Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers structured, non‑interest bearing notes linked to Alphabet Class C, Meta Class A and NVIDIA common stock. The notes mature on April 2, 2031 unless automatically called on the March 27, 2028 call observation date; an automatic call would pay $1,230 per $1,000 face amount on the call payment date. If not called, the cash settlement at maturity depends solely on the lesser performing index stock: if every index stock closes above its initial price the cash payment equals $1,000 plus 125% of the lesser performing stock return; if any index stock is equal to or below its initial price, holders receive $1,000 per $1,000 face amount. The prospectus lists an aggregate original face amount of $1,862,000, an original issue price of 100%, an underwriting discount of 4% and estimated value at issuance of approximately $928 per $1,000. The notes are unsecured obligations and subject to the issuer and guarantor credit risk; GS&Co. is calculation agent with broad discretion.
GS Finance Corp. offers $1,531,000 aggregate face amount of capped upside notes linked to the S&P 500® Futures Excess Return Index with a 110% upside participation rate and no periodic interest. The notes mature on March 31, 2031 with the determination date on March 26, 2031.
At maturity each $1,000 face amount pays either $1,000 (if the final underlier level is equal to or less than the initial level) or $1,000 plus $1,000×110%×underlier return (if the final level is greater). The notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and bear credit risk of both entities. The original issue price equals 100% of face amount, with a 3.93% underwriting discount and net proceeds of 96.07% of face amount.
GS Finance Corp. is offering 139,000 Leveraged Index Return Notes® (principal amount $10.00 per unit) due April 3, 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes provide 198.00% participation in increases of the worst-performing of the EURO STOXX 50® and Russell 2000® indices, return of principal if the Worst-Performing Market Measure declines by no more than 25.00%, and 1-to-1 downside exposure below that Threshold (up to 100.00% principal at risk). The offering price is $10.00 per unit (aggregate public offering $1,390,000); the estimated value on the pricing date was approximately $9.67 per $10 principal amount. Payments occur at maturity and are subject to issuer and guarantor credit risk; there will be no periodic interest and limited secondary market liquidity.
GS Finance Corp. is offering leveraged, index-linked medium-term notes due April 5, 2030, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay at maturity either the face amount or $1,000 + ($1,000 × 111.5% × underlier return) depending on the S&P 500® Futures Excess Return Index performance measured from the April 2, 2026 trade date to the April 2, 2030 determination date. The notes pay no periodic interest, are cash-settled, and are subject to issuer and guarantor credit risk, potential market-disruption adjustments, and futures-specific risks such as negative roll yield. The offering may include underwriting discounts and a declining excess amount reflected between trade date and an additional-amount end date noted on the cover.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due May 19, 2027, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Salesforce, Inc. (Bloomberg: CRM UN).
The notes pay a contingent monthly coupon of $11.75 per $1,000 face amount (1.175% monthly, up to 14.10% per annum) only when the closing level of the underlier on a coupon observation date is at or above the coupon trigger level (60% of the initial underlier level). The notes are automatically called if the underlier closes at or above the initial underlier level on any call observation date. If not called, the cash settlement at maturity depends on the final underlier level relative to a trigger buffer level (60%); declines below that buffer expose investors to losses, potentially the entire investment.
GS Finance Corp. is offering $ Buffered Digital S&P 500® Index-Linked Notes due April 15, 2027, guaranteed by The Goldman Sachs Group, Inc. Payment at maturity is cash and depends on S&P 500 performance measured from the initial level on March 27, 2026 to the determination date on April 12, 2027. If the final underlier level is at or above the buffer level (90% of the initial level) holders receive the capped maximum settlement amount of $1,110.60 per $1,000 face amount. If the final level is below the buffer level, holders lose approximately 1.1111% of face for each 1% decline below the buffer level and may lose their entire investment. The notes pay no interest and were offered at 100% of face with a 1% underwriting discount.
GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due April 21, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, pays no interest and will settle in cash at maturity based on the underlier's performance measured from the trade date to the determination date.
If the final underlier level is above the initial level, holders receive the face amount plus the underlier return times a 191.25% upside participation rate. If the final level is down but within a 20% buffer (buffer level = 80% of initial), holders receive the face amount. If the final level is below the buffer, holders incur losses equal to 100% × (underlier return + 20%) of the face amount and could lose a substantial portion of principal. The underlier is the SPXFP Index, which tracks E‑mini S&P 500 futures (futures performance and financing/roll effects may differ from the S&P 500® Index).
GS Finance Corp. offers $26,081,000 of indexed, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $11.792 per $1,000 (1.1792% monthly, up to approximately 14.15% per annum) if each underlier meets a 70% coupon trigger on observation dates.
Payments at maturity depend solely on the lesser performing underlier (Nasdaq-100, Russell 2000, EURO STOXX 50). If not called, principal is repaid only if the final lesser performing underlier is at or above 70% of its initial level; otherwise the cash settlement equals $1,000 × the lesser performing underlier return, which could result in a total loss of principal. Trade date: March 26, 2026; original issue date: March 31, 2026; stated maturity: March 29, 2030.
GS Finance Corp. is offering structured, principal‑at‑risk notes linked to the S&P 500 Index under a Pricing Supplement dated March 26, 2026. The notes (aggregate face amount $1,102,000) pay no interest and are fully guaranteed by The Goldman Sachs Group, Inc.
Payment at maturity depends on the S&P 500 performance from the trade date to the determination date: an upside participation rate of 200% subject to a $1,244.10 per $1,000 maximum settlement, a 10% buffer (buffer level = 90% of initial level) that preserves principal if losses do not exceed the buffer, and downside exposure beyond the buffer resulting in proportional losses to principal. Trade date: March 26, 2026; original issue date: March 31, 2026; determination date: September 26, 2028; stated maturity: September 29, 2028.
GS Finance Corp. is offering $ Buffered Digital S&P 500® Index-Linked Notes due April 20, 2027, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity depends on the S&P 500 performance from the trade date to the determination date: if the final underlier level is ≥ the buffer level (85% of the initial level) the holder receives a capped maximum settlement amount (at least $1,093.50 per $1,000 face amount); if the final level is below the buffer level the investor absorbs losses equal to approximately 1.1765% of face amount for each 1% decline below the buffer (the buffer rate is ~117.65%). The notes pay no interest, are subject to issuer/guarantor credit risk, may lack liquidity, and may result in total loss of principal.