Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering indexed, non‑interest bearing notes linked to the S&P 500® Index with a stated maturity of April 4, 2031. Each note has a face amount of $10 (minimum initial purchase $1,000); the initial offering aggregate face amount is $2,000,000. The initial underlying index level will be the arithmetic average during the initial averaging period (April 1, 2026 to July 1, 2026); the final level is the arithmetic average during the final averaging period ending on the determination date (April 1, 2031). Payouts at maturity vary by ranges of final/initial index performance, with a cap level of 182.00% and a maximum settlement amount of $21.85 per $10 face. Estimated value at pricing was $9.94 per $10 face; original issue price is 100.00% with underwriting discount 0.25% (net proceeds 99.75%). The notes are unsecured, unfunded obligations subject to issuer and guarantor credit risk; GS&Co. serves as calculation agent with discretion over key determinations.
GS Finance Corp. provides an April 6, 2026 supplemental index fact sheet for securities linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The index applies a 6.0% per annum daily decrement, permits up to 500% exposure to the S&P 500® Futures Excess Return Index and limits the maximum daily change in leverage to 100%. The fact sheet discloses the index launch date (December 27, 2024), historical and hypothetical pre-launch performance, and a list of selected risk factors related to leverage, signals, decrement effects, index construction, and issuer credit risk.
GS Finance Corp. is offering structured, cash‑settled notes linked to the S&P 500® Futures Excess Return Index with a $2,162,000 aggregate face amount. The notes mature on April 7, 2031 and pay no interest. If the final underlier level is above the initial level, holders receive the face amount plus 185% of the index return; if the final level is at or above 50% of the initial level, holders receive the face amount; if below that trigger buffer, holders incur principal loss proportional to the index decline.
The notes reference E‑mini S&P 500 futures (not the cash index), are fully guaranteed by The Goldman Sachs Group, Inc., and were issued at 100% of face with a 0.15% underwriting discount. The payment profile depends on futures performance, roll yields, and issuer creditworthiness.
GS Finance Corp. is offering $6,449,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes pay a quarterly contingent coupon of $0.28875 per $10 (up to 11.55% per annum) only if each of the S&P 500®, Russell 2000® and Nasdaq-100® closes at or above its coupon barrier on an observation date.
The notes may be automatically called beginning on the July 2, 2026 observation date if each index closes at or above its initial level; at maturity (April 5, 2029) principal repayment is contingent: if every final index level is at or above 70.00% of its initial level, holders receive $10 plus any final coupon, otherwise the cash settlement equals $10 multiplied by the lesser performing index return, and investors can lose a substantial portion or all of their investment. Payments are subject to issuer and guarantor credit risk. The estimated value at pricing was approximately $9.88 per $10 face amount.
GS Finance Corp. offers $300,000 aggregate face amount of cash-settled medium‑term notes, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount will pay either $1,000 or $1,000 plus the 111.5% upside participation multiplied by the underlier return measured from April 2, 2026 to the determination date, with a stated maturity of April 5, 2030.
The notes do not pay interest, are linked to the S&P 500® Futures Excess Return Index (futures-based, not the cash index), carry issuer and guarantor credit risk, and have an original issue price equal to 100% of face amount (underwriting discount 0.8%).
GS Finance Corp. offers S&P 500®-linked, principal‑at‑risk medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $26,936,000 in aggregate face amount in $1,000 notes with no periodic interest. The notes can be automatically called on the call observation date if the closing level of the S&P 500® is greater than or equal to the initial level; in that event each $1,000 note pays $1,124.50 on the call payment date. If not called, the cash payoff at maturity depends on the final index level: investors share upside at a 200% participation rate if the index finishes above the initial level, receive principal if the index finishes between 90% and 100% of the initial level, but face downside below the 90% buffer that can result in substantial loss, including a potential loss of the entire investment. The notes do not bear interest. Key dates include trade date April 2, 2026, original issue date April 7, 2026, call observation April 15, 2027, call payment April 20, 2027, determination date April 3, 2028, and stated maturity April 6, 2028.
GS Finance Corp. is offering autocallable equity-linked notes due April 20, 2028, guaranteed by The Goldman Sachs Group, Inc.. The notes reference the common stock of Microsoft Corporation (ticker "MSFT UW") and pay no interest. They have an automatic call feature on the call observation date and, if called, pay at least $1,194.50 per $1,000 face amount. At maturity (if not called) cash settlement depends on the final underlier level: upside participation is 125%, there is a 10% buffer (buffer level = 90%) and different payoff scenarios can result in substantial losses, including a potential loss of 67% in the worst illustrated case.
GS Finance Corp. is offering callable contingent coupon index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly contingent coupon of $9.875 per $1,000 (0.9875% monthly, up to 11.85% per annum) only when each underlier is at or above its coupon trigger (70% of its initial level) on the related observation date. If not redeemed, principal repayment at maturity depends on the lesser performing underlier (Dow Jones Industrial Average, Nasdaq-100 and Russell 2000) versus its initial level, subject to a trigger buffer at 65%; investors may lose up to 100% of principal. The issuer may redeem on specified coupon dates beginning October 2026; stated maturity is January 14, 2031.
GS Finance Corp. offers Leveraged Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide a cash settlement at maturity per each $1,000 face amount tied to the S&P 500® performance from the trade date to the determination date. If the final index level is above the initial level, holders receive the face amount plus the underlier return multiplied by a 125% upside participation rate, capped at a maximum settlement amount of at least $1,250. If the final index level is between the buffer level and the initial level (buffer level = 90% of the initial level), holders receive the face amount. If the final index level is below the buffer level, holders suffer a proportional loss tied to the decline below the buffer, with a buffer rate of 100% and a buffer amount of 10%. Trade date is April 16, 2026, original issue date April 21, 2026, determination date April 17, 2028, and stated maturity April 20, 2028. The original issue price is 100% of face amount with an underwriting discount of 1.75%.
GS Finance Corp. files a preliminary prospectus supplement for callable, monthly-coupon notes linked to four technology stocks. The notes mature on the stated maturity date expected to be May 5, 2031 and may be automatically called on observation dates beginning in April 2027. Coupons are monthly and conditionally pay either the maximum coupon of $8.334 per $1,000 or the minimum coupon of $0.209 per $1,000 depending on whether each index stock closes at or above 70% of its initial price on coupon observation dates. Notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and their estimated value at pricing is between $885 and $935 per $1,000 face amount.