Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. priced S&P 500®-linked notes with a $1,625,000 aggregate face amount, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 150%, a trigger buffer of 80%, and an initial underlier level of 6,506.48. They are automatically called if the underlier on the call observation date is greater than or equal to the initial level; in that case each $1,000 face amount pays $1,131.40 on the call payment date. If not called, maturity payoff depends on final underlier performance: upside participation when final > initial, full return at or above the trigger buffer, or a loss linked to the underlier return if final < trigger buffer. Trade date was March 20, 2026 and stated maturity is March 23, 2028. The notes are subject to issuer and guarantor credit risk and may result in the loss of the entire investment.
GS Finance Corp. is offering structured notes linked to three underliers: the EURO STOXX 50®, the Nasdaq-100® and the VanEck Semiconductor ETF (SMH). The notes have an expected trade date of April 7, 2026, original issue date expected April 10, 2026 and a stated maturity date expected April 12, 2029.
Monthly coupon observation dates are expected on the 7th of each month (final observation April 9, 2029). A coupon formula yields up to 1.0084% monthly (approximately 12.1% annualized) per $1,000 face amount when each underlier on an observation date is >= 60% of its initial level. Notes will be automatically called on a call observation date (Oct 2026–Mar 2029) if each underlier is >= its initial level; called notes pay face amount plus accrued coupon on the following call payment date.
At maturity (if not called) the cash payment depends on the lesser performing underlier: if every underlier is >= 60% of initial, you receive $1,000 plus any final coupon; if any underlier is < 60% but >= 50%, you receive $1,000 and no coupon; if any underlier is < 50%, the payment is $1,000 times (1 + lesser underlier return), which can be less than 50% of face. The notes are unsecured obligations of GS Finance Corp. with a guarantee from The Goldman Sachs Group, Inc., and their estimated value at pricing is stated between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering leveraged, buffered notes linked to the S&P 500® Futures Excess Return Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and mature in April 2031 with a determination date of April 8, 2031.
Key economic terms expected on the trade date include an upside participation rate of 168%, a buffer level of 80% (buffer amount 20%) and a buffer rate of 100%. If the final underlier level exceeds the initial level, holders receive participation on gains; if the final level is between the buffer and initial level, holders receive the face amount; if the final level is below the buffer, holders absorb losses multiplicatively and could lose a substantial portion of principal. The underlier tracks E-mini S&P 500 futures (not the cash S&P 500 Index) and is exposed to futures-specific effects such as implicit financing costs and negative roll yields. Investors remain subject to issuer and guarantor credit risk and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide a structured cash settlement at maturity tied to the S&P 500 closing level from the trade date to the determination date.
The payout per $1,000 face amount is: (i) $1,000 + $1,000×underlier return if the final level ≥ initial level (capped at a maximum upside settlement amount of at least $1,212); (ii) $1,000 + $1,000×absolute underlier return if the final level declines but stays ≥ the buffer level (80% of initial); or (iii) $1,000 + $1,000×buffer rate×(underlier return + buffer amount) if the final level < buffer level (buffer amount 20%; buffer rate 125%), which can result in a total loss of principal. Trade date is March 27, 2026, original issue date April 1, 2026, determination date March 27, 2028, and stated maturity March 30, 2028.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk notes linked to three ETFs: Invesco QQQ Trust Series 1, State Street SPDR Dow Jones Industrial Average ETF Trust and iShares Russell 2000 ETF. The notes mature on March 23, 2028 unless automatically called on quarterly call observation dates beginning September 2026. Monthly coupons (up to ~12.64% per annum annualized) are paid only if each ETF closes at or above 80% of its initial level on coupon observation dates. Automatic call occurs if on any call observation date each ETF is at or above its initial level; called notes pay the face amount plus accrued coupon. At maturity, if not called, the cash settlement depends on the lesser performing ETF: full principal if each ETF is at or above 70% of initial levels, no coupon if any ETF is between 70% and 80%, and pro rata principal loss if any ETF is below 70%. The pricing supplement states an estimated value of approximately $989 per $1,000 face amount and an original issue price of 100% with an underwriting discount of 0.4%.
GS Finance Corp. is offering autocallable index-linked notes due April 1, 2031, guaranteed by The Goldman Sachs Group, Inc.. Each note has a $1,000 face amount and no periodic interest. Notes are automatically called on the call payment date if each underlier closes at or above its initial level on the call observation date, producing a $1,132.50 cash payment per $1,000 face amount on the call payment date. If not called, maturity payoff depends solely on the lesser performing underlier with a 100% upside participation rate; negative returns on any underlier can limit payment to the face amount.
GS Finance Corp. is offering structured, equity‑linked notes (guaranteed by The Goldman Sachs Group, Inc.) tied to the common stocks of NVIDIA, EMCOR and Meta. The notes mature on March 23, 2029 but are subject to automatic redemption on observation dates commencing in March 2027 through February 2029 if each index stock closes at or above its initial price.
Coupons accrue monthly only when the closing price of each index stock on a coupon observation date is at least 60% of its initial price; coupons equal $15.417 per $1,000 face amount per qualifying month (cumulative formula described in supplement). At maturity, if not called, cash settlement depends on the lesser performing index stock: if each final price ≥ 60% of initial, you receive $1,000 plus any final coupon; if any final price < 40% of initial, redemption is reduced pro rata by the lesser performing index stock return. The aggregate original face amount was $1,010,000 and the estimated value at pricing was approximately $976 per $1,000 face amount.
GS Finance Corp. is offering Trigger Autocallable Notes linked to the S&P 500® Index guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, may be automatically called on quarterly observation dates and mature on March 30, 2028 (determination date March 27, 2028).
The notes have an autocall barrier at 100.00% of the initial index level and a downside threshold at 75.00%. Call returns (set on the trade date) are expressed as per annum rates between 10.00% and 11.00% for early calls, rising by scheduled observation period to 20.00%-22.00% at final observation; amounts paid on calls range from $11.00 to $12.20 per $10 face. Original issue price is 100.00% of face; underwriting discount is 1.75%, net proceeds 98.25%. Minimum purchase is $1,000.
The issuer, GS Finance Corp., is offering medium-term contingent-payment notes linked to the S&P 500® Index with an aggregate face amount of $1,500,000. The notes pay no interest and at stated maturity will pay for each $1,000 face amount either (a) $1,000 + ($1,000 × underlier return) capped at a maximum settlement amount of $1,117.50, or (b) $1,000 if the final underlier level is equal to or less than the initial underlier level. Key dates include a trade date of March 20, 2026, an original issue date of March 25, 2026, a determination date of March 20, 2028 and a stated maturity date of March 23, 2028 (each "subject to adjustment" as described in the general terms supplement). The initial underlier level is 6,506.48. The pricing shows an original issue price of 100% of face amount, underwriting discount of 1.75% of face amount, and net proceeds of 98.25% of face amount. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering $3,160,000 in aggregate face amount of Trigger Autocallable GEARS linked to the Nasdaq-100 Index® due 2031, guaranteed by The Goldman Sachs Group, Inc. The securities have a $10 face amount, an initial index level of 24,355.28, an autocall barrier at 100.00% of the initial level, upside gearing of 1.72, a downside threshold at 75.00% of the initial level and a call return of 12.00%. Key dates include strike date March 19, 2026, trade date March 20, 2026, original issue date March 25, 2026, call observation date March 29, 2027 and stated maturity date March 24, 2031. The estimated value at terms is approximately $9.74 per $10 face amount. Investors face principal loss if the final index level is below the downside threshold and payments are subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.