Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (Bloomberg: SPAR4V6). The notes have a face amount of $1,000 per note, an expected trade date of April 2, 2026, and an expected stated maturity date of April 7, 2031. Coupons may be paid quarterly only if the index closing level on a coupon observation date is at least 60% of the initial underlier level; otherwise no coupon is paid. The index applies a daily 6.0% per annum decrement, targets 40% volatility, and may use up to 500% leverage. The issuer may redeem the notes on specified coupon payment dates from April 2027 through January 2031 at $1,000 plus any coupon then due. The estimated value at issuance is expected to be between $885 and $925 per $1,000 face amount.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2031. The notes bear interest at 5.00% per annum from and including the original issue date (expected April 2, 2026) to but excluding the stated maturity date (expected April 2, 2031), with interest payable on expected April 2 and October 2 each year (first payment expected October 2, 2026).
The notes will be issued in book-entry form through DTC and are callable by the issuer in whole, but not in part, on each redemption date expected to be each January 2, April 2, July 2 and October 2 on or after April 2, 2027, at a price equal to 100% of principal plus accrued interest, with at least five business days' prior notice. Settlement is expected in New York on April 2, 2026. FATCA withholding will generally apply.
GS Finance Corp. offers Autocallable S&P 500® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, are subject to automatic early redemption on annual observation dates, and provide a capped upside with a 38.25% maturity premium if held to maturity.
The notes are callable if the closing level of the S&P 500 on a call observation date is greater than or equal to the initial level; call premiums are 12.75% on the first observation and 25.5% on the second. If not called, principal at maturity depends on the S&P 500 performance and can result in a total loss of principal.
GS Finance Corp. is offering Buffered S&P 500® Index‑Linked Notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes reference the S&P 500 Index, have a 20% buffer (buffer level = 80% of the initial level), a maximum settlement amount of at least $1,224 per $1,000 face amount, a trade date of March 27, 2026, original issue date of April 1, 2026, determination date of March 27, 2028, and stated maturity of March 30, 2028. The original issue price is 100%, underwriting discount 1.75%, and net proceeds to issuer 98.25%. Holders receive no interest; cash at maturity depends on the underlier return subject to the buffer, buffer rate (100%), and the stated cap; substantial principal loss is possible if the final underlier level is below the buffer level.
GS Finance Corp. is offering leveraged buffered notes linked to the EURO STOXX 50 with a trade date of April 2, 2026 and a stated maturity of October 7, 2027. For each $1,000 face amount the cash payment at maturity depends on the underlier return: if the final level is above the initial level you receive $1,000 plus the upside participation (at least 125%) times the underlier return; if the final level is between the initial level and the buffer level you receive $1,000; if the final level is below the buffer level (the buffer is 15%, or 85% of the initial level) you incur a loss equal to approximately 1.1765% of face amount per 1% decline below the buffer and could lose your entire investment. The notes pay no interest and are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., exposing holders to the credit risk of both entities.
GS Finance Corp. is offering contingent income callable securities due March 30, 2028 backed by a guarantee of The Goldman Sachs Group, Inc. The notes reference the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100 indices and are principal-at-risk.
Key terms: expected pricing ~March 27, 2026 and original issue date April 1, 2026; stated principal amount per note $1,000; downside threshold = 75.00% of each index initial value. Contingent quarterly coupon (set at pricing) pays only if each index closes at or above its 75.00% threshold on every index business day in the prior observation period. Issuer may redeem at par on coupon dates from July 2, 2026 through December 30, 2027. Estimated value range at pricing: $925 to $985 per security; original issue price = 100% of principal (underwriting discount 2.00%).
GS Finance Corp. is offering Trigger Autocallable GEARS linked to the Nasdaq-100 Index®, due and guaranteed by The Goldman Sachs Group, Inc. The terms set the strike date as March 19, 2026, trade date March 20, 2026, original issue date March 25, 2026, a call observation date of March 29, 2027 and a determination date of March 19, 2031 with stated maturity March 24, 2031 (all dates subject to postponement).
The securities have an upside gearing of 1.50, an autocall barrier at 100.00% of the initial index level, a downside threshold at 75.00% of the initial index level and a call return of 14.00%. The estimated value at issuance is between $9.45 and $9.75 per $10 face amount; original issue price equals 100.00% of face amount. Investors face full downside market exposure at maturity below the downside threshold and are subject to issuer and guarantor credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers Trigger Autocallable GEARS linked to the Nasdaq-100 Index. Each security has a $10 face amount and an upside gearing of 1.72, an autocall barrier of 100.00% and a downside threshold of 75.00%. Key dates: Strike date: March 19, 2026, Trade date: March 20, 2026, Original issue date: March 25, 2026, Call observation date: March 29, 2027, Determination date: March 19, 2031, Stated maturity: March 24, 2031. If called, payment = $10 plus 12.00% call return per $10. Estimated value at pricing is between $9.40 and $9.70 per $10 face; original issue price is 100.00% of face with an underwriting discount of 1.50%. Payments depend on index performance and the creditworthiness of GS Finance Corp. and Goldman Sachs.
GS Finance Corp. is offering callable, principal-at-risk notes linked to Invesco QQQ, Series 1, SPDR S&P 500 ETF and NVIDIA Corporation common stock with expected trade date March 20, 2026 and original issue date March 25, 2026. The notes pay a fixed monthly coupon of $10.834 per $1,000 face amount (1.0834% monthly, up to approximately 13% per annum) and are subject to automatic early redemption if each underlier is at or above its initial level on any annual call observation date.
If not called, the maturity payoff (expected September 27, 2027) depends solely on the lesser performing underlier: if each final level is at least 60% of its initial level, you receive $1,000 plus final coupon; if any underlier falls below 60%, the cash settlement equals $1,000 plus $1,000 times the lesser performing underlier return, which can result in a loss of principal (potentially the entire investment). The pricing models estimate the notes' value at issuance between $925 and $955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Contingent Income Auto-Callable Securities linked to the Class A common stock of Palantir Technologies Inc. ("PLTR").
Each security has a $1,000 principal amount, an expected pricing date of March 27, 2026, an expected original issue date of April 1, 2026, and an expected stated maturity date of April 2, 2029. The downside threshold is 50.00% of the initial share price. Contingent quarterly coupons equal to a formula using at least $43.25 (set on the pricing date) may be paid only if the underlying closing price on coupon observation dates is at or above the downside threshold. If not automatically called and the final share price is below the downside threshold, the maturity payment equals $1,000 × (final share price / initial share price), which could be substantially less than principal.