Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering S&P 500® Index‑linked notes due March 23, 2028, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return, per $1,000 face amount, either the face amount or an upside equal to the S&P 500 return capped at a $1,135 maximum settlement amount. Key dates shown: trade date March 18, 2026, original issue date March 23, 2026, and determination date March 20, 2028. These notes are treated as contingent payment debt instruments for U.S. federal income tax purposes; purchasers must use the issuer‑computed comparable yield to determine taxable accruals. Pricing models used by GS&Co. value the notes below original issue price, and secondary market liquidity is not assured.
GS Finance Corp. is offering Autocallable Contingent Coupon Index-Linked Notes due 2028 guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of 0.5417% per month (up to approximately 6.5% per annum) and are subject to an automatic call feature.
Coupons are paid only if each underlier (Nasdaq-100, Russell 2000, S&P 500) closes on a coupon observation date at or above a 65% coupon trigger level. If not called, the cash settlement at maturity on March 15, 2028 is based solely on the lesser performing underlier versus its initial level, with a 35% buffer amount and a 100% buffer rate; significant principal loss is possible.
GS Finance Corp. is offering Performance Leveraged Upside Securities (PLUS) linked to the Russell 2000® Index, expected to price on or about March 31, 2026 with an original issue date of April 6, 2026 and a stated maturity of July 6, 2027 (valuation date expected June 30, 2027, subject to adjustment). Each PLUS provides 300% leveraged upside on any positive index return up to a maximum payment of $1,226.00 per $1,000 principal. If the final index value is below the initial index value, principal is lost on a pro rata basis (1% loss per 1% index decline); there is no minimum payment.
The estimated model value at issuance is $910 to $970 per PLUS, original issue price is 100% of principal with an underwriting discount of 2.25%. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; investors are exposed to both issuers' credit risk.
GS Finance Corp. is offering autocallable, index-linked notes due April 1, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 and S&P 500 indices, have no interest, and include annual automatic-call provisions on specified observation dates.
The notes feature a 100% upside participation rate, a 15% buffer (buffer level = 85% of initial levels) and call premium amounts of 9%, 18% and 27% on the three annual call payment dates. If not called, the maturity payoff depends on the lesser performing underlier and can result in substantial losses; an example shows a final underlier level of 21.000% producing a cash settlement amount equal to 36.000% of face amount.
GS Finance Corp. is offering Auto-Callable Trigger PLUS notes linked to the Russell 2000® Index, guaranteed by The Goldman Sachs Group, Inc. The notes carry a 125.00% leverage factor and may be automatically called for at least $1,140 per $1,000 on the call payment date if the index on the call observation date is at or above the initial index value. If not called, the maturity payoff depends on the final index value: full principal plus a leveraged upside when the index is higher, full principal when the final index value is at or above 80.00% of the initial index value, and a pro rata loss down to zero if the final index value is below that downside threshold. Expected timeline key dates include pricing on or about March 31, 2026, original issue date April 6, 2026, call observation date expected April 7, 2027, and stated maturity date expected April 5, 2028. The estimated value range at pricing is $900 to $960 per $1,000 principal amount; original issue price is 100.00% with an underwriting discount of 2.50%.
GS Finance Corp. offers $3,100,000 of Trigger Autocallable Contingent Yield Notes due March 13, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of $0.2175 per $10 face (up to 8.7% per annum) only if both the S&P 500® and EURO STOXX 50® close at or above their coupon barriers on observation dates. Commencing September 2026, the notes will be automatically called if both indices close at or above their initial index levels; at maturity the principal repayment is contingent on the lesser performing index relative to a 60% downside threshold, exposing investors to full downside market risk and the issuer/guarantor credit risk.
The pricing supplement discloses an estimated value of approximately $9.90 per $10 face at pricing and an original issue price of 100.00% of face with a 2.25% underwriting discount, implying net proceeds of 97.75% of face. The notes are part of GS Finance Corp.'s Medium-Term Notes, Series F program and are unsecured obligations guaranteed by Goldman Sachs.
GS Finance Corp. offers index-linked notes due March 25, 2031, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity for each $1,000 face amount depends on the lesser-performing of the S&P 500® Futures Excess Return Index and the Nasdaq-100 Futures Excess Return™ Index, measured from the trade date (expected March 20, 2026) to the determination date (expected March 20, 2031). If both underliers finish >= their initial levels, the payout equals $1,000 plus 242% of the lesser-performing index return. If either underlier finishes below 70% of its initial level, the holder suffers a loss pro rata to that underlier return; finishes between 70% and 100% result in repayment of principal only. The estimated value on the trade date is between $885 and $925 per $1,000 face amount. Payments are subject to the issuer and guarantor credit risk and other structural, market and tax risks described in the supplement.
GS Finance Corp. is offering autocallable EURO STOXX 50® index-linked notes due March 23, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on March 31, 2027 with a capped call payment of $1,137.40 per $1,000, and otherwise settle in cash at maturity based on EURO STOXX 50 performance, with a 15% downside buffer (buffer level 85%). The trade date is March 18, 2026 and original issue date is March 23, 2026. The original issue price equals 100% of face amount, underwriting discount is 1.5%, and net proceeds to issuer are 98.5%.
GS Finance Corp. is offering autocallable, contingent-coupon, index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, pay a contingent monthly coupon of $7.084 per $1,000 (0.7084% monthly; potential up to approximately 8.50% per annum) when each underlier is at or above a coupon trigger of 75% of its initial level, and are automatically called if on a call observation date each underlier is at or above its initial level. The cash settlement at maturity (if not called) depends solely on the lesser performing underlier and may result in a total loss of principal; a trigger buffer is set at 70% of initial levels. Trade date is March 23, 2026, original issue date March 26, 2026, and stated maturity is March 31, 2031. The calculation agent is Goldman Sachs & Co. LLC and the CUSIP/ISIN are 40058YEF5 / US40058YEF51.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due March 22, 2032, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and may pay a contingent monthly coupon of $12 (1.2% monthly, 14.4% per annum) when each underlier meets its coupon trigger. The underliers are the common stocks of Micron Technology (MU), NVIDIA (NVDA) and Tesla (TSLA). The notes are subject to an automatic call if all underliers are at or above their initial levels on a call observation date. GS&Co. is the calculation agent and market-maker; our estimated trade-date value is $885 to $925 per $1,000 face amount, below the original issue price.
The notes are debt of GS Finance Corp. and carry credit risk of GS and its guarantor, may not pay any coupons if triggers are missed, and may be redeemed early. Payments are cash only; holders receive no shareholder rights in the underliers. Tax treatment is as contingent payment debt instruments for U.S. federal income tax purposes.