Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes mature expected March 16, 2028 and may be automatically called on monthly observation dates beginning in June 2026 if the index closes at or above 90% of the initial level. Holders receive a $10 monthly coupon per $1,000 face amount (1% monthly) on an observation date when the index is at least 66% of the initial level. The index applies leverage up to 500%, caps daily leverage changes at 100%, and deducts a daily 6.0% per annum decrement. The issuer estimates the notes' value on the trade date between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers S&P 500®-linked, callable notes with monthly contingent coupons through March 2027 and a stated maturity of March 14, 2030. The notes may pay a monthly coupon of $5.417 per $1,000 face amount (≈0.5417% monthly) only if the S&P 500 closing level is ≥ 85% of the initial index level on every trading day during each measurement period. If the notes are automatically called after the final observation (call observation date March 10, 2027), holders receive principal plus any then-due coupon. If not called, the maturity payout equals $1,000 plus 15% plus the index return applied to principal, so poor index performance can materially reduce principal (example: final index at 50% of initial → $650 per $1,000). The estimated value at pricing was approximately $987 per $1,000; original issue price was 100% of face amount.
GS Finance Corp. offers contingent quarterly coupon notes (aggregate face amount $5,710,000) linked to the Nasdaq-100, Russell 2000 and S&P 500. The notes pay a contingent quarterly coupon (up to 12.15% per annum) and may be automatically called prior to maturity.
Coupons are paid only if each underlier is >= its coupon trigger level (70% of its initial level) on observation dates. The cash settlement at maturity (stated maturity March 9, 2029) is based solely on the performance of the lesser performing underlier; if that underlier is below its trigger buffer level (60%), investors can lose a substantial portion or all of their principal. Initial underlier levels are the closing levels on March 6, 2026. Original issue price is 100% of face; underwriting discount 0.8%.
GS Finance Corp. is offering non-interest bearing notes linked to an equally weighted basket of six stocks with an initial basket level of 100. The notes mature on March 9, 2028 and have an automatic call feature on March 19, 2027. If the basket closing level on the call observation date is ≥ 100, each $1,000 face amount pays $1,158.90 on the call payment date. If not called, the maturity payoff uses a 125% upside participation rate for positive basket returns, a 20% buffer (buffer level = 80%), and a buffer rate equal to 125% for negative returns below the buffer. The estimated value on the trade date is approximately $938 per $1,000 face amount; original issue price is $1,000 (100%), underwriting discount 1.5%, net proceeds 98.5%. Payments depend on GS Finance Corp.'s and The Goldman Sachs Group, Inc.'s creditworthiness and on closing levels only on the call observation date or determination date as specified.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash settlement per $1,000 face amount at maturity tied to the S&P 500 performance from the trade date to the determination date.
The structure provides a 15% buffer (buffer level = 85% of the initial underlier level) so declines up to 15% at the determination date result in return of principal; losses occur for declines beyond the buffer. Upside is capped by a maximum settlement amount of $1,180 per $1,000. Key dates: trade date March 26, 2026, original issue date March 31, 2026, determination date September 27, 2027, stated maturity September 30, 2027 (subject to adjustment).
GS Finance Corp. issues 2,000,000 Stepdown Snowball Autocallable Notes at $10 principal linked to the worst-performing of the S&P 500® and the Russell 2000®. The notes pay no periodic interest, are automatically callable on two observation dates (March 15, 2027 and March 6, 2028) and offer 11.25% and 22.50% call premiums if called on the first or final Call Observation Date, respectively. If not called, holders face 1-to-1 downside to the Worst-Performing Market Measure from its Starting Value, with up to 100.00% of principal at risk; all payments are subject to the credit risk of GSFC and its guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp. offers $1,000 face‑amount Autocallable Contingent Coupon Index‑Linked Notes due March 16, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $8.792 per $1,000 (potentially ~10.55% p.a.) when each underlier closes at or above its coupon trigger (80% of initial). They are callable early if both underliers close at or above their initial levels on a call observation date.
At maturity (if not called), the cash settlement per $1,000 depends solely on the lesser performing underlier (Nasdaq‑100 Technology Sector Index and S&P 500®). If that underlier finishes below its 80% buffer level, investors can suffer substantial losses (examples show losses up to 60% of principal at extreme declines). Pricing, credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., tax treatment, limited liquidity, and model valuation differences are disclosed.
GS Finance Corp. is offering Autocallable Index-Linked Notes due 2030, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the MSCI EAFE and EURO STOXX 50 underliers, trade on March 12, 2026, and have an original issue date of March 17, 2026. The notes pay no interest and feature an automatic quarterly call if each underlier closes at or above its initial level on a call observation date. If not called, maturity payoff depends solely on the lesser performing underlier: investors receive a capped upside (47.25% maturity premium) if performance is at or above initial levels, receive principal if the lesser underlier stays above an 80% buffer, or suffer a loss linked to the lesser performing underlier below the 80% buffer (buffer amount 20%, buffer rate 100%). The notes are cash-settled, not equity, and carry issuer/guarantor credit risk.
GS Finance Corp. is offering leveraged EURO STOXX 50 Index-linked notes due 2032, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and settle in cash at maturity based on the underlier's performance.
Key economics: an upside participation rate of at least 145%; a trigger buffer level at 60% of the initial underlier level (a trigger buffer amount of 40%). If the final underlier level is below the trigger buffer level, investors lose an amount equal to the underlier return times the face amount and could lose their entire investment. Trade date is March 27, 2026, original issue date April 1, 2026, determination date March 30, 2032, and stated maturity April 2, 2032. The notes are issued in $1,000 face-amount increments (CUSIP 40058YDW9).
GS Finance Corp. is offering $Callable Contingent Coupon Index-Linked Notes due March 25, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index and pay a contingent monthly coupon of 0.6667% (~8.00% per annum) when each underlier is at or above a 70% coupon trigger level on the related observation date. Each note has a $1,000 face amount and a buffer structure that protects up to 30% of an underlier decline; the cash settlement at maturity is based solely on the lesser performing underlier. The issuer may redeem the notes on each coupon payment date commencing in June 2026 through February 2030. The trade date is March 20, 2026 and the original issue date is March 25, 2026. Risks include issuer and guarantor credit exposure, potential loss of principal if the lesser performing underlier falls below the buffer, uncertainty of coupon payments, limited liquidity and tax treatment uncertainty.