STOCK TITAN

Goldman Sachs (GS) director Harris receives 364 RSUs in 2025 board grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Goldman Sachs Group Inc. director Kimberley D. Harris reported a grant of 364 Restricted Stock Units (RSUs) on 01/16/2026. These RSUs were issued as the reporting person's 2025 annual equity grant at a price of $0 per unit, reflecting that they are an incentive award rather than a purchase.

After this award, Harris beneficially owned 3,534 derivative securities in the form of RSUs, held directly. The footnote explains that shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after Harris retires from the company’s Board of Directors, linking the ultimate share delivery to board service.

Positive

  • None.

Negative

  • None.
Insider HARRIS KIMBERLEY D.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 364 $0.00 --
Holdings After Transaction: Restricted Stock Units — 3,534 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HARRIS KIMBERLEY D.

(Last) (First) (Middle)
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET

(Street)
NEW YORK NY 10282

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/16/2026 A 364 (1) (1) Common Stock, par value $0.01 per share 364 $0 3,534 D
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Remarks:
/s/ Jamie A. Greenberg, Attorney-in-fact 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GS director Kimberley D. Harris report?

Kimberley D. Harris, a director of Goldman Sachs Group Inc. (GS), reported the grant of 364 Restricted Stock Units (RSUs) on 01/16/2026, coded as an acquisition (A) at a price of $0 per unit.

How many Goldman Sachs RSUs does Kimberley D. Harris hold after this Form 4?

Following the reported RSU grant, Kimberley D. Harris beneficially owned 3,534 derivative securities in the form of RSUs, all reported as held directly.

What is the nature of the 2025 annual RSU grant reported by GS director Harris?

The filing states that the 364 RSUs represent Restricted Stock Units granted for the reporting person's 2025 Annual Grant, indicating a routine equity compensation award tied to board service.

When will the RSUs granted to Kimberley D. Harris at Goldman Sachs be settled in shares?

The footnote explains that shares of Goldman Sachs common stock underlying these RSUs will be delivered approximately 90 days after Harris retires from the company’s Board of Directors.

Are the reported Goldman Sachs RSUs held directly or indirectly by Kimberley D. Harris?

The Form 4 indicates that the 3,534 RSUs (including the new 364-unit grant) are held with an ownership form classified as Direct (D), with no indirect ownership entity disclosed.

What does transaction code "A" mean in the GS Form 4 for Kimberley D. Harris?

In this context, transaction code "A" on the Form 4 signifies an acquisition of derivative securities, here reflecting an RSU grant of 364 units as compensation rather than an open-market purchase.