Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. priced a structured note linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (SPAR4V6 Index). The notes pay a coupon of $12.50 per $1,000 (1.25% monthly, up to 15% per annum), mature on March 18, 2031, and may be automatically called on qualifying monthly observations commencing September 2026. A coupon is paid only if the SPAR4V6 Index closing level on a coupon observation date is ≥ 70% of its initial level (421.18); a trigger event at maturity occurs if both underliers close below their initial levels (421.18 for SPAR4V6; 6,632.19 for SPX). The SPAR4V6 Index can use up to 500% leverage, is subject to a 6.0% per annum daily decrement, and the issuer disclosed an estimated value of approximately $943 per $1,000 face amount on the trade date.
GS Finance Corp. is offering $17,785,000 of autocallable, buffered EURO STOXX 50® Index-linked notes due March 18, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called on specified call observation dates beginning in March 2027 if the index closing level is ≥ 90% of the initial level of 5,716.61. If automatically called, holders receive $1,000 plus a call premium (table lists call premium amounts up to 49.4%). If not called, maturity payoff depends on the final underlier level on the determination date March 13, 2031: a capped maximum of $1,520 per $1,000 face amount if final level ≥ 90%; return of principal if final level is between 85% and 90%; and a downside exposure below the 85% buffer with a buffer rate of approximately 117.65%, potentially resulting in a total loss. The estimated value on the trade date was about $989 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.
GS Finance Corp. offers principal-at-risk, non‑interest notes linked to Meta Platforms, Inc. stock with an automatic call feature. The notes have a trade date of March 13, 2026, an original issue date of March 18, 2026, and a stated maturity of March 16, 2028.
If the notes are automatically called (call observation date March 29, 2027) and the closing price of Meta is ≥ the initial index stock price of $613.71, holders receive $1,210.50 per $1,000 face amount on the call payment date. If not called, maturity payment depends on the final index stock price on the determination date March 13, 2028, with a threshold settlement amount of $1,421, a buffer at 85% of the initial price, and a buffer rate of ~117.65%. The estimated value on the trade date is approximately $972 per $1,000 face amount. The offering face amount was $2,626,000 aggregate at issuance; underwriting discount is 1.5% and net proceeds 98.5% of face amount. The notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and payments are subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering an aggregate $5,023,000 of Buffered Performance Leveraged Upside Securities (PLUS) linked to the EURO STOXX 50® Index. The PLUS pay at maturity on October 4, 2028 and provide 200.00% leveraged upside subject to a 15.00% buffer, a maximum payment of $1,347 per $1,000 and a minimum payment of $150 per $1,000. The pricing date is March 13, 2026 and the original issue date is March 18, 2026. Payments are unsecured, subject to issuer and guarantor credit risk, and the estimated value at issuance was approximately $961 per PLUS.
GS Finance Corp. offers contingent monthly-coupon, auto-callable notes guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note, aggregate face amount of $1,119,000, trade date March 13, 2026, original issue date March 18, 2026, and stated maturity March 22, 2032.
Coupons of 1.2% monthly (up to 14.40% annually) are payable on each coupon payment date only if the closing level of each underlier (Micron, NVIDIA, Tesla) is at least 80% of its initial underlier level. The notes are automatically called on a call payment date if each underlier is at or above its initial level on the related call observation date; an automatic call pays the $1,000 face amount plus any coupon then due. The pricing supplement states an estimated value of $940 per $1,000 face amount and an additional amount of $18.75 that declines to zero on June 12, 2026. The issue price is 100% with an underwriting discount of 4.125% (net proceeds 95.875%).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering buffer‑linked medium‑term notes tied to the S&P 500® Index. The offering covers an aggregate face amount of $34,884,000 in notes with a $1,000 face amount per note. The trade date is March 13, 2026, original issue date March 18, 2026, determination date March 29, 2027 and stated maturity date April 1, 2027.
The notes pay no interest and return at maturity depends on the S&P 500 closing level. If the final underlier level is ≥ the buffer level (85% of the initial level) the cash payment is capped at the maximum settlement amount of $1,081.50 per $1,000 face amount. If the final underlier level is below the buffer level, holders may incur losses: the structure reduces principal by approximately 1.1765% of face for each 1.00% decline below the buffer and could lose the entire investment. The original issue price is 100% of face, underwriting discount 1%, net proceeds 99% of face.
GS Finance Corp. is offering $8,225,000 in S&P 500®-linked buffer notes (guaranteed by The Goldman Sachs Group, Inc.). For each $1,000 face amount, the notes pay no interest and at maturity will deliver either a capped cash payment of $1,084 if the final S&P 500 level is greater than or equal to the buffer level (85% of the initial level), or a reduced cash amount tied to the underlier return if the final level is below the buffer level; losses can be up to the entire investment. The notes reference an initial underlier level of 6,672.62, trade date March 13, 2026, original issue date March 18, 2026, determination date March 29, 2027 and stated maturity date April 1, 2027.
GS Finance Corp. / The Goldman Sachs Group, Inc. priced an initial $5,000,000 offering of Buffered Performance Leveraged Upside Securities ("PLUS") linked to the EURO STOXX 50® Index, with a pricing date of March 13, 2026 and a stated maturity of September 18, 2028.
Each $1,000 PLUS offers 200% leverage on positive index returns up to a maximum payment of $1,347.00 and provides a 15.00% buffer against initial losses; if losses exceed the buffer the investor absorbs declines 1% for each 1% beyond the buffer, subject to a minimum payment of $150.00. The issuer estimated the value per PLUS at approximately $964 and the underwriting discount is 3.00%.
GS Finance Corp. is offering $1,000,000 aggregate face amount of autocallable index-linked notes due March 20, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, are callable on March 15, 2027 if three indices are each at least 90% of their initial levels, in which case each $1,000 face amount pays $1,160 on the call payment date. If not called, the maturity payout is driven solely by the lesser performing underlier on the determination date March 13, 2029: positive upside is 150% of that lesser underlier return if all are positive; full principal is returned if all final levels are at least 70% of initial levels; otherwise losses can exceed 30% and could result in a total loss of principal. The estimated model value at pricing was approximately $964 per $1,000 face amount.
GS Finance Corp. offers principal-at-risk, contingent coupon notes linked to the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes mature expected March 25, 2032 and may be redeemed at issuer option on specified monthly coupon payment dates commencing September 2026. Monthly coupons of $16 per $1,000 (1.6% monthly, up to 19.2% per annum) are paid only if each underlier’s closing level on the observation date is ≥ 75% of its initial level. At maturity, if the lesser performing underlier’s final level is ≥ 60% of initial, principal is returned (no final coupon in some cases); if below 60%, payment is reduced pro rata by the lesser performing underlier return (investors can lose most or all principal). The estimated value at pricing is $885–$925 per $1,000 face amount, below issue price.