The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., issues auto-callable, principal-at-risk notes linked to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index.
The notes pay no interest, are issued in $1,000 denominations with aggregate face amount of $900,000, and mature on July 17, 2031 unless automatically called starting July 2027 when the index closes at or above the initial level of 890.14. On a call, holders receive $1,000 plus a call premium that begins at 18.2004% of face and increases on later call dates.
If not called, the maturity payment per $1,000 is capped at $1,910.02. Full principal is repaid if the final index level is at least 50% of the initial level; below that threshold repayment falls in proportion to the decline, creating potential total loss. The underlier employs up to 500% leverage and a 4% annual decrement, which can magnify losses and cause performance to lag an index without these features. The initial estimated value is about $918 per $1,000, below the issue price, and secondary prices depend on market factors and the credit of the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured auto-callable notes linked to an equally weighted basket of six stocks: Alphabet, Broadcom, Coherent, Eaton, RTX and Vistra. The notes pay no interest and have an initial basket level of 100, with maturity expected on July 20, 2028 and an automatic call observation date expected on July 30, 2027.
If on the call observation date the basket level is at or above 100, the notes are automatically redeemed for at least $1,211.5 per $1,000 face amount. If not called, at maturity investors receive $1,000 plus 150% of any positive basket return; $1,000 if the basket decline is up to 20%; and below that loss is amplified by a 125% buffer rate, allowing for a complete loss of principal. The estimated value on the trade date is $900–$930 per $1,000, below the issue price, and holders face the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., no dividends or shareholder rights in the basket stocks, and potentially limited secondary market liquidity.
GS Finance Corp. is offering autocallable S&P 500® Index-Linked Notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., as part of its Medium-Term Notes, Series F program. The notes are unsecured obligations of the issuer and guarantor.
The notes pay no interest. If on the July 30, 2027 call observation date the S&P 500 closing level is at or above the initial level, the notes are automatically redeemed on August 4, 2027 for $1,100 per $1,000 face amount. If not called, the July 17, 2028 payoff depends on index performance: gains above the initial level receive at least 191% upside participation; between 90% and 100% of the initial level investors receive full principal; below 90%, losses accelerate using a buffer rate of about 111.11%, and principal can be lost in full. The issue price is 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds, and the estimated value at pricing is lower than the issue price. Market value is sensitive to index levels, volatility, interest rates and the credit of both GS Finance Corp. and The Goldman Sachs Group, Inc. U.S. tax treatment is uncertain; the notes are intended to be treated as pre-paid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $250,000 aggregate face amount of Callable 10-Year CMT Rate-Linked Range Accrual Notes due July 14, 2036. Notes are issued at 100% of face value in $1,000 denominations, with a 1% underwriting discount and 99% net proceeds. The estimated value on the trade date is approximately $924.7 per $1,000 face amount.
Quarterly interest from October 14, 2026 is variable. For each interest period, the annualized interest rate equals 10.30% multiplied by the fraction of scheduled U.S. government securities business days when the 10-year CMT rate is at or below 5.00%, using a 30/360 (ISDA) day count. If the 10-year CMT exceeds 5.00% on every reference date in a period, no interest is paid for that quarter.
The issuer may redeem all notes at par plus accrued interest on any quarterly interest payment date on or after July 14, 2027, at its option, which can shorten the investment term. Payments are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and the notes are not listed, so secondary market liquidity may be limited.
The Goldman Sachs Group, Inc. reported record second-quarter 2026 results, with net revenues of $20,338 million, net earnings of $6,628 million and diluted EPS of $20.98. Annualized ROE was 23.5% and ROTE 25.5%, and the efficiency ratio was 57.4%.
Global Banking & Markets delivered record net revenues of $15,520 million, driven by significantly higher Equities and FICC revenues and 55% higher investment banking fees year-on-year. Asset & Wealth Management net revenues rose to $4,597 million, supported by record management and other fees and higher gains from private equity investments, while Platform Solutions generated $221 million of net revenues and a small loss.
Assets under supervision reached a record $4.04 trillion, including $91 billion of long-term net inflows and record $59 billion of third-party alternatives fundraising. The quarterly dividend was increased 11% to $5.00 per common share for 3Q26, and $5.36 billion was returned to common shareholders, including $4.00 billion of share repurchases, while the Standardized CET1 capital ratio stood at 12.9%.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Buffered Equity-Linked Notes due 2027 linked to the Class A common stock of Palantir Technologies Inc. The notes are unsecured senior obligations under Goldman’s Medium-Term Notes, Series F program and do not pay interest.
At maturity in October 2027, each $1,000 note pays cash based on Palantir’s performance from trade date to determination date. If the stock is at or above the initial level, payment equals $1,000 plus the underlier return, but is capped at the maximum settlement amount of $1,581.50 (158.150% of face). If the final level is between 75% and 100% of the initial level, investors receive full principal back. Below the 75% buffer level, principal declines 1% for each 1% drop beyond the 25% buffer, down to 25% of face in an extreme scenario. Key risks include loss of principal, no dividends or shareholder rights, issuer and guarantor credit risk, limited or uncertain secondary market liquidity, an initial estimated value below the issue price, and uncertain U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable, equity-linked notes tied to an equally weighted basket of 7 large-cap stocks. The notes pay no interest and have a stated maturity date expected to be August 3, 2028.
The basket has an initial level of 100 and each stock weight of approximately 14.29%. If on the August 13, 2027 call observation date the basket is at or above 100, the notes are automatically redeemed for at least $1,219 per $1,000 face amount. If not called, positive basket returns are multiplied by a 125% upside participation rate; declines up to the 20% buffer level (80% of initial) return $1,000, while losses beyond 20% reduce principal at a 125% buffer rate and can erase the entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected between $900 and $930 per $1,000 face amount, below the original issue price, and the securities will not be listed, so liquidity may be limited.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., offers Autocallable Contingent Coupon Underlier‑Linked Notes due 2031. The notes reference three underliers: the Nasdaq‑100 Technology Sector Index, the Russell 2000® Index, and the VanEck Semiconductor ETF. For each $1,000 face amount, investors are scheduled to receive a contingent monthly coupon of $17.084 (1.7084% per month, up to approximately 20.5% per annum) only if, on the related observation date, the closing level of each underlier is at or above 60% of its initial level.
The notes are subject to an automatic call: beginning January 2027, if on any call observation date each underlier is at or above its initial level, the notes are redeemed early at $1,000 per note plus the applicable coupon. If not called, at maturity in July 2031 investors receive $1,000 per note only if the final level of every underlier is at or above its 60% trigger buffer level; otherwise, principal is reduced one‑for‑one with the return of the worst‑performing underlier, potentially to zero, so investors may lose their entire investment. Coupons may be zero for the entire term. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market liquidity, and their estimated value at pricing is less than the original issue price. U.S. federal tax treatment is uncertain; the issuer intends to treat the notes as income‑bearing pre‑paid derivative contracts, with coupons taxed as ordinary income and possible application of constructive ownership and FATCA rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering callable contingent coupon notes linked to the Class A common stock of Workday, Inc. The notes are expected to trade from July 2026 and mature on July 19, 2029, unless automatically called.
Holders receive monthly coupons of $15.834 per $1,000 note (1.5834% per month, up to approximately 19% per year) only when Workday’s closing price on the observation date is at least 60% of the initial index stock price. From October 2026, if the stock closes at or above the initial price on any call observation date, the notes are automatically redeemed at par plus the applicable coupon.
If not called, principal repayment depends on the final stock price. At maturity, investors receive full principal if Workday is at least 50% of the initial price, plus a final coupon only when it is at least 60%. Below 50%, repayment falls one-for-one with the stock, potentially to zero, and no coupon is paid.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The estimated economic value at pricing is expected between $925 and $955 per $1,000 face amount, below the 100% issue price, and secondary-market liquidity is not assured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured, auto-callable notes linked to an equally weighted basket of five stocks: Advanced Micro Devices, Applied Materials, Intel, Robinhood Markets Class A, and ServiceNow, each with a 20% basket weight and initial weighted value of 20. The initial basket level is 100, expected to be set on July 28, 2026, with maturity expected on July 31, 2031.
The notes pay no interest. They are automatically called on scheduled observation dates starting July 28, 2027 if the basket is at least 90% of the initial basket level, paying $1,000 plus a call premium per $1,000 face amount; call premiums step from 17% on the first call date up to 80.75% near maturity. If not called, at maturity investors receive: (i) $1,000 plus 100% of any positive basket return if the final basket level is at or above 100; (ii) $1,000 if the final basket level is between the 50% trigger buffer level and 100; or (iii) $1,000 plus the basket return if the final basket level is below 50%, exposing investors to losses that can reach the full principal.
The estimated value at pricing is expected to be between $850 and $890 per $1,000 face amount, reflecting fees and dealer economics. The notes are characterized for U.S. tax purposes as a pre-paid derivative contract on the basket stocks and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., as well as market, volatility, liquidity, and structural risks described in the risk factor section.