Goldman Sachs (NYSE: GS) CAO discloses direct shares and 4,366 RSUs
Rhea-AI Filing Summary
Goldman Sachs Group Inc. executive Leslie Ericka T, the Chief Administrative Officer, filed an initial ownership report showing her equity stake in the company. She reports direct ownership of 11,985 shares of common stock and indirect exposure to 40 shares held in family trusts, for which she disclaims beneficial ownership.
She also holds 4,366 Restricted Stock Units granted in January 2026, tied to Goldman Sachs common stock. These RSUs are fully vested and are scheduled to convert into shares between January 2027 and January 2029, with the delivered shares generally restricted from sale until dates ranging from January 2028 to January 2030. Certain existing shares also cannot be sold or transferred before January 2027, indicating multi‑year holding and transfer restrictions on a meaningful portion of her equity compensation.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
LESLIE ERICKA T
Role
Chief Administrative Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock, par value $0.01 per share | -- | -- | -- |
| holding | Common Stock, par value $0.01 per share | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 4,366 shares (Direct);
Common Stock, par value $0.01 per share — 11,985 shares (Direct);
Common Stock, par value $0.01 per share — 40 shares (Indirect, See footnote)
Footnotes (3)
- F1. Certain of these shares cannot be sold or transferred before January 2027.
- F2. Held through trusts, the sole trustee of which is the Reporting Person's partner and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- F3. These Restricted Stock Units ("RSUs") were granted in January 2026. These RSUs are fully vested and a portion will generally convert into shares of the Issuer's common stock on dates ranging from January 2027 to January 2029. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before dates ranging from January 2028 to January 2030.
Key Figures
Direct common shares: 11,985 shares
Indirect common shares via trusts: 40 shares
Restricted Stock Units: 4,366 units
+3 more
6 metrics
Direct common shares
11,985 shares
Common Stock, par value $0.01 per share, direct ownership after reporting
Indirect common shares via trusts
40 shares
Held through family trusts; beneficial ownership disclaimed
Restricted Stock Units
4,366 units
Fully vested RSUs granted January 2026, tied to GS common stock
RSU conversion window
January 2027–January 2029
Period during which RSUs generally convert into GS common shares
Post-conversion sale limits
January 2028–January 2030
General period when RSU-delivered shares remain restricted from sale/transfer
Common share lockup
Before January 2027
Certain existing shares cannot be sold or transferred before January 2027
Key Terms
Restricted Stock Units, beneficial ownership, trusts
3 terms
Restricted Stock Units financial
"These Restricted Stock Units ("RSUs") were granted in January 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of these shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
trusts financial
"Held through trusts, the sole trustee of which is the Reporting Person's partner"
A trust is a legal arrangement where one party (the trustee) holds and manages assets—like cash, stocks, property, or a pool of investments—on behalf of others (the beneficiaries). For investors it matters because trusts can package assets into a single, managed vehicle that may offer professional oversight, specific tax or estate benefits, and tradeable shares or units that change how you access, control, and receive income from those assets; think of it as a secure box managed for your financial benefit.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
How many Restricted Stock Units does Leslie Ericka T hold in Goldman Sachs (GS)?
She holds 4,366 Restricted Stock Units linked to Goldman Sachs common stock. These RSUs were granted in January 2026, are fully vested, and will generally convert into common shares between January 2027 and January 2029, with related sale restrictions extending to January 2030.