STOCK TITAN

Grove Collaborative (GROV) director converts 12,488 Class B shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Grove Collaborative Holdings, Inc. director John B. Replogle exercised derivative positions that converted 12,488 shares of Class B common stock into the same number of Class A common shares on February 14, 2025. These are reported as derivative exercises/conversions, not open‑market purchases or sales.

Following the transactions, he directly holds 577,385 Class A shares and has an additional 58 Class A shares held indirectly through Replogle Family LLC. The converted shares remain subject to earnout price conditions tied to the Class A share VWAP milestones described in the company’s merger agreement.

Positive

  • None.

Negative

  • None.
Insider REPLOGLE JOHN B
Role null
Type Security Shares Price Value
Exercise Class B Common Stock 5 $0.00 --
Exercise Class B Common Stock 12,483 $0.00 --
Exercise Class A Common Stock 5 $0.00 --
Exercise Class A Common Stock 12,483 $0.00 --
Holdings After Transaction: Class B Common Stock — 0 shares (Indirect, See footnote); Class B Common Stock — 0 shares (Direct, null); Class A Common Stock — 58 shares (Indirect, See footnote); Class A Common Stock — 577,385 shares (Direct, null)
Footnotes (1)
  1. This amount consists entirely of Class A Earnout Shares, which are subject to the following Milestones: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $62.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $75.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. (to be continued) (Continuation of Footnote 1) In addition, any shares issued in exchange for RSUs or options are subject to the same vesting terms as the exchanged RSUs and options and, if the underlying RSU or option is forfeited, the corresponding shares will also be forfeited and distributed to the other security-holders of the issuer, as if immediately prior to the closing of the Issuer's business combination, on a pro rata basis. These shares of Class B common stock converted into shares of Class A common stock on a 1-for-1 basis as a result of an automatic conversion trigger event. They remain subject to the price conditions as outlined in footnote 1. These securities are directly held by Replogle Family LLC, for which the Reporting Person serves as manager. The balance is the reporting person's current balance as of 06/02/2026. Figures reflect a 1-for-5 reverse stock split effected by the Issuer after market close on June 5, 2023. This amount reflects an additional 116 Class B Shares that the Reporting Person received in connection with the redistribution of forfeited Class B Shares, pursuant to the terms of the Merger Agreement, to other holders of Class B Shares on a pro rata basis based upon the allocation of Class B Shares as of the closing of the Business Combination. Such pro rata redistribution of Class B Shares is exempt from Section 16 pursuant to Rule 16a-9 under the Securities Exchange Act of 1934.
Shares converted 12,488 shares Class B common stock converted to Class A on February 14, 2025
Direct Class A holdings after transaction 577,385 shares John Replogle direct ownership following reported transactions
Indirect Class A holdings after transaction 58 shares Held indirectly through Replogle Family LLC after conversion
Earnout VWAP Milestone 1 $62.50 per share VWAP threshold for 50% of Class A earnout shares to vest
Earnout VWAP Milestone 2 $75.00 per share VWAP threshold for remaining 50% of Class A earnout shares
Total exercises in filing 12,488 shares transactionSummary exerciseShares for all derivative exercises
Class A Earnout Shares financial
"This amount consists entirely of Class A Earnout Shares, which are subject to the following Milestones"
VWAP financial
"if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $62.50"
VWAP, or Volume-Weighted Average Price, is a way to find the average price of a stock throughout the trading day, giving more importance to times when more shares are traded. It helps traders see the typical price and decide whether a stock is expensive or cheap compared to its average, similar to finding the average speed during a trip by giving more weight to times when you traveled faster or slower.
reverse stock split financial
"Figures reflect a 1-for-5 reverse stock split effected by the Issuer after market close on June 5, 2023."
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
Business Combination financial
"as of the closing of the Business Combination. Such pro rata redistribution of Class B Shares is exempt"
A business combination happens when two or more companies join together to operate as one, like two friends merging their teams into a single group. This is important because it can change how companies grow, compete, and make money, often making them bigger and more powerful in the market.
Merger Agreement financial
"The "Milestones" are defined in the Merger Agreement as follows"
A merger agreement is a binding contract that lays out the exact terms for two companies to combine, including the price, what each side will deliver, and the conditions that must be met before the deal is completed. Investors care because it sets the timetable, payouts and risks — like a blueprint or prenup that shows whether the deal is likely to close, how ownership will change, and what could cancel or alter the payout they expect.
Replogle Family LLC financial
"These securities are directly held by Replogle Family LLC, for which the Reporting Person serves as manager."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
REPLOGLE JOHN B

(Last)(First)(Middle)
C/O GROVE COLLABORATIVE HOLDINGS, INC.
1301 SANSOME STREET

(Street)
SAN FRANCISCO CALIFORNIA 94111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Grove Collaborative Holdings, Inc. [ GROV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/14/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock02/14/2025M5(1)(2)A(3)58ISee footnote(4)
Class A Common Stock02/14/2025M12,483(1)(2)A(3)577,385(5)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3)(3)02/14/2025M5(6) (3) (1)(2)Class A Common Stock5(6)$00ISee footnote(4)
Class B Common Stock(3)(3)02/14/2025M12,483(6)(7) (3) (1)(2)Class A Common Stock12,483(6)$00D
Explanation of Responses:
1. This amount consists entirely of Class A Earnout Shares, which are subject to the following Milestones: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $62.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $75.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. (to be continued)
2. (Continuation of Footnote 1) In addition, any shares issued in exchange for RSUs or options are subject to the same vesting terms as the exchanged RSUs and options and, if the underlying RSU or option is forfeited, the corresponding shares will also be forfeited and distributed to the other security-holders of the issuer, as if immediately prior to the closing of the Issuer's business combination, on a pro rata basis.
3. These shares of Class B common stock converted into shares of Class A common stock on a 1-for-1 basis as a result of an automatic conversion trigger event. They remain subject to the price conditions as outlined in footnote 1.
4. These securities are directly held by Replogle Family LLC, for which the Reporting Person serves as manager.
5. The balance is the reporting person's current balance as of 06/02/2026.
6. Figures reflect a 1-for-5 reverse stock split effected by the Issuer after market close on June 5, 2023.
7. This amount reflects an additional 116 Class B Shares that the Reporting Person received in connection with the redistribution of forfeited Class B Shares, pursuant to the terms of the Merger Agreement, to other holders of Class B Shares on a pro rata basis based upon the allocation of Class B Shares as of the closing of the Business Combination. Such pro rata redistribution of Class B Shares is exempt from Section 16 pursuant to Rule 16a-9 under the Securities Exchange Act of 1934.
/s/Barbara Wallace, Attorney-in-Fact for John B. Replogle06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Grove (GROV) director John Replogle report?

John Replogle reported exercising derivatives that converted 12,488 Class B shares into 12,488 Class A common shares. These are option-like conversions, not open-market trades, and reflect a change in share class rather than a new cash investment or sale.

How many Grove (GROV) shares does John Replogle hold after this Form 4?

After the reported transactions, John Replogle holds 577,385 Class A shares directly and 58 Class A shares indirectly via Replogle Family LLC. These figures show his post-transaction equity position as reported in the Form 4 filing’s ownership columns.

Were John Replogle’s Grove (GROV) transactions open-market buys or sells?

The transactions were derivative exercises/conversions coded “M,” not open-market buys or sells. Class B shares automatically converted into Class A stock, so there was no reported market trade price or cash-based purchase or sale in this Form 4.

What happens to Grove (GROV) Class B shares in this Form 4?

In this filing, 12,488 Class B common shares converted into the same number of Class A shares on a 1-for-1 basis. The derivative entries show the Class B balance going to zero as those shares shift into Class A under an automatic conversion trigger.

Are the converted Grove (GROV) shares subject to any earnout conditions?

Yes. Footnotes explain these Class A earnout shares remain tied to price-based milestones. Vesting depends on the Class A share VWAP reaching $62.50 and $75.00 for specified trading-day periods, as defined in the company’s merger agreement.