The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term, equity index-linked notes tied to the EURO STOXX 50® Index, with an original offering price of $1,000 per security and a scheduled maturity on August 1, 2029.
The notes pay no interest and offer a single automatic call on July 30, 2027 if the index closing level is at or above the starting level, returning $1,000 plus a call premium of at least 14.50%. If not called, investors receive at maturity $1,000 plus 150% of any index gain, full return of $1,000 if the index is down by no more than 25%, and 1‑for‑1 losses below a threshold level set at 75% of the starting level, with the potential to lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not listed on any exchange, and have an estimated initial value between $890 and $920 per $1,000, below the $1,000 issue price, reflecting structuring and distribution costs including an underwriting discount of up to $25.75 (2.575%) per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable buffered notes linked to an equally weighted basket of six large-cap stocks, with an initial aggregate face amount of $1,725,000 and a 100% issue price in $1,000 denominations.
The basket starts at level 100 on July 10, 2026 and includes Arista Networks, Blackstone, Booking Holdings, Microsoft, NIKE (Class B) and ServiceNow, each at approximately 16.667% weight. The notes pay no interest and mature on July 13, 2029, but are automatically called if the basket level on July 12, 2027 or July 10, 2028 is at least 100, triggering redemption at 117% or 134% of face, respectively.
If not called, each $1,000 pays $1,510 at maturity if the final basket level is at or above 100; $1,000 if between 85 and 100; and a reduced amount down to a minimum 15% of face if the basket falls more than 15%. The underwriting discount is 1.2% of face (net proceeds 98.8%), and the estimated value is about $949 per $1,000, reflecting fees, structuring costs and issuer funding spreads. Investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., receive no dividends on the basket stocks, and may face limited liquidity and price volatility.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing non‑interest‑bearing structured notes linked to a weighted basket of the S&P 500® Futures Excess Return Index (60%), the Russell 2000® Index (30%) and the State Street® Health Care Select Sector SPDR® ETF (10%). The initial basket level is 100 and the initial aggregate face amount is $1,200,000, in denominations of $1,000.
The notes may be automatically called on July 12, 2027 if the basket level is at least 100, paying $1,137.5 per $1,000 on July 15, 2027. If not called, they mature on July 13, 2029. At maturity, per $1,000, investors receive: if the basket return is positive, $1,000 plus 100% of the basket gain; if the basket return is between 0% and -15%, $1,000; if below -15%, $1,000 reduced 1:1 beyond the 15% buffer, so a substantial loss of principal is possible.
The estimated value at pricing is about $974 per $1,000, below issue price, reflecting fees and hedging. Returns are affected by basket performance, volatility, interest rates and the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The structure also embeds risks from equity futures, ETF tracking and health care sector concentration.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing stock-linked notes referencing the common stock of Micron Technology, Inc. in an aggregate face amount of $1,474,000, in $1,000 denominations. The notes pay no periodic interest and are unsecured obligations of the issuer and guarantor.
The notes may be automatically called on quarterly call observation dates starting July 12, 2027 if Micron’s closing price is at least 70% of the $979.30 initial price. On a call, holders receive $1,000 plus a call premium of 43%–118.25%, depending on the call date. If never called, and on July 10, 2029 the stock is at or above 70% of the initial price, each $1,000 note pays a capped maximum settlement amount of $2,290.
If the final stock price is below the 70% trigger buffer level, maturity payment equals $1,000 plus $1,000 times the index stock return, exposing holders to full downside and potential loss of their entire investment. The estimated value on the trade date is about $996 per $1,000 face amount versus a 100% issue price, reflecting fees and hedging costs. The notes are not FDIC insured, may have limited secondary liquidity, provide no shareholder rights in Micron, and are subject to market disruption, anti-dilution adjustment and U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp. is offering $10,495,050 aggregate face amount of Trigger Autocallable Notes linked to the S&P 500® Index due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes have a $10 denomination and a trade date of July 10, 2026, maturing July 13, 2028, unless called earlier.
Beginning after 12 months, the notes are observed quarterly; if the index closing level is at or above 100% of the initial level, the notes are automatically called and pay the face amount plus a fixed call return (9.00% per annum, e.g., $10.90 on the first call date up to $11.80 on the last). If never called, and on the determination date the index is at or above 75% of its initial level, investors receive $10 per note.
If the final index level is below the 75% downside threshold, repayment is reduced one-for-one with the index decline, and investors can lose their entire principal. The notes pay no coupons, do not participate in any index upside beyond the fixed call returns, and are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face, with an estimated value of about $9.75 per $10, an underwriting discount of 1.75%, netting 98.25% of face to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10,059,000 of contingent income callable securities linked to the worst-performing of the S&P 500® Index, the Russell 2000® Index and the Nasdaq-100 Index®, maturing on July 13, 2028.
Investors may receive a $21.75 contingent quarterly coupon per $1,000 only if each index stays at or above its downside threshold level of 60.00% of its initial value on every index business day in the relevant observation period; otherwise the coupon for that quarter is $0.00. The issuer can redeem the notes at 100% of principal plus any due coupon on coupon dates from October 15, 2026 through April 13, 2028.
At maturity, if all final index values are at or above their downside thresholds, investors receive the $1,000 principal per note plus any final coupon; if any index is below its threshold, repayment equals $1,000 times the worst-performing index performance factor, which can result in a loss of most or all principal. The securities are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value is approximately $979 per $1,000 note, less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable notes linked to the Class C common stock of Dell Technologies Inc., the common stock of Marvell Technology, Inc. and the Class A common stock of Meta Platforms, Inc. The notes have a stated maturity of July 13, 2029 and an initial aggregate face amount of $407,000, in $1,000 denominations.
Monthly coupons are conditional. For each $1,000, investors may receive $20.25 (2.025% per month, up to 24.3% per year) on a memory basis whenever on a coupon observation date the closing price of each stock is at least 50% of its initial price (the coupon trigger price). The notes are automatically called, starting July 2027, if on a call observation date each stock is at or above its initial price (Dell $434.97, Marvell $235.81, Meta $669.21), returning $1,000 plus the due coupon.
If not called, principal repayment at maturity depends on a trigger event. If on the determination date at least one stock is at or above its initial price, investors receive $1,000 per note, plus the final coupon if each stock is at or above 50% of its initial price. If all three stocks finish below their initial prices and any finishes below 50% of its initial price, repayment is reduced in proportion to the worst-performing stock, potentially to less than 50% of face and with no coupon. Payments are subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is approximately $939 per $1,000, reflecting fees and structuring costs, and secondary market liquidity is not assured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is issuing auto-callable notes linked to the common stock of NVIDIA, Oracle and SoFi Technologies. Investors receive conditional monthly coupons of 1.75% of face value (up to 21% per year) only when each stock closes at or above 50% of its initial price on an observation date.
The notes can be automatically called starting in 2027 if all three stocks are at or above their initial prices, returning face value plus accrued coupons. If not called, principal repayment at maturity in July 2029 depends on a trigger event tied to the worst-performing stock. If on the final observation date all three stocks are below their initial prices and any is below 50% of its initial price, repayment is reduced in proportion to that stock and investors can lose most or all of their capital.
All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group. The estimated economic value is $925–$955 per $1,000 face, below the issue price, and the notes will not be listed, so secondary-market prices may be volatile and discounted.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing an aggregate $5,141,000 of basket-linked notes due July 13, 2028. The notes pay no interest, are unsecured, and are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.; they are not bank deposits and are not FDIC insured.
The notes reference an equally weighted basket of nine common stocks, including Alphabet, Amazon, Amphenol, Arista Networks, Broadcom, Coherent, Meta Platforms, Microsoft and NVIDIA, with an initial basket level of 100. On the July 23, 2027 call observation date, if the basket closes at or above 100, the notes are automatically redeemed for $1,205.5 (120.55% of face) per $1,000, capping the return.
If not called, at maturity investors receive for each $1,000 the sum of $1,000 plus 125% of any positive basket return; if the basket is flat to down as far as the 80% buffer level, $1,000 is repaid. Below the 80% buffer, losses increase at the 125% buffer rate, so large basket declines can lead to substantial or total principal loss. The estimated value on the trade date is approximately $940 per $1,000 face amount, below the 100% issue price, reflecting underwriting discount, selling concession and structuring and hedging costs; secondary-market values may be lower.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering $732,000 of auto-callable notes linked to the common stock of International Business Machines Corporation. The notes pay no interest and mature on July 13, 2029, unless automatically redeemed starting in July 2027 when IBM closes at least 75% of the $287.56 initial index stock price.
If called, investors receive $1,000 plus a call premium between 15% and 41.25% of face value, depending on the call date. If not called and IBM on July 10, 2029 is at least 75% of the initial price, holders receive the maximum settlement amount of $1,450 per $1,000 face amount.
If IBM falls more than 25% and finishes below the 75% trigger buffer, repayment equals $1,000 plus $1,000 times the index stock return, creating full downside exposure and possible total loss. The estimated value at pricing is approximately $966 per $1,000, below the 100% issue price, reflecting underwriting discount and dealer economics. All payments are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.