Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers EURO STOXX 50® index-linked notes due May 5, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and is linked to the EURO STOXX 50® Index. If the final index level on the determination date is at or above a 75% trigger buffer, holders receive at least a $1,370 threshold settlement amount or $1,000 plus the index return, whichever is greater. If the final index level is below the 75% trigger buffer, losses are linear to the index decline and could result in a total loss of principal. Terms (including the initial underlier level) will be set on the trade date of April 30, 2026; the determination date is April 30, 2031. The notes pay no interest and are subject to issuer and guarantor credit risk and various market, tax and liquidity risks described herein.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to NVIDIA Corporation stock. The notes (aggregate face amount $1,161,000) pay a contingent monthly coupon and are subject to an automatic call if the underlier closes at or above the initial level ($188.63) on any call observation date. Coupons are paid only when the underlier is >= 70% of the initial level on coupon observation dates. At maturity (stated maturity April 13, 2028), the cash settlement per $1,000 depends on the final underlier level: if the final level is <70% the return is proportional to the underlier return and could result in a total loss; if >=70% the principal is preserved (up to 100% of face). The notes were issued at 100% of face with a 0.4% underwriting discount.
GS Finance Corp. priced a structured, non‑interest bearing note linked to the S&P 500® Futures Excess Return Index. The offering has an aggregate face amount of $317,000 and an original issue price of 100% of face amount. The notes feature an automatic call on the call observation date if the underlier closes at or above the initial level; in that event the issuer will pay $1,150 per $1,000 on the call payment date. If not called, maturity payment depends on the final underlier level: upside participation is 175%, a buffer is set at 85% of the initial level with a buffer amount of 15% and a buffer rate of 100%. The initial underlier level is 562.18. The notes are senior debt of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk, market‑value variability, roll/contango effects from futures exposure, and uncertain U.S. federal tax treatment.
The pricing supplement describes a $1,000,000 offering of medium-term structured notes issued by GS Finance Corp. and fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the EURO STOXX 50® Index, do not pay interest, and may be automatically called on the call observation date if the underlier is at or above its initial level; in that case each $1,000 note pays $1,144 on the call payment date. If not called, the cash settlement at maturity depends on the final underlier level, with upside participation of 200%, a 10% buffer and a buffer rate of approximately 111.11%. Purchase at original issue is at 100% of face; underwriting discount is 1.5%.
Flaherty Mark A. reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Mark A. Flaherty reported a grant of 28 Restricted Stock Units for his first quarter 2026 Annual Retainer. Each RSU represents one share of common stock. Following this grant, he holds 5,248 RSUs. The underlying shares will be delivered about 90 days after he retires from the Board of Directors.
HESS JOHN B reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director John B. Hess received a grant of 28 Restricted Stock Units as part of his first quarter 2026 annual retainer for board service. Following this award, he holds 870 RSUs directly. The underlying common shares will be delivered about 90 days after he retires from the board.
JOHNSON KEVIN R reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Kevin R. Johnson received a grant of 42 Restricted Stock Units as part of his first quarter 2026 annual retainer for serving on the company’s Board of Directors and the Board of Directors of Goldman Sachs Bank USA.
Each unit represents one share of Goldman Sachs common stock, to be delivered approximately 90 days after his retirement from either board. Following this award, Johnson holds a total of 3,086 RSUs directly.
GS Finance Corp. is offering structured, contingent monthly coupon notes backed by a guarantee from The Goldman Sachs Group, Inc., linked to the common stock of The Home Depot, Inc. The notes (aggregate face amount $564,000) pay a monthly coupon of $10.042 per $1,000 if the underlier meets a 72% trigger on observation dates and may be automatically called early if the underlier is at or above the initial level. At maturity, if not called, the cash payment per $1,000 face depends on the final underlier level: it is protected down to a 72% buffer but falls dollar-for-dollar below that level, meaning investors can lose the full principal if the underlier falls sufficiently. The notes mature on October 19, 2027 (determination date October 14, 2027), carry an original issue price of 100% and an underwriting discount of 0.9%.
MITTAL LAKSHMI N reported acquisition or exercise transactions in this Form 4 filing.
Goldman Sachs Group Inc. director Lakshmi N. Mittal received 28 Restricted Stock Units (RSUs) as part of his first quarter 2026 annual retainer. These RSUs represent the right to receive 28 shares of Goldman Sachs common stock.
Following this grant, Mittal holds a total of 6,320 RSUs directly. The common shares underlying these RSUs will be delivered approximately 90 days after he retires from the company’s Board of Directors, so this grant is part of long-term, deferred board compensation rather than an open-market stock purchase.
GS Finance Corp. / The Goldman Sachs Group, Inc. is offering principal‑protected‑style, buffer notes linked to the MSCI EAFE Index with an upside participation rate of 200%, a 10% buffer (buffer level = 90% of the initial underlier level) and a maximum settlement amount of $1,235 per $1,000 face amount. The notes pay no interest and settle in cash at maturity; payment depends on the final underlier level measured versus the initial level set on April 10, 2026. Key dates include trade date April 14, 2026, original issue date April 17, 2026, determination date October 14, 2027 and stated maturity date October 19, 2027. These notes expose holders to issuer/guarantor credit risk, foreign‑market and currency risk, capped upside and potential substantial principal loss if the underlier falls more than the buffer.