027 Annual Meeting of Stockholders, and one-third of the shares on the earlier of May 15, 2028 or the date of the 2028 Annual Meeting of Stockholders.
3. The RSUs have no expiration date.
/s/ Barbara Wallace, Attorney-in-Fact for Kathryn L. Anderson 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Grove Collaborative (GROV) disclose about Kathryn L. Anderson on 08/22/2025?

The Form 4 reports an acquisition of 112,250 RSUs by director Kathryn L. Anderson on 08/22/2025.

How do the RSUs granted to Kathryn L. Anderson vest?

They vest in three equal installments: one-third on the earlier of May 15, 2026 or the 2026 Annual Meeting, one-third on the earlier of May 15, 2027 or the 2027 Annual Meeting, and one-third on the earlier of May 15, 2028 or the 2028 Annual Meeting.

How many shares will Kathryn L. Anderson beneficially own after the reported transaction?

The filing reports 112,250 shares (as RSUs representing one share each) as beneficially owned following the transaction.

Do the RSUs granted to Kathryn L. Anderson expire?

No; the filing explicitly states the RSUs have no expiration date.
Grove Collaborative Holdings Inc

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