STOCK TITAN

Goldman Sachs (GS) director awarded 360 RSUs tied to board service

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Goldman Sachs Group Inc. director Kathleen R. McClure reported a new equity compensation award. On January 16, 2026, she received 360 Restricted Stock Units (RSUs) at a price of $0 per unit, increasing her beneficially owned derivative securities to 462 RSUs.

These RSUs represent a prorated 2025 annual grant and the fourth quarter 2025 annual retainer for her board service. The filing explains that the shares of common stock underlying these RSUs will be delivered approximately 90 days after her retirement from the company’s Board of Directors, tying the award to her continued board tenure.

Positive

  • None.

Negative

  • None.
Insider McClure Kathleen R
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 360 $0.00 --
Holdings After Transaction: Restricted Stock Units — 462 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McClure Kathleen R

(Last) (First) (Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET

(Street)
NEW YORK NY 10282

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/16/2026 A 360 (1) (1) Common Stock, par value $0.01 per share 360 $0 462 D
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2025 Annual Grant and fourth quarter 2025 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GS director Kathleen R. McClure report?

Kathleen R. McClure reported receiving 360 Restricted Stock Units (RSUs) of Goldman Sachs Group Inc. on January 16, 2026, as disclosed in a Form 4.

What is the size of Kathleen McClure's new RSU grant at Goldman Sachs (GS)?

The new grant consists of 360 RSUs of Goldman Sachs Group Inc. common stock, with a stated price of $0 per unit.

How many Goldman Sachs RSUs does Kathleen McClure own after this transaction?

After the reported grant, Kathleen McClure beneficially owns 462 Restricted Stock Units related to Goldman Sachs Group Inc.

What are the vesting or delivery terms of Kathleen McClure's RSUs at GS?

The filing states that the shares of common stock underlying these RSUs will be delivered approximately 90 days after her retirement from the Goldman Sachs Board of Directors.

Why were these 360 RSUs granted to the Goldman Sachs director?

The RSUs were granted as the director’s prorated 2025 Annual Grant and fourth quarter 2025 Annual Retainer for service on the Board of Directors.

Is Kathleen McClure a 10% owner of Goldman Sachs based on this Form 4?

No. The Form 4 indicates she is a director of Goldman Sachs Group Inc. and not a 10% owner.