Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, cash-settled medium-term notes tied to the S&P 500® Index. The offering aggregates $2,544,000 of face amount with an original issue price of 100% and a 0.75% underwriting discount. The notes pay no interest and can be automatically called on the call observation date if the closing level of the S&P 500 is greater than or equal to the initial level; a call would trigger a cash payment of $1,095 per $1,000 face amount. If not called, the maturity payment depends on index performance: an upside participation rate of 200% applies to positive returns; a 70% trigger buffer preserves principal for declines down to 70% of the initial level, but losses equal to the index decline apply below that level, meaning investors could lose their entire investment. Key dates include trade date June 17, 2026, original issue date June 23, 2026, call observation date June 21, 2027, call payment date June 24, 2027, determination date June 20, 2028, and stated maturity June 23, 2028. The notes are subject to issuer and guarantor credit risk, potential illiquidity, model-based valuation discounts at issuance, tax characterization uncertainty, and FINRA conflict-of-interest rules for the affiliate underwriter.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-protected contingent notes linked to the S&P 500®, Nasdaq-100® and the iShares® Semiconductor ETF (SOXX). The notes pay no interest and may be automatically called on the call observation date June 17, 2027 if each underlier’s closing level is at or above its initial level, producing a fixed cash payment of $1,200 per $1,000 face amount on the call payment date. If not called, the maturity payoff on or about the determination/stated maturity date (determination date June 18, 2029; stated maturity June 22, 2029) depends on the lesser performing underlier: positive payoffs equal 4.45 times the lesser performing underlier return if all final levels exceed initial levels; otherwise principal is preserved only if each final level is at least 60% of its initial level; below that you may lose a substantial portion or all of principal. The estimated value on the trade date was approximately $946 per $1,000 versus an original issue price of 100% and an underwriting discount of 1%. Aggregate original face amount was $804,000. Read the pricing supplement for credit, tax, market-disruption and ETF/index-specific risks.
GS Finance Corp. offers fixed-coupon underlier-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a fixed coupon of $8.584 per $1,000 (0.8584% monthly; up to 10.3% per annum) from expected July 2026 through the stated maturity. The maturity payment (in addition to the final coupon) is linked to the lesser performing underlier of the State Street® Energy Select Sector SPDR® ETF (initial level $53.77) and the common stock of Diamondback Energy, Inc. (initial level $183.50), measured from June 18, 2026 to the determination date (expected June 21, 2028). If the final level of any underlier is below 60% of its initial level (a decline greater than 40%), the cash settlement drops pro rata to the lesser performing underlier return; otherwise holders receive the face amount. The pricing models estimate an initial value between $925 and $955 per $1,000 face amount on the trade date (expected June 22, 2026), below the original issue price. The notes are unsecured obligations subject to issuer and guarantor credit risk and limited anti‑dilution protection; payments are cash-settled and holders have no shareholder rights in the underliers.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering leveraged, capped, callable principal-at-risk notes linked to the common stock of Blackstone Inc. The notes have a face amount of $1,000 each, original issue date June 23, 2026, and a stated maturity of June 23, 2034. The notes pay no interest and may be automatically called beginning on the first call observation date in September 2032 if the closing price of Blackstone Inc. meets specified call levels. At maturity the cash settlement is based on the final index stock price versus the initial index stock price of $125.01, with (i) a capped maximum settlement of $2,376 per $1,000 if final price ≥ 90% of the initial price, (ii) return of principal $1,000 if final price is between 60% and 90% of the initial price, and (iii) a proportional loss if final price < 60% (investors may lose all principal). Estimated model value at trade date was ~$972 per $1,000 face amount.
GS Finance Corp. is offering 433,600 units of Autocallable Participation Notes (aggregate principal $4,336,000) due June 26, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes were priced on June 17, 2026 with settlement on June 25, 2026 and carry an estimated value of $9.75 per $10 principal amount at pricing.
The notes pay no periodic interest and feature an automatic call on the Call Observation Date June 25, 2027 if the Observation Value is at least the Call Value ($208.99); the Call Payment equals $11.00 per unit. If not called, at maturity holders receive 1-to-1 upside and either (a) a positive return equal to the absolute decline if the Ending Value is between the Starting Value and the Threshold Value ($156.74, 75% of the Starting Value), or (b) full downside exposure below the Threshold Value, with up to 100% principal loss. Minimum initial purchase is $100,000.
GS Finance Corp. offers indexed, non‑interest bearing notes due September 22, 2027 linked to the common stock of Intuitive Surgical, Inc. The offering has an aggregate face amount of $338,000 on the original issue date and an initial index stock price of $402.18 (trade date June 17, 2026). At maturity the cash payment per $1,000 face amount depends on the index stock return from the trade date to the determination date (September 17, 2027), with a buffer equal to 30%, an upside cap at 117% (maximum settlement $1,170 per $1,000) and an estimated value on the trade date of approximately $974 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., anti‑dilution adjustments, possible market disruption rules, and discretionary determinations by Goldman Sachs & Co. LLC as calculation agent.
GS Finance Corp. is offering S&P 500® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount. Payment at maturity depends on the S&P 500 performance from the trade date to the determination date: if the final level exceeds the initial level you receive $1,000 plus the indexed return subject to a maximum settlement amount of at least $1,453; if the final level is equal to or below the initial level you receive the $1,000 face amount. The notes pay no interest, are subject to issuer and guarantor credit risk, and are treated for U.S. federal income tax as contingent payment debt instruments with a required comparable yield accrual method. Trade date is June 30, 2026, original issue date July 6, 2026, determination date June 30, 2031, and stated maturity date July 3, 2031. The original issue price is 100% of face amount, underwriting discount is 2.5%, and net proceeds to issuer are 97.5% of face amount.
GS Finance Corp. is offering autocallable index-linked notes due June 23, 2031 (aggregate face amount $730,000) guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on June 24, 2027 for $1,111 per $1,000 face amount if both the S&P 500® and Nasdaq-100® close at or above their initial levels, and otherwise pay at maturity an amount tied to the performance of the lesser performing index with a 200% upside participation rate, a 70% trigger buffer and potential for complete principal loss if the lesser performing index falls below its trigger buffer.
The issue price is 100% of face amount, underwriting discount is 0.75%, net proceeds 99.25%, and the estimated value on the trade date was approximately $974 per $1,000 face amount.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering structured notes linked to the VanEck Gold Miners ETF (GDX) and the State Street SPDR S&P Bank ETF (KBE). The notes have an expected trade date of July 2, 2026, an expected original issue date of July 7, 2026, and an expected stated maturity date of April 5, 2029. Monthly coupons of $9.875 per $1,000 (0.9875% monthly; up to 11.85% per annum) are payable only if the closing level of each ETF on an observation date is at least 70% of its initial level. The notes are automatically called if on any call observation date each ETF’s closing level is at or above its initial level, in which case holders receive principal plus the coupon. At maturity, if not called, the cash payment depends on the lesser performing ETF relative to buffer and trigger levels (buffer = 80%, coupon trigger = 70%), exposing holders to partial or total loss of principal if thresholds are breached. The estimated value at pricing is stated as $925–$955 per $1,000 face amount. Credit risk of the issuer and guarantor applies.
GS Finance Corp. priced Market Linked Notes due July 7, 2027 linked to the Class C common stock of Dell Technologies Inc.. Each $1,000 face amount security was offered at $1,000 with an estimated model value of approximately $954 per $1,000 on the pricing date. The notes pay no interest and provide either a capped positive payoff equal to a 40.00% contingent fixed return (maximum maturity payment $1,400) if the ending price is at or above the threshold (65% of the starting price), or 1-to-1 downside exposure to declines below the threshold, allowing losses of up to 100 of face amount. The starting price is $419.32, the calculation day is July 1, 2027, and the stated maturity date is July 7, 2027 (subject to postponement). Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., so holders are exposed to the credit risk of those entities.