Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due April 16, 2036 that pay interest at 5.25% per annum, with interest expected to accrue from the original issue date (expected April 30, 2026) and annual interest payments expected each April 30, beginning April 30, 2027. The notes are callable at the issuer's option in whole, not in part, on expected quarterly redemption dates beginning on or after October 30, 2027, at a redemption price equal to 100% of principal plus accrued interest. The offering will settle through DTC and is being distributed by Goldman Sachs & Co. LLC and InspereX LLC; FATCA withholding rules apply.
GS Finance Corp. offers principal-protected (subject to terms) structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. Each note has a $1,000 face amount and an expected trade date of April 27, 2026 with an original issue date expected to be May 4, 2026 and a stated maturity date expected to be May 5, 2031. Notes do not pay interest; if the final index level on the determination date is at least 102% of the initial index level, each $1,000 face amount will pay a capped maximum settlement amount of $1,650 (the maturity date return is specified as 65%); if the final index level is below 102%, investors receive $1,000. Notes are subject to automatic early redemption if the index closing level on any annual call observation date beginning April 2027 is at least 102% of the initial level, paying the face amount plus a specified call return per the schedule. The index applies daily rebalancing, volatility control (5% realized-volatility trigger), momentum risk control and a deduction of 0.65% per annum, and may allocate heavily to cash-like positions that earn zero excess return prior to the deduction. The estimated model value at pricing is between $885 and $925 per $1,000 face amount. Payments and market value are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and subject to issuer/guarantor credit risk and note calculation agent discretion.
GS Finance Corp. offers Buffered Participation Securities due April 22, 2032, guaranteed by The Goldman Sachs Group, Inc. The securities provide 100% participation in positive performance of an equally weighted basket of the S&P 500® and the Dow Jones Industrial Average®, with an initial basket value set to 100 on the pricing date.
Key economics set on the pricing date include a buffer of 19.00%, a minimum payment at maturity of at least $190.00 per $1,000 principal (at least 19.00%), and principal-at-risk for declines beyond the buffer (investors may lose up to 81.00%). The expected valuation date is April 19, 2032 and the stated maturity date is April 22, 2032. The estimated secondary-market value range at pricing is approximately $905 to $965 per $1,000 principal and the underwriting discount is 2.33%. Morgan Stanley Wealth Management will receive a selling concession of $23.30 per security, with $3.30 allocated as a structuring fee.
GS Finance Corp. is offering callable contingent coupon equity-linked notes due March 30, 2028, linked to the common stock of Microsoft Corporation. Each note has a $1,000 face amount. Notes pay a contingent monthly coupon of $11.667 per $1,000 (1.1667% monthly, ~14.00% per annum) only if the underlier on each coupon observation date is >= the coupon trigger level (70% of the initial underlier level). The issuer may redeem notes on coupon payment dates from July 2026 through February 2028. At maturity (or upon non-redemption), principal paid per $1,000 depends on the final underlier level relative to a 70% trigger buffer: if final level < 70% you receive $1,000 × (final/initial) and may lose your entire investment; if final level >= 70% you receive $1,000. The notes are unsecured senior obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk.
GS Finance Corp. offers $1,000-face autocallable contingent coupon equity-linked notes due June 4, 2027, guaranteed by The Goldman Sachs Group, Inc. Payments depend on the performance of Microsoft common stock ("MSFT UW"). Monthly contingent coupons pay only if the underlier closes at or above 72% of its initial level on observation dates; the notes are automatically called if the underlier closes at or above the initial level on any call observation date. At maturity, if not called, cash settlement is either full principal or reduced pro rata by the underlier return; investors could lose their entire investment.
Goldman Sachs is offering notes linked to the BlackRock® Dynamic Factor Index, which measures whether a mix of equity ETFs, fixed income ETFs and a cash constituent outperforms the sum of the return on SOFR plus 0.26161% and an additional 0.65% per annum fee (accruing daily). The index reallocates among equity, fixed income and cash to target no more than 5% volatility and has in the recent past allocated up to 85.5% to its cash constituent. The index discontinued use of 3-month USD LIBOR on December 28, 2021, so post-LIBOR historical performance using SOFR is limited.
The Goldman Sachs Group, Inc. offers callable fixed rate notes due 2038. The notes bear interest at 5.40% per annum from and including the expected original issue date of April 30, 2026 to but excluding the expected stated maturity date of April 30, 2038, with interest payable annually on or about April 30 (first payment expected April 30, 2027). The issuer may redeem the notes in whole, but not in part, on scheduled quarterly redemption dates on or after April 30, 2028 with at least five business days’ notice at a redemption price equal to 100% of principal plus accrued interest. Settlement is expected in New York through DTC on April 30, 2026. The notes will be issued in book-entry form (DTC master global note), are not FDIC insured, and will generally be subject to FATCA withholding.
GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and their cash payment at maturity for each $1,000 face amount depends on the S&P 500 performance from the trade date to the determination date, with a 125% upside participation rate, a maximum upside settlement amount of at least $1,182, and a 10% buffer (90% buffer level). Trade date is April 30, 2026, original issue date is May 5, 2026, determination date is November 1, 2027, and stated maturity is November 4, 2027. The notes are part of the Medium-Term Notes, Series F program and are senior unsecured obligations of the issuer, subject to issuer and guarantor credit risk.
GS Finance Corp. is offering Autocallable Contingent Coupon Index-Linked Notes due April 20, 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note may pay contingent monthly coupons and is subject to automatic quarterly calls if all three underliers equal or exceed their initial levels on observation dates. If not called, maturity payment depends on the lesser performing underlier, with a 60% trigger buffer; investors could lose their entire investment if that underlier falls below the buffer.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay interest at 5.25% per annum. The notes are expected to be issued on April 30, 2026 and have an expected stated maturity of April 16, 2036. Interest is payable annually on each expected interest payment date (expected April 30), with the first payment expected on April 30, 2027. The notes are callable at the issuer’s option in whole, not in part, on expected quarterly redemption dates beginning on or after October 30, 2027, at a redemption price equal to 100% of principal plus accrued interest. The notes will be issued in book-entry form as a master global note registered in the name of DTC. Pricing, underwriting discounts, initial price-to-public variations for certain accounts, FATCA withholding, and distribution limitations by jurisdiction are described in the pricing supplement and accompanying prospectuses.