Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering principal-at-risk structured notes linked to the lesser-performing of three ETFs: State Street Technology Select Sector SPDR ETF (initial level $136.95), Invesco QQQ, Series 1 (initial level $588.00) and iShares Semiconductor ETF (initial level $336.59). The notes mature on expected April 4, 2033 with a determination date expected to be March 28, 2033. For each $1,000 face amount, holders receive either $1,000 plus 1.961× the lesser performing ETF return if all ETF returns are ≥0%, or $1,000 plus the lesser performing ETF return if any ETF return is negative. The notes pay no interest, carry issuer and guarantor credit risk, and have an estimated value on the trade date of $885–$935 per $1,000 face amount.
The pricing supplement describes Contingent Income Auto-Callable Securities issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the Class A common stock of Vertiv Holdings Co. Each security has a $1,000 stated principal amount, an expected original issue date of April 8, 2026 and an expected stated maturity date of April 5, 2029. Investors may receive a contingent quarterly coupon (set at a product that uses at least $46.75) only if the underlying stock's closing price on coupon observation dates is at or above a downside threshold equal to 50.00% of the initial share price. Securities are automatically called if the closing price on any call observation date is at or above the initial share price; if not called, payment at maturity equals $1,000 if the final share price is at or above the downside threshold, or $1,000 multiplied by the share performance factor if below, exposing investors to potential substantial principal loss.
GS Finance Corp. offers $1,120,000 aggregate face amount of notes due March 27, 2029. The notes pay contingent monthly coupons of $6.334 per $1,000 (0.6334% monthly, ~7.6% annualized) only if each underlier equals or exceeds 50% of its initial level on coupon observation dates; otherwise no coupon is paid. At maturity the cash payment (per $1,000) is $1,000 if each final underlier level is at least 50% of its initial level, or otherwise $1,000 plus the lesser performing underlier return times $1,000, which can result in a substantial loss. Goldman Sachs (GS&Co.) is the calculation agent; GS Finance Corp. is the issuer and The Goldman Sachs Group, Inc. is guarantor. The estimated value at pricing was approximately $966 per $1,000 face amount; original issue price was 100% with a 1% underwriting discount (net proceeds 99%).
The Goldman Sachs Group, Inc. proposes a primary offering of Callable Fixed Rate Notes due April 17, 2028 that pay interest at 4.50% per annum from and including the original issue date (expected April 17, 2026) to but excluding maturity. Interest is payable on each interest payment date (expected April 17 and October 17), with the first payment expected on October 17, 2026.
The notes are callable at the issuer’s option, in whole but not in part, on each redemption date (expected quarterly on the 17th of January, April, July and October beginning on or after October 17, 2026) at a price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. The notes will be issued in book-entry form through DTC. Pricing, underwriting discounts, and the initial public price vary by investor type as described in the supplemental plan of distribution.
GS Finance Corp. is offering Autocallable Index-Linked Notes due March 28, 2030 (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $4,823,000. The notes pay no interest, may be automatically called beginning March 24, 2027 if three equity indices each close at or above 80% of their initial levels, and at maturity pay an amount tied to the performance of the lesser performing index. The maturity date premium is 36.4%, the estimated value at pricing was approximately $977 per $1,000 face amount, and the notes are unsecured obligations subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to GOOG, TSLA, NVDA and AMD that mature March 31, 2031. Coupons are monthly and pay either a maximum $7.50 or a minimum $0.209 per $1,000 face amount depending on each monthly observation. Notes are automatically called if on any call observation date each reference stock closes at or above 90% of its initial price; coupons pay at maximum only if each index stock is at or above 75% of its initial price on an observation date. The estimated value at pricing was approximately $951 per $1,000 face amount and the original issue price is 100% with a 3.75% underwriting discount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers principal‑protected, auto‑callable structured notes linked to the Class C capital stock of Alphabet Inc., CoreWeave Class A common stock and NVIDIA common stock. Coupons may be paid monthly if each index stock meets a 50% trigger on observation dates; notes may be automatically called from April 2027 onwards. At maturity (expected April 13, 2029), if a "trigger event" occurs (all final prices below initial prices), investors may receive an amount tied to the worst‑performing index stock and could lose most or all principal. Estimated value at pricing is $925–$955 per $1,000 face amount.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and a 110% upside participation rate. The notes have an automatic call feature that, if met on the call observation date, pays at least $1,100 per $1,000. The notes pay no interest and cash settlement at maturity depends on the final index level; if the underlier return is zero or negative, investors would receive only the face amount. Trade date and original issue date are set in 2026, with a stated maturity in 2029. The notes are subject to issuer/guarantor credit risk, limited secondary market liquidity, and special U.S. federal tax treatment as contingent payment debt instruments.
GS Finance Corp. priced a series of market-linked notes that pay no interest and whose cash settlement at maturity depends on the S&P 500® Index performance from the trade date (March 24, 2026) to the determination date (September 24, 2027). Each $1,000 note pays either a capped upside (up to a $1,172.50 maximum settlement), the full face amount if the final level is at or above a 90% buffer level, or a proportional loss if the index declines more than the 10% buffer. The notes are issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. and were issued at 100% of face with a 2.1% underwriting discount.
GS Finance Corp. is offering market-linked medium-term notes, Series F, due May 2, 2030, linked to the Nasdaq-100 Index. Each note has a $1,000 face amount, 100% upside participation subject to a maximum return of at least 30.00% (at least $300), and repayment of principal at maturity (subject to issuer and guarantor credit risk). The expected pricing date is April 29, 2026 and the original issue date is expected to be May 4, 2026. The estimated value on pricing is between $900 and $930 per $1,000 face amount; the original offering price is $1,000, with an underwriting discount up to $38.25 and proceeds to issuer of $961.75 per note.