Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. priced leveraged basket-linked notes due March 12, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $1,200,000 on the original issue date and reference a weighted basket of five indices with an initial basket level of 100.
Holders receive no interest; at maturity each $1,000 face amount pays either (i) $1,000 plus $1,000×174.7%×(basket return) if the final basket level exceeds the initial level, or (ii) $1,000 plus $1,000×(basket return) if the final basket level is zero or negative. The trade date is March 9, 2026, original issue date is March 12, 2026, and determination date is March 10, 2031.
GS Finance Corp. offers capped GEARS linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The securities provide leveraged upside exposure with an upside gearing of 3.00 up to a capped maximum return expected to be between $11.20 and $11.44 per $10 face amount (an expected maximum return of 12.00% to 14.40%), and full downside market exposure.
Key terms set on the trade date: March 23, 2026 (trade date), original issue date March 26, 2026, determination date April 23, 2027, and stated maturity date April 28, 2027. The estimated value at pricing is between $9.45 and $9.75 per $10 face amount; original issue price is 100.00% of face, underwriting discount 2.00%, net proceeds to issuer 98.00%.
Payments depend on the final index closing level on the determination date and on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.; investors may lose some or all principal and should review tax, liquidity and model-valuation risks described herein.
GS Finance Corp. offers Index-Linked Notes due March 14, 2029 (guaranteed by The Goldman Sachs Group, Inc.) linked to the lesser performing of the MSCI EAFE and EURO STOXX 50® from the trade date March 9, 2026 to the determination date March 9, 2029. The notes pay no interest; principal repayment per $1,000 face amount depends on the lesser underlier return and an upside participation rate of 142.35%. A 65% trigger buffer produces asymmetric outcomes: if both underliers finish ≥65% of initial levels, negative returns can become positive by taking the absolute lesser return; if any underlier finishes below 65% of its initial level, losses equal the lesser performing return. Initial underlier levels are 2,918.95 (MSCI EAFE) and 5,685.20 (EURO STOXX 50®). The estimated value at pricing was approximately $979 per $1,000 face amount; original issue price is 100% (underwriting discount 0.6%, net proceeds 99.4%). Risks include credit exposure to GS Finance Corp. and The Goldman Sachs Group, Inc., tax uncertainty, potential illiquidity, and the notes' structural asymmetry that can convert modest index moves around the 65% buffer into large changes in investor return.
GS Finance Corp. is offering EURO STOXX 50® Index‑Linked Notes due April 1, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and the cash payment at maturity is tied to the underlier's performance from the trade date to the determination date.
Key terms include an upside participation rate of at least 150.4%, a trigger buffer level at 60% of the initial underlier level (a trigger buffer amount of 40%). If the final underlier level is at or above the initial level, you receive principal plus upside participation. If the final level is below the initial level but at or above the trigger buffer level, you receive principal plus the absolute underlier return. If the final level is below the trigger buffer level, you lose an amount equal to the underlier return times the face amount and could lose your entire investment. The notes are subject to issuer and guarantor credit risk and may have limited liquidity.
GS Finance Corp. is offering index-linked notes due March 19, 2027 (guaranteed by The Goldman Sachs Group, Inc.) that pay no interest and return is tied to the lesser performing of three indices measured from March 6, 2026 to March 16, 2027. For each $1,000 face amount, the maximum settlement amount is $1,085 if each index finishes at or above 75% of its initial level; otherwise losses apply and investors can lose their entire investment. Key terms: initial issue price 100%, underwriting discount 0.2%, net proceeds 99.8%, estimated value at pricing approximately $994 per $1,000, aggregate face amount $7,500,000. Notes are unsecured, subject to issuer and guarantor credit risk, have uncertain U.S. tax treatment and limited secondary market liquidity.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering autocallable, principal-at-risk notes linked to the S&P 500®, the Russell 2000® and the VanEck Semiconductor ETF. The notes do not bear interest, have an expected trade date of March 20, 2026, an expected original issue date of March 25, 2026, and an expected stated maturity of March 27, 2031.
If, on any call observation date beginning March 22, 2027, the closing level of each underlier is greater than or equal to its initial level the notes will be automatically called for $1,000 plus a call premium (e.g., 23.7% on first call). If not called, the maturity payment is based on the performance of the lesser performing underlier with a trigger buffer at 60% of the initial level: if the lesser performing underlier finishes below that buffer you may suffer substantial principal loss; upside participation is 100%.
GS Finance Corp. is offering non‑interest, equity‑linked notes tied to the common stock of NVIDIA Corporation with an aggregate face amount of $1,530,000. The notes mature on March 9, 2028 but will be automatically called if NVIDIA’s closing price on the March 19, 2027 call observation date is greater than or equal to the initial index stock price of $177.82. If called, each $1,000 face amount pays $1,284.5 on the call payment date (March 24, 2027).
If not called, the payment at maturity depends on the index stock return measured from March 6, 2026 to the determination date (scheduled March 6, 2028). Key terms: threshold settlement amount $1,569, upside participation 100%, and a trigger buffer price 70% of the initial index stock price. Investors can lose all or a substantial portion of principal if the final index stock price declines by more than 30%. The estimated value on the trade date was approximately $967 per $1,000. Original issue price: 100%; underwriting discount: 1.5%; net proceeds to issuer: 98.5%.
GS Finance Corp. is offering ETF-linked notes due March 13, 2031 that pay no interest and whose cash payment at maturity is linked to the lesser performing of the Invesco QQQ, Series 1 (QQQ) and the State Street SPDR S&P 500 ETF (SPY).
For each $1,000 face amount, if both ETFs finish at or above their initial levels, holders receive $1,000 plus 1.07x of the lesser-performing ETF return; if either ETF finishes between 85% and 100% of its initial level, holders receive $1,000; if the lesser-performing ETF finishes below 85%, the payment equals $1,000 times (lesser ETF return + 15%), which can result in significant principal loss. The aggregate initial face amount is $1,513,000, original issue price 100%, underwriting discount 4.125%, and the estimated value on the trade date was approximately $945 per $1,000 face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering autocallable index-linked notes tied to the Dow Jones Industrial Average, Russell 2000 and EURO STOXX 50. The notes trade with an expected trade date of March 11, 2026, an original issue date expected March 18, 2026, and a stated maturity expected March 19, 2029.
The notes pay no interest, are automatically called on the call observation date if each index is ≥ 90% of its initial level (call payment expected March 25, 2027) for a capped cash payment of $1,203 per $1,000 face amount. If not called, the maturity payoff depends on the lesser performing index with a 150% upside participation if all final levels exceed initial levels, a return of face amount if all final levels are ≥ 70%, and potential principal loss (down to 0%) if the lesser performing index falls below 70%. The estimated value on the trade date is between $925 and $955 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non‑interest notes linked to an equally weighted basket of eight stocks. The notes have an initial basket level of 100, a 125% upside participation rate, a 15% buffer (buffer level 85%) and may be automatically called on the call observation date March 19, 2027 for $1,202.6 per $1,000. If not called, maturity is March 9, 2028 with cash settlement formulas that pay principal plus upside when the final basket level is above 100, return principal if the final basket level is between 85% and 100%, and apply the buffer rate (approximately 117.65%) to losses beyond the 15% buffer below the initial level. The estimated value at pricing was approximately $947 per $1,000. Original issue price is 100%, underwriting discount 1.5%, net proceeds 98.5%, aggregate face amount initially $500,000.