The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to an equally weighted basket of Meta Platforms, Microsoft, Oracle and Tesla stock. The basket has an initial level of 100, with each stock carrying a 25% weight and initial weighted value of 25.
The notes mature on a stated date expected to be July 31, 2031, but may be automatically called monthly from July 2027 to June 2031 if the basket’s closing level is at least the initial basket level. Upon an automatic call, investors receive the $1,000 face amount per note plus the applicable coupon.
On each monthly coupon observation date from August 2026, if the basket is at least 80% of its initial level, investors receive a coupon of $10.375 per $1,000 (1.0375% monthly, up to 12.45% per year); otherwise, the coupon is zero. At maturity, if not called, principal repayment depends on the basket return and a 15% buffer: full principal is repaid if the basket is at least 85% of its initial level; below that, losses increase linearly, and investors can lose a substantial portion of principal and receive no final coupon.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and guarantor. The estimated value on the trade date is expected between $885 and $925 per $1,000 face amount, reflecting structuring costs and dealer compensation, and secondary market values may be lower. The notes will not be listed, may have limited liquidity, pay no dividends on the basket stocks, and include complex provisions for market disruption events and anti-dilution adjustments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due July 27, 2029, tied to the common stock of lululemon athletica inc. The notes are part of the Medium-Term Notes, Series F program and will be issued in book-entry form.
Each $1,000 note can pay a contingent quarterly coupon. On each coupon observation date, if the LULU share price is at or above 50% of the initial level (the coupon trigger level), the coupon equals $35.625 multiplied by the number of elapsed observation dates minus prior coupons; otherwise the coupon is $0. The same 50% level is the trigger buffer level for principal.
The notes are subject to an automatic call: if on any call observation date the underlier is at or above its initial level, investors receive $1,000 per note plus the coupon then due, and the notes terminate early. If not called and at maturity the final underlier level is at or above the 50% trigger buffer, investors receive $1,000 plus any final coupon. If the final level is below 50%, repayment equals $1,000 plus $1,000 times the underlier return, exposing investors to losses up to 100% of principal and no participation in any upside above par.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. Market value may be affected by LULU’s price and volatility, interest rates, and the issuer’s and guarantor’s creditworthiness. Tax treatment is uncertain; counsel views the notes as income-bearing prepaid derivative contracts for U.S. federal income tax purposes.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2046 under its Medium-Term Notes, Series N program. The notes pay a fixed interest rate of 6.075% per annum from the original issue date, expected to be July 31, 2026, to the stated maturity date, expected to be July 16, 2046. Interest is expected to be paid annually on the last calendar day of July, with the first payment on July 31, 2027.
Goldman Sachs may, at its option, redeem the notes in whole but not in part on specified quarterly redemption dates on or after July 31, 2029, at 100% of principal plus accrued and unpaid interest to but excluding the redemption date. The notes are issued only in book-entry form through DTC, have no sinking fund, and holders cannot require early repayment. They are unsecured senior debt obligations of The Goldman Sachs Group, Inc., subject to U.S. federal income taxation of interest and generally to FATCA withholding rules.
The notes will be distributed by Goldman Sachs & Co. LLC and InspereX LLC, with flexible pricing for certain accounts and potential market-making after issuance. The securities are not bank deposits, are not insured by government agencies, and are subject to selling and marketing restrictions in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Index-Linked Notes due 2028 tied to the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. The notes are part of Goldman’s Medium-Term Notes, Series F program.
Investors may receive a contingent monthly coupon of at least $8.292 per $1,000 (0.8292% monthly, up to ~9.95% p.a.) only if on each observation date every index is at or above 65% of its initial level. The notes are autocallable quarterly if each index is at or above its initial level, in which case investors receive $1,000 per note plus the coupon then due.
If the notes are not called and on the determination date any index finishes below 65% of its initial level, repayment of principal is reduced one-for-one with the lesser performing index; investors can lose their entire investment and do not benefit from index gains above par. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and their estimated value at pricing is less than the 100% issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes due August 1, 2030 linked to the Nasdaq‑100 Index, the S&P 500 Index and the VanEck Gold Miners ETF.
The notes pay a contingent monthly coupon of $10.625 per $1,000 face amount (1.0625% monthly, up to 12.75% per year) only when each underlier is at or above its coupon trigger level of 75% of its initial level on the relevant observation date. The notes are automatically called at par plus the due coupon if on any call observation date each underlier is at or above its initial level.
If not called, at maturity investors receive par if each final underlier level is at or above its buffer level of 60% of its initial level; otherwise principal is reduced 1:1 with the lesser performing underlier beyond a 40% buffer, potentially down to 40% of face. Investors face the credit risk of GS Finance Corp. and the guarantor, may receive no coupons, and the issuer discloses that the notes’ estimated value on the trade date is less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, income-bearing structured notes linked to the VanEck Semiconductor ETF (SMH). The notes pay contingent monthly coupons of $9.542 per $1,000 (0.9542% monthly, up to about 11.45% per year) only when the ETF is at or above 80% of its initial level on an observation date.
The notes can be automatically called on monthly observation dates from July 2027 through June 2031 if the ETF is at or above 95% of its initial level, returning the $1,000 face amount plus the due coupon. At maturity in July 2031, if not called, investors receive $1,000 per note plus any final coupon if the ETF is at or above 80% of its initial level; below that buffer, principal loss is one-for-one beyond a 20% decline, potentially down to 20% of face. The estimated initial value is $885–$925 per $1,000, highlighting embedded costs. Payments depend on GS Finance Corp. and Goldman Sachs credit and carry complex tax and market risks, including the possibility of receiving no coupons and substantial loss of principal.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk “Jump Securities” maturing on August 6, 2031, linked to a weighted basket of five equity indices: EURO STOXX 50® (40%), TOPIX (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The initial basket value is 100.
Each $1,000 security pays at maturity based on basket performance from the pricing date to the July 31, 2031 valuation date. If the final basket value is at least 125% of the initial basket value, holders receive $1,000 plus at least 175% of the basket gain. If the final basket value is between 100% and 125% of the initial value, holders receive $1,000 plus a fixed $250 upside payment (25%). If the final basket value is below the initial value, repayment is $1,000 multiplied by the basket performance factor, producing a 1:1 loss with no principal protection and potential total loss.
The original issue price is 100% of principal, with a 3.50% underwriting discount and estimated value of $875–$935 per $1,000. The notes bear no interest, do not provide dividends on underlying stocks, are unsecured senior obligations of GS Finance Corp., and are subject to the credit risk of both the issuer and guarantor, as well as market, liquidity, tax and foreign-market risks described in detail.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon ETF-Linked Notes tied to the iShares Semiconductor ETF. Each note has a $1,000 face amount, an expected trade date of July 17, 2026, and an expected maturity on July 22, 2030, subject to early automatic call.
Investors may receive a quarterly coupon of at least $78.875 per $1,000 (at least 7.8875% quarterly) only when the ETF is at or above 75% of its initial level on the relevant observation date; otherwise the coupon is zero. Notes are automatically called if, on specified call observation dates from January 2027 through April 2030, the ETF is at or above its initial level, in which case holders receive face amount plus that period’s coupon.
If not called, principal repayment at maturity depends on the final ETF level. At or above 75% of the initial level, investors receive full principal plus any final coupon; between 65% and 75%, principal is returned but no coupon is paid; below 65%, repayment is reduced one-for-one with the ETF loss and investors can lose most or all of their investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated initial value is $900–$930 per $1,000, below issue price, and secondary market liquidity is not assured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Trigger Autocallable Contingent Yield Notes linked to Albemarle Corporation common stock. The notes have a $10 face amount and pay a contingent coupon of $0.615 per quarter (up to 24.60% per annum) only when Albemarle’s closing price on the relevant observation date is at or above a coupon barrier set at 60% of the initial price of $124.74.
Starting in October 2026, the notes are automatically called if Albemarle closes at or above the initial price on an observation date, returning $10 plus the coupon then due, with no further payments. If not called, and on the January 18, 2028 determination date Albemarle is at or above the downside threshold (also 60% of the initial price), investors receive $10 plus the final coupon. If the final price is below the downside threshold, repayment is reduced one-for-one with the stock’s loss from the initial price, and all principal can be lost and no final coupon is paid.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is $9.00–$9.30 per $10, below the 100% issue price, reflecting structuring costs and dealer compensation, including a 1.50% underwriting discount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk Contingent Income Auto-Callable Securities linked to the worst-performing of the S&P 500 Index, Russell 2000 Index and Nasdaq‑100 Index, maturing on or about July 27, 2028.
Investors may receive a contingent quarterly coupon of at least $26 per $1,000 only when the closing value of each index on a coupon observation date is at or above its downside threshold, set at 70% of its initial index value. The notes are automatically called if, on any call observation date from October 26, 2026, each index is at or above its initial value, returning $1,000 per $1,000 principal plus the coupon then due, with no further payments.
If not called, at maturity investors receive $1,000 plus the final coupon only if each index is at or above its downside threshold. Otherwise, repayment is reduced 1-to‑1 based on the worst-performing index, and can be less than 70% of principal or zero. The estimated value is $925 to $985 per $1,000, below the 100% issue price, reflecting fees, structuring costs and dealer compensation. Payments depend on the credit of both GS Finance Corp. and The Goldman Sachs Group, Inc.