Shareholder of Goldman Sachs (NYSE: GS) files to sell 9,589 shares under Rule 144

Rhea-AI Filing Summary

A shareholder of The Goldman Sachs Group, Inc. filed a notice of proposed sale of restricted securities under Rule 144. The filing covers 9,589 shares of common stock, par value $0.01, to be sold through Goldman Sachs & Co. LLC on the NYSE, with an indicated aggregate market value of $9,154,138.85. The filing notes that 299,928,511 shares of common stock were outstanding and lists an approximate sale date of 01/23/2026.

The shares to be sold were acquired on 01/23/2026 as employee compensation awards from The Goldman Sachs Group, Inc., with the same 9,589 shares shown as the amount acquired. The form also includes a representation that the person for whose account the securities are to be sold does not know of any undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

What does the Form 144 filing for GS disclose?

The filing discloses that a shareholder of The Goldman Sachs Group, Inc. (GS) intends to sell 9,589 shares of common stock on the NYSE under Rule 144.

How many Goldman Sachs (GS) shares are covered by this planned Rule 144 sale?

The notice covers 9,589 shares of Goldman Sachs common stock, with an indicated aggregate market value of $9,154,138.85.

When were the GS shares being sold under Form 144 acquired and how?

The 9,589 GS shares were acquired on 01/23/2026 as employee compensation awards from The Goldman Sachs Group, Inc..

What is the approximate date and exchange for the GS Rule 144 sale?

The approximate sale date listed is 01/23/2026, and the shares are to be sold on the NYSE.

How many Goldman Sachs shares were outstanding according to this Form 144?

The filing states that 299,928,511 shares of Goldman Sachs common stock were outstanding.

Which broker is handling the GS Rule 144 sale?

The broker named for the transaction is Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282.

What representation does the selling shareholder make in this GS Form 144?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about Goldman Sachs’s current or prospective operations that has not been publicly disclosed.

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Accepted by SEC EDGAR 01/23/2026 - 04:33 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001850865
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GOLDMAN SACHS GROUP INC
SEC File Number	001-14965
Address of Issuer	200 WEST STREET NEW YORK NEW YORK 10282
Phone	212-902-1000
Name of Person for Whose Account the Securities are To Be Sold	Ruemmler Kathryn H.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Managing Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.01	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	9589	9154138.85	299928511	01/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par $0.01 per share	01/23/2026	Employee Compensation Awards	The Goldman Sachs Group, Inc.			9589	01/23/2026	Employee Compensation Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	All of the shares of Common Stock proposed to be sold by this person were acquired on various dates pursuant to employee compensation awards.
Date of Notice	01/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jamie A. Greenberg, as Attorney-in-Fact
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)