Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers autocallable equity-linked notes due 2028 guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Oracle Corporation and feature an automatic call on the call observation date if the underlier closes at or above its initial level.
Key economics set on the trade date include a 100% upside participation, a 20% downside buffer (buffer level = 80% of the initial level) with a 100% buffer rate, and a capped call payment of $1,305 per $1,000 face amount if automatically called. The notes do not bear interest, are cash-settled, and are subject to the issuer and guarantor credit risk and various structural adjustments described herein.
GS Finance Corp. is offering a contingent‑repayment structured note ("Trigger GEARS") guaranteed by The Goldman Sachs Group, Inc. The securities reference the lesser performing of the Russell 2000® Index and the S&P 500® Index, trade date is March 20, 2026, original issue date is March 25, 2026, determination date is March 20, 2031, and stated maturity is March 25, 2031.
At maturity the cash settlement depends solely on the lesser performing index return multiplied by an upside gearing (expected between 1.30 and 1.401). Each index has a downside threshold equal to 75.00% of its initial level; if the lesser performing index closes below that threshold on the determination date, investors may lose part or all of principal. Payments are unsecured and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering equity-linked Medium-Term Notes, Series F, due March 30, 2034, linked to the common stock of Blackstone Inc.. Each security has a $1,000 face amount and original offering price of $1,000. The securities are auto-callable on multiple scheduled call dates; call premiums increase per call date up to at least 138.00% on the final calculation day. If not called, holders have 1-to-1 downside exposure to the underlying stock and may lose up to 100.00% of the face amount. The estimated model value at pricing is between $885 and $915 per $1,000 face amount. All payments depend on the issuer and guarantor creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Contingent Income Auto-Callable Securities linked to the Class A common stock of Alphabet Inc. The securities have a $1,000 principal amount per security, an expected pricing date of March 27, 2026, an original issue date of April 1, 2026, and an expected stated maturity date of April 2, 2029. Each coupon observation date can trigger a contingent quarterly coupon (set at least $26.75 per $1,000 if the closing price is ≥ the downside threshold). The downside threshold equals 60.00% of the initial share price; if the final share price is below that threshold, payment at maturity equals $1,000 × (final share price/initial share price), exposing investors to potential significant principal loss. The securities are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. Estimated model value at pricing is $910 to $970 per security and the underwriting discount is 2.25%.
The Goldman Sachs Group, Inc. is offering $7,000,000 of Callable Fixed Rate Notes due March 20, 2046.
The notes pay interest at 5.875% per annum from and including the original issue date March 20, 2026 with annual payments each March 20 (first payment March 20, 2027), and are callable in whole on each redemption date beginning March 20, 2028 at 100% plus accrued interest, with at least five business days’ notice. The offering settles on March 20, 2026 and will be issued in book-entry form through DTC.
GS Finance Corp. launches a contingent income auto-callable note linked to Palo Alto Networks stock due April 2, 2029. Each security has a $1,000 principal amount and may pay contingent quarterly coupons (minimum $28.375 scheduling formula) if the underlying stock stays at or above a 60.00% downside threshold on observation dates.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., expected to price on or about March 27, 2026 with original issue on April 1, 2026. Estimated secondary-model value is $905 to $965 per security; underwriting discount is 2.25%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers principal-at-risk, non-interest notes linked to the common stock of Snowflake Inc. The notes have an automatic call on March 30, 2027 if the closing price of the index stock is >= the initial index stock price of $174.60, producing a capped cash payment of $1,354.5 per $1,000 face amount on the call payment date. If not called, maturity is March 22, 2028, and the cash settlement is based on the arithmetic average of closing prices on five averaging dates in March 2028, with a threshold settlement amount of $1,709 and a 100% upside participation. If the final averaged price falls below 60% of the initial price, investors suffer proportional principal losses and could lose their entire investment. The estimated value at pricing was approximately $976 per $1,000 face amount; original issue price is 100% with an underwriting discount of 1.5% and net proceeds of 98.5%.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers autocallable S&P 500® Index-linked notes due 2028. The notes pay no interest and are linked to the S&P 500 Index with a 150% upside participation rate and a trigger buffer level of 80%. If the notes are automatically called as measured on the call observation date, GS Finance Corp. will pay $1,131.40 per $1,000 face amount on the call payment date. If not called, the cash settlement at maturity depends on the final underlier level: investors receive $1,000 plus upside when the final level exceeds the initial level, $1,000 when the final level is at or above the trigger buffer but at or below the initial level, and an amount equal to $1,000 times the underlier return when the final level is below the trigger buffer — which can result in a total loss of principal. Trade date is March 20, 2026, original issue date March 25, 2026, call observation date April 2, 2027, call payment date April 7, 2027, determination date and stated maturity date in March 2028. Original issue price is 100% of face amount with an underwriting discount of 1.5% and net proceeds of 98.5%.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due 2027, fully guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Constellation Energy Corporation (Bloomberg: CEG UW). The notes pay a contingent monthly coupon of $11.584 per $1,000 (1.1584% monthly; potential up to ≈13.9% per annum) if the underlier closes at or above a coupon trigger of 56% of the initial underlier level on each coupon observation date.
The notes are subject to an automatic call if the underlier closes at or above the initial underlier level on any call observation date; if called the issuer pays $1,000 per $1,000 face amount plus any coupon then due. If not called, the cash settlement at maturity is $1,000 if the final underlier level is ≥ the trigger buffer (56%), but declines linearly with the underlier below that level and can result in a total loss of principal. Trade date is March 27, 2026, original issue date April 1, 2026, and stated maturity April 30, 2027.
The Goldman Sachs Group, Inc. is issuing $16,500,000 of Callable Fixed Rate Notes due March 20, 2031. The notes bear interest at 4.50% per annum from and including the original issue date March 20, 2026, payable semiannually on March 20 and September 20, beginning September 20, 2026.
The issuer may redeem the notes in whole, but not in part, on each redemption date on or after March 20, 2029 (each March 20, June 20, September 20, and December 20) at a redemption price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. The offering carries an underwriting discount of 1.2% and will settle through DTC on March 20, 2026.