Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering non-interest-bearing, principal-at-risk notes linked to an equally weighted basket of six stocks: Boeing, Constellation Energy, Eaton, KLA, L3Harris and MP Materials. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer amount of 15% (buffer level 85%) and an approximate buffer rate of 117.65%. The notes are callable if the basket closing level on the call observation date is >= initial level, producing a minimum cash redemption of $1,200 per $1,000 face amount (call payment date expected April 7, 2027); otherwise final payment at maturity (stated maturity expected March 23, 2028) depends on the basket return.
The notes carry issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have an estimated value at pricing of approximately $900–$930 per $1,000 face amount, and do not pay dividends or interest. The product includes anti-dilution and market-disruption mechanics and may have limited secondary-market liquidity.
GS Finance Corp. prices autocallable, buffered S&P 500® index‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have an expected trade date of March 20, 2026, an expected original issue date of March 25, 2026, an expected automatic call observation date of April 2, 2027 and a stated maturity date of March 23, 2028.
Key economic terms: a capped automatic call payment of at least $1,101 per $1,000 face amount if the S&P 500 closing level on the call observation date is ≥ the initial level; a threshold settlement amount of $1,202; an upside participation rate of 150%; and a buffer that protects losses up to 15% (buffer rate ≈ 117.65%). The estimated model value at pricing is between $900 and $930 per $1,000 face amount. The notes do not bear interest and are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable, equity‑linked notes tied to the common stock of Intel Corporation. Each note has a $1,000 face amount, a quarterly coupon set between $30.625 and $33.125 (up to 12.25%–13.25% per annum), an expected trade date of March 27, 2026 and an expected stated maturity of March 30, 2029.
The notes are automatically called if the closing price of Intel on any call observation date is greater than or equal to the initial index stock price. At maturity, if not called, cash settlement equals $1,000 if the final index stock price is >= 50% of the initial price; if below 50%, the holder suffers a proportional loss (potentially receiving less than 50% of face). The estimated value at terms set is $925–$955 per $1,000 face amount.
GS Finance Corp. is offering leveraged, non‑interest notes linked to the iShares® MSCI USA Quality Factor ETF (QUAL), with payment at maturity determined by the ETF return from the trade date to a determination date expected 23–26 months after the trade date. For each $1,000 face amount, holders receive cash equal to principal plus participation on any positive ETF return at a 300% upside participation rate, capped at a $1,232.5–$1,273 maximum settlement amount per $1,000. If the ETF return is zero or negative, payment equals principal plus the ETF return (which can result in partial or total loss of principal). The estimated value at pricing is between $950 and $980 per $1,000, and payments are subject to the issuer’s and guarantor’s credit risk and various market, tax and structural risks, including limited upside beyond the cap and potential unfavorable tax treatment.
The Goldman Sachs Group, Inc. is offering $65,000,000 of floating rate notes due March 19, 2029. The notes pay interest at compounded SOFR plus a 1.00% spread, floored at a 0.00% minimum, with quarterly payments beginning June 19, 2026.
Key commercial terms: trade date March 13, 2026, original issue date March 19, 2026, original issue price 100%, underwriting discount 0.1% and net proceeds to issuer 99.9%. GS&Co. is calculation agent and may make binding benchmark determinations; issuer may sell additional notes at different terms.
GS Finance Corp. is offering non‑interest bearing notes linked to the MSCI ACWI Index with a $1,000 face amount per note and an aggregate original face amount of $10,050,000. Trade date is March 13, 2026, original issue date March 18, 2026, and stated maturity is March 16, 2029.
The notes pay at maturity based on the index return and whether a reset event occurs during the observation period ending September 14, 2026. The upside participation rate is 105%. Maximum settlement amounts are $1,400 per $1,000 if no reset event and $1,557.50 if a reset event occurs. If the final index level falls more than 15% from the initial level, the return is negative and you could lose your entire investment. The estimated value on the trade date was approximately $953 per $1,000. The issue price was 100% of face amount with an underwriting discount of 2.85%.
GS Finance Corp. offers indexed, non‑interest-bearing notes linked to the S&P 500® Index. The offering has an aggregate face amount of $1,208,000 and a per‑note face amount of $1,000. If the final index level on the September 13, 2030 determination date exceeds the initial level, each note will pay $1,000 plus the underlier return, capped at a $1,410 maximum settlement amount. If the final index level is equal to or below the initial level, holders receive the face amount only. The notes pay no periodic interest, are guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk.
Key dates include trade date March 13, 2026, original issue date March 18, 2026, determination date September 13, 2030, and stated maturity date September 18, 2030. For U.S. federal income tax purposes the issuer’s comparable yield is 4.71% with a projected payment at maturity of $1,237.00 on a $1,000 investment.
GS Finance Corp. is offering non‑interest structured notes linked to an equally weighted basket of seven stocks with a trade date of March 13, 2026, an original issue date of March 18, 2026, a call observation date of March 22, 2027 and a stated maturity of March 16, 2029.
If the basket closing level on the call observation date is ≥ the initial level (100), the notes are automatically called and pay $1,142.50 per $1,000 face amount on the call payment date. If not called, maturity payoffs depend on the basket return: positive returns pay $1,000 + $1,000×1.25×basket return; small negative returns (no worse than -35%) pay $1,000 + $1,000×|basket return|; returns below -35% produce $1,000 + $1,000×basket return, potentially reducing principal below 65% of face amount.
The estimated value at pricing was approximately $914 per $1,000 face amount. Original issue price is 100%, underwriting discount 2% (plus up to 0.8% structuring fee), and aggregate face amount offered was $2,028,000.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly coupon notes with an aggregate face amount of $2,824,000. The notes pay a quarterly coupon of $17 per $1,000 face amount (1.7% quarterly, 6.8% annualized) only if each underlier closes at or above 55% of its initial level on the related coupon observation date.
At maturity (stated maturity March 18, 2031, determination date March 13, 2031), if not earlier redeemed, the cash settlement per $1,000 depends solely on the lesser performing underlier. If that underlier is below its trigger buffer level (55% of initial), the investor suffers a loss equal to the lesser performing underlier return times the face amount and could lose the entire investment. The company may redeem the notes, in whole but not in part, on coupon payment dates commencing September 18, 2026 through December 18, 2030. The original issue price is 100% of face amount; underwriting discount is 1.5% plus a structuring fee up to 0.6%, yielding net proceeds of 98.5% of face amount.
GS Finance Corp. priced $1,300,000 of Contingent Income Auto-Callable Securities linked to NVIDIA Corporation common stock. The securities pay a contingent quarterly coupon only if the underlying closing price on each coupon observation date is at or above a downside threshold of $90.125 (50.00% of the initial share price of $180.25), and they are automatically called if the underlying closing price on any call observation date is at or above the initial share price. At maturity, if the final share price is below the downside threshold, payment equals $1,000 × (final share price / $180.25), exposing investors to significant principal loss; if at or above the threshold, payment is $1,000 plus any final contingent coupon. Estimated value per security was $962 and the underwriter discount was 2.50%.