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Goldman Sachs (NYSE: GS) details new fixed/floating notes due 2032 and 2037

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

The Goldman Sachs Group, Inc. filed a current report related to new debt offerings. The company issued debt securities on March 5, 2026 under its shelf registration statement on Form S-3. The filing primarily provides the legal and technical documents tied to these issuances.

The report includes forms of Fixed/Floating Rate Notes due 2032 and Fixed/Floating Rate Notes due 2037

Positive

  • None.

Negative

  • None.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Understanding 8-K Material Events →
GOLDMAN SACHS GROUP INC 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II NY false 0000886982 0000886982 2026-03-05 2026-03-05 0000886982 us-gaap:CommonStockMember 2026-03-05 2026-03-05 0000886982 us-gaap:SeriesAPreferredStockMember 2026-03-05 2026-03-05 0000886982 us-gaap:SeriesCPreferredStockMember 2026-03-05 2026-03-05 0000886982 us-gaap:SeriesDPreferredStockMember 2026-03-05 2026-03-05 0000886982 gs:M5.793FixedToFloatingRateNormalAutomaticPreferredEnhancedCapitalSecuritiesOfGoldmanSachsCapitalIiMember 2026-03-05 2026-03-05 0000886982 gs:FloatingRateNormalAutomaticPreferredEnhancedCapitalSecuritiesOfGoldmanSachsCapitalIiiMember 2026-03-05 2026-03-05 0000886982 gs:MediumTermNotesSeriesFCallableFixedAndFloatingRateNotesDueMarch2031OfGsFinanceCorpMember 2026-03-05 2026-03-05 0000886982 gs:MediumTermNotesSeriesFCallableFixedAndFloatingRateNotesDueMay2031OfGsFinanceCorpMember 2026-03-05 2026-03-05
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

March 5, 2026

 

 

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   No. 001-14965   No. 13-4019460
(State or other jurisdiction
of incorporation)		  

(Commission

File Number)

  

(IRS Employer

Identification No.)

200 West Street, New York, N.Y.   10282
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 902-1000

N/A

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

    Trading
Symbol		    Exchange
on which
registered

Common stock, par value $.01 per share

    GS    NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A

    GS PrA    NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C

    GS PrC    NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D

    GS PrD    NYSE

5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II

   GS/43PE    NYSE

Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III

    GS/43PF    NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.

    GS/31B    NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.

    GS/31X    NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 

Item 9.01

Financial Statements and Exhibits.

Exhibits are filed herewith in connection with the issuance of the following debt securities by The Goldman Sachs Group, Inc. (the “Company”) on March 5, 2026 pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-284538) (as amended, the “Registration Statement”):

 

  •  

CAD1,750,000,000 3.641% Fixed/Floating Rate Notes due 2032 (the “2032 Fixed/Floating Rate Securities”)

 

  •  

CAD1,000,000,000 4.340% Fixed/Floating Rate Notes due 2037 (the “2037 Fixed/Floating Rate Securities” and together with the 2032 Fixed/Floating Rate Securities, the “Securities”)

(d) Exhibits

The following exhibits are filed as part of this Current Report on Form 8-K and Exhibits 4.1, 4.2, 5.1 and 23.1 are incorporated by reference into the Registration Statement as exhibits thereto:

 

 4.1    Form of Fixed/Floating Rate Notes due 2032.
 4.2    Form of Fixed/Floating Rate Notes due 2037.
 5.1    Opinion of Sullivan & Cromwell LLP relating to the Securities.
23.1    Consent of Sullivan & Cromwell LLP (included as part of Exhibit 5.1).
101    Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language).
104    Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101).

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

THE GOLDMAN SACHS GROUP, INC.

       (Registrant)

Date: March 5, 2026     By:  

/s/ Matthew E. Tropp

    Name:   Matthew E. Tropp
    Title:   Assistant Secretary

Source: View Original Filing on SEC EDGAR

FAQ

What did Goldman Sachs (GS) disclose in this 8-K filing?

Goldman Sachs disclosed exhibits related to the issuance of new debt securities. The filing provides forms of fixed/floating rate notes due 2032 and 2037, a legal opinion and consent from Sullivan & Cromwell LLP, and iXBRL-formatted cover page data.

What type of securities did Goldman Sachs (GS) issue on March 5, 2026?

Goldman Sachs issued debt securities under its Form S-3 shelf registration statement. The exhibits include forms of fixed/floating rate notes due 2032 and 2037, documenting key terms and structure for these new note offerings.

Which exhibits are included in the Goldman Sachs (GS) March 5, 2026 8-K?

The filing includes forms of fixed/floating rate notes due 2032 and 2037, a legal opinion from Sullivan & Cromwell LLP, the related consent, and iXBRL cover page information plus the interactive data file for the cover page.

What is the role of Sullivan & Cromwell LLP in the Goldman Sachs (GS) 8-K?

Sullivan & Cromwell LLP provided a legal opinion relating to the securities issued by Goldman Sachs. Their consent is also included, allowing the opinion to be used as part of the registration statement supporting these debt offerings.

How does Goldman Sachs (GS) use its Form S-3 shelf registration here?

Goldman Sachs used its Form S-3 shelf registration statement to issue new debt securities. The 8-K filing ties these issuances to that registration and files the related note forms and legal opinion as exhibits incorporated into the shelf.

What technical data formats are included in this Goldman Sachs (GS) filing?

The filing includes cover page information formatted in iXBRL, an Inline eXtensible Business Reporting Language standard. It also provides an interactive data file for the cover page, enhancing electronic access and processing of basic filing metadata.

Filing Exhibits & Attachments

7 documents

Other Documents