Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering non-interest-bearing, equity-linked notes maturing June 26, 2029 that are tied to an equally weighted basket of seven common stocks (Alphabet, Amazon, Apple, Meta, Microsoft, NVIDIA, Tesla). The notes pay $1,167.50 per $1,000 if automatically called on the call observation date June 28, 2027. If not called, maturity payoff depends on the basket return: investors receive $1,000 if the final basket level is at or above the buffer level (90), an upside participation of 120% on positive returns, and suffer losses below the buffer with limited protection equal to a 10% buffer. The estimated value on the trade date was approximately $960 per $1,000 face amount and the original issue price is 100% with a 1% underwriting discount.
GS Finance Corp. is offering structured medium-term notes with an aggregate face amount of $9,613,000 linked to the common stock of GE Vernova Inc. The notes pay a contingent quarterly coupon based on observation-date performance (coupon component = $42.5 per applicable observation formula) and may be automatically called if the underlier equals or exceeds the initial level on any call observation date.
The notes carry a buffer of 35% (buffer level and coupon trigger = 65% of the initial underlier level), a buffer rate of approximately 153.85%, an initial underlier level of $1,109.73, trade date June 18, 2026, original issue date June 24, 2026, and stated maturity July 8, 2027. The original issue price is 100% of face amount with a 1% underwriting discount. Investors are exposed to issuer and guarantor credit risk and may lose their entire investment if the final underlier level declines sufficiently.
GS Finance Corp. is offering Market Linked Notes—Auto-Callable with Contingent Coupon due June 24, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly contingent coupon of $8.834 per $1,000 (approximately 10.60% per annum) only if the lowest performing underlying stock on each calculation day is at or above its coupon threshold (75% of its starting price). The three underlying stocks and their starting prices are Autodesk $193.82, Oracle $184.29 and Devon Energy $42.12 (pricing date June 18, 2026). The notes are auto‑callable beginning with the June 2027 call date if the lowest performing underlying stock is at or above its starting price on a call date; if not called, principal of $1,000 per note is payable at maturity but investors do not participate in upside appreciation of the underlying stocks. The estimated value at pricing was approximately $948 per $1,000, while the original offering price is $1,000 per note; total face amount shown on the cover is $600,000. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. prices structured notes linked to the S&P 500®, State Street® Technology Select Sector SPDR® ETF (XLK) and iShares® Semiconductor ETF (SOXX). The notes have an original issue date of June 24, 2026, an automatic call observation date of June 28, 2027, and a stated maturity of June 24, 2031. If all three underliers are at or above their initial levels on the call observation date, each $1,000 face amount pays $1,200 on the call payment date. If not called, the maturity payout is determined by the lesser performing underlier: investors receive $1,000 if each final level is ≥ 60% of its initial level, 4.08 times the lesser performing underlier return if the lesser underlier is positive, or a loss pro rata to the lesser performing underlier if below the trigger buffer. The pricing supplement discloses an estimated value of approximately $946 per $1,000 face amount and an original issue price of 100%.
GS Finance Corp. offers principal-at-risk notes linked to a five-asset basket, issued June 24, 2026. For each $1,000 face amount, payment at maturity June 23, 2028 depends on a basket return with a 200% upside participation rate and a cap at $1,272.5 per $1,000. The basket initial level is 100, with a 10% buffer: declines up to 10% protect principal, larger declines reduce principal. The aggregate face amount on original issue is $1,214,000, original issue price 100%, and an estimated model value around $975 per $1,000.
GS Finance Corp. is offering structured, equity-linked notes tied to the common stock of NVIDIA, Apple and Tesla with an aggregate face amount of $3,445,000 and a stated maturity date of June 22, 2029. Coupons may be paid monthly only if each index stock meets a 60% trigger on observation dates; the notes are subject to an automatic call feature beginning December 2026 and to repayment based on the lesser-performing stock if a full trigger failure occurs at maturity. The estimated value at issuance is approximately $980 per $1,000 face amount; payments remain subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The company GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) priced $4,855,000 aggregate principal of principal-at-risk Jump Securities with an auto-callable feature linked to the worst-performing of XLE, XLF and XLV. The securities were priced on June 18, 2026, issued June 24, 2026, and mature June 24, 2032.
Each $1,000 security may be auto‑called on scheduled observation dates if all three ETFs close at or above 90% of their initial ETF prices, producing a call payment that returns principal plus a call premium. If not called, maturity pays either $1,000 plus a 66.60% maturity premium (if all final ETF prices are at or above their initial prices) or an amount equal to $1,000 multiplied by the worst performing ETF performance factor, potentially resulting in significant principal loss or zero. Estimated model value at issuance was approximately $942 per security; original issue price equals stated principal amount (100%).
GS Finance Corp. is offering Fixed Coupon Barrier Notes due December, 2027 linked to an equally weighted basket of Cameco Corporation and Freeport‑McMoRan Inc.. Each unit has a $10 principal amount and an expected term of approximately 18 months. The notes pay a quarterly fixed coupon in the range of $0.375–$0.385 per unit (an annual rate of 15.00%–15.40%), with the coupon paid even if the Basket falls.
At maturity you receive the final coupon and either (a) $10 per unit if the Basket's Ending Value is >= 80% of the Starting Value (Starting Value = 100.00), or (b) one‑for‑one downside exposure to decreases in the Basket if the Ending Value is below 80.00, exposing up to 100% of principal. The estimated value on pricing is approximately $9.25–$9.55 per $10 principal. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk. The minimum initial purchase is $100,000.
GS Finance Corp. priced an Auto-Callable Trigger PLUS linked to the S&P 500® Index due July 6, 2028. The unsecured notes, guaranteed by The Goldman Sachs Group, Inc., pay at least $1,111 per $1,000 if automatically called and offer 125.00% leverage on positive index returns at maturity. The downside threshold is 90.00% of the initial index value; if the final index value is below that level, investors suffer a pro rata loss of principal (potentially down to zero). The pricing date is expected on or about June 30, 2026, with an original issue date expected July 6, 2026. Estimated value at pricing is shown as $910 to $970 per security versus an original issue price of 100.00% of principal; underwriting discount is 2.50%.
GS Finance Corp. offers a $1,000 face‑amount market‑linked, auto‑callable note due July 6, 2029 linked to the lowest performing common stock of Advanced Micro Devices, Inc. and Micron Technology, Inc.. The original offering price is $1,000 per security and the estimated value at pricing is between $925 and $955 per $1,000 face amount.
The notes pay no interest, are automatically called if the lowest performing underlying stock on the call date is at or above its call threshold (54% of its starting price) and, if called, pay at least a 45.00% call premium (at least $450). If not called, maturity payments depend solely on the lowest performing underlying stock on the calculation day, with a 200.00% upside participation rate for positive returns, a capped positive return of 40% for certain declines, and full 1:1 downside exposure below the threshold (investors may lose up to 100% of face amount).