Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers $3,770,000 aggregate face amount of Trigger Callable Contingent Yield Notes due December 8, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly contingent coupons ($0.32875 per $10 face) only if each underlying index stays at or above its coupon barrier during each observation period and are callable by the issuer on coupon payment dates commencing June 10, 2026. At maturity payments depend solely on the lesser performing index versus its downside threshold (60% of initial level); if that index falls below the threshold, principal is reduced proportionally and investors can lose a substantial portion or all of their investment. The estimated trade-date value was approximately $9.83 per $10 face and the original issue price equals face amount.
GS Finance Corp. offers capped GEARS linked to the Russell 2000® Index, guaranteed by The Goldman Sachs Group, Inc. The securities provide enhanced upside exposure via an 3.00 upside gearing and a capped maximum settlement amount expected between $11.835 and $12.085 per $10 face amount, implying an expected maximum return between 18.35 and 20.85.
Key dates are expected to be trade date March 23, 2026, original issue date March 26, 2026, determination date April 23, 2027, and stated maturity date April 28, 2027. The securities expose holders to full downside market risk of the Russell 2000®, credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and an estimated value on the trade date between $9.45 and $9.75 per $10 face amount.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of NVIDIA Corporation ("NVDA").
The notes pay a contingent quarterly coupon (calculated using $34.75 increments per observation schedule) only when the underlier closes at or above a 50% coupon trigger on coupon observation dates. The notes will be automatically called if the closing level of NVDA on any call observation date is greater than or equal to the initial underlier level. If not called, the cash settlement at maturity depends on the final underlier level: if the final level is at or above 50% of the initial level, principal is repaid (100%); if below 50%, the investor receives $1,000 × (final/initial), which can result in a total loss of principal. Trade date is March 16, 2026; stated maturity is March 23, 2029.
GS Finance Corp. priced a $10,000,000 offering of autocallable index-linked notes due March 9, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on March 19, 2027 for $1,111.30 per $1,000 face amount if both the S&P 500 and Russell 2000 are at or above initial levels set on March 6, 2026. At maturity (determination date March 6, 2028) if not called, payoff is based on the lesser performing index with a trigger buffer at 70% of the initial level and a capped maximum cash payoff of 122.26% of face amount. Estimated value at pricing was approximately $992 per $1,000 face amount; original issue price equals face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk.
GS Finance Corp. offers $1,000,000 aggregate face amount of autocallable S&P 500® Index‑linked notes due September 10, 2027, guaranteed by The Goldman Sachs Group, Inc.
Each note has a $1,000 face amount and pays no interest. Notes will be automatically called on March 15, 2027 if the S&P 500 closing level is at or above the initial level of 6,740.02, producing a cash payment of $1,111.50 per $1,000 on the call payment date. If not called, final payment at maturity on September 10, 2027 depends on index performance measured from March 6, 2026 to the determination date (September 7, 2027) with a 125% upside participation rate capped at a $1,150 maximum per $1,000 and a trigger buffer at 70% of the initial level. Investors may receive the face amount or suffer losses (including a potential total loss) if the final index level falls below the trigger buffer. The estimated value on the trade date is approximately $981 per $1,000 face amount; original issue price is 100% and underwriting discount is 0.3%.
GS Finance Corp. offers non-interest notes linked to an equally weighted basket of Amazon, Broadcom, Microsoft, NVIDIA and Oracle. The notes are expected to mature on March 20, 2031 and are automatically callable beginning on March 15, 2027 with specified call premiums.
The notes feature a 150% upside participation rate if the final basket level exceeds the initial level of 100; if the final basket level falls below 60 (-40% return) holders absorb declines pro rata. The estimated model value at pricing is $885–$925 per $1,000 face amount. Payments depend on the basket on specific observation dates and are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc..
GS Finance Corp. is offering notes with an aggregate face amount of $300,000 linked to the Nikkei 225. The notes pay no interest and mature on March 13, 2031 (determination date March 10, 2031), with settlement in cash based on the Nikkei 225 performance from the trade date to the determination date.
If the final underlier level is above the initial level, the cash payment equals $1,000 plus $1,000 times the 127% upside participation rate times the underlier return. If the final level is equal to or below the initial level, the cash payment equals $1,000 plus $1,000 times the underlier return, which can result in a loss of principal (you could lose your entire investment). The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. and bear an underwriting discount of 4.1% (net proceeds to issuer: 95.9% of face amount).
GS Finance Corp. is offering structured notes linked to the Nasdaq-100 Index, the Russell 2000 and the VanEck Semiconductor ETF with an expected stated maturity of September 23, 2027. Coupons of $10.5 per $1,000 (1.05% monthly, 12.6% annualized) may be paid monthly if each underlier is at or above 60% of its initial level on coupon observation dates. Notes are automatically called if all underliers are at or above their initial levels on a call observation date beginning September 2026. At maturity, if any underlier is below 60% of its initial level, the cash settlement is based on the lesser performing underlier and could result in a loss of principal; estimated initial model value is $925–$955 per $1,000 face amount.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 150% and a buffer level of 85%. If the call observation date closing level is greater than or equal to the initial underlier level, the notes will be automatically called and pay $1,102 per $1,000 on the call payment date. If not called, the cash settlement at maturity depends on the final underlier level: upside participation above initial, par if above the buffer, or a buffer-adjusted loss below the buffer (you could lose your entire investment). Trade date: March 11, 2026; original issue date: March 16, 2026; determination date: March 10, 2028; stated maturity date: March 15, 2028. Original issue price is 100% of face amount with an underwriting discount of 1.5% (net proceeds 98.5%).
GS Finance Corp. offers $1,940,000 aggregate Leveraged Basket‑Linked Notes due March 13, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on a weighted five‑index basket measured from the trade date March 9, 2026 to the determination date March 9, 2029. The initial basket level is 100, the upside participation rate is 165.19%, and for each $1,000 face amount you receive $1,000 plus the basket return multiplied by the participation rate if the basket is positive; otherwise you receive $1,000 plus the basket return (which can result in total loss). The estimated value on the trade date was approximately $965 per $1,000.