Goldman Sachs (GS) files Rule 144 notice for employee award shares

Rhea-AI Filing Summary

The Goldman Sachs Group, Inc. submitted a Form 144 notice relating to proposed sales of Common Stock, par value $0.01 per share on 05/01/2026. The filing lists Employee Compensation Awards as the source and Goldman Sachs & Co. LLC as the broker, with trading venue NYSE.

Insights

Securities Attorney

Form 144 notifies the SEC of an intended resale under Rule 144; it is administrative, not a completed sale.

Form 144 is a required notice when restricted or control securities are proposed for public resale under Rule 144. The excerpt specifies Employee Compensation Awards as the source and names Goldman Sachs & Co. LLC as the broker; timing is shown as 05/01/2026.

Because Form 144 is a prospective notice, actual sales, volumes, and proceeds are determined by subsequent transactions and market execution. Subsequent SEC or broker reports would show completion; timing and cash‑flow treatment are not stated in the excerpt.

Key Figures

Filing date: 05/01/2026 Security type: Common Stock, par value $0.01 per share Broker: Goldman Sachs & Co. LLC +3 more

6 metrics

Filing date 05/01/2026 Date shown in the Form 144 excerpt

Security type Common Stock, par value $0.01 per share Securities described in the filing

Broker Goldman Sachs & Co. LLC Broker listed for proposed resale

Source of shares Employee Compensation Awards Source listed for the securities to be sold

Numeric entries present 9515754.77 and 296752922 Numbers appearing in the excerpt without explicit labels

Trading venue NYSE Exchange identified in the filing excerpt

Key Terms

Rule 144, Employee Compensation Awards, par value

3 terms

Rule 144 regulatory

"Form 144 notice relating to proposed resale under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Employee Compensation Awards financial

"Securities To Be Sold | Employee Compensation Awards"

par value financial

"Common Stock, par value $0.01 per Share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.01 per Share	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10301	9515754.77	296752922	05/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.01 per Share	05/01/2026	Employee Compensation Awards	The Goldman Sachs Group, Inc.			10301	05/01/2026	Employee Compensation Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does GS's Form 144 filing mean for shareholders?

It notifies the SEC of a proposed resale of Common Stock from employee awards. The filing lists 05/01/2026, broker Goldman Sachs & Co. LLC, and identifies the source as Employee Compensation Awards.

Does the Form 144 show shares were sold for GS?

No; Form 144 is a notice of intended resale, not proof of a completed trade. Actual sale execution and proceeds are reported separately by brokers or in later SEC filings.

What securities are covered in the GS Form 144?

The filing covers Common Stock, par value $0.01 per share listed on the NYSE. The excerpt links the shares to Employee Compensation Awards and a broker appointment.

Who is the broker listed in the GS Form 144?

The excerpt lists Goldman Sachs & Co. LLC, 200 West Street, New York as the broker handling the proposed resale on 05/01/2026.

Is the quantity or proceeds of the sale specified in the Form 144 excerpt?

The excerpt shows numeric entries but does not present a clearly labeled "shares offered" or proceeds sentence. The filing text lists numbers without labelled context for registered amount or proceeds.