Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
Goldman Sachs provides an index supplement addendum for the S&P 500® Futures 40% VT Adaptive Response Index (USD) ER, describing the index methodology, historical and hypothetical performance, and key metrics used for securities linked to the index. The index launched on December 27, 2024 and uses a rules-based overlay to adjust exposure to the S&P 500® Futures Excess Return Index with a maximum exposure of 500% and a maximum daily change in leverage of 100%.
The addendum discloses comparative annualized returns and annualized volatility through February 27, 2026, including a 1-year annualized return of 2.12% and annualized volatility of 44.04%. The document states the index exposure on February 27, 2026 was 383.15%. The filing notes that performance prior to the launch date is hypothetical and was obtained from the index sponsor.
GS Finance Corp. is offering principal-protected contingent notes linked to an equally weighted basket of seven stocks (AMD, Alphabet, Analog Devices, CDW, Coherent, Kratos, NVIDIA). The initial basket level is 100; trade date is expected March 27, 2026, call observation date expected March 29, 2027, and stated maturity expected March 30, 2029.
If the basket is at or above 100 on the call observation date the notes are automatically called and pay $1,140 per $1,000. At maturity, if not called, upside participates at 125% for positive basket returns; a trigger buffer of 65% protects against moderate declines; losses occur if the final basket level is below the trigger buffer.
GS Finance Corp. is registering $10,000,000 aggregate principal amount of floating rate notes due March 11, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly interest at compounded SOFR plus 1.20%, subject to a 0.50% minimum, with an original issue price of 100% and an underwriting discount of 0.35%.
Trade date is March 9, 2026 and original issue (settlement) date is March 11, 2026. Interest payments are scheduled each March 11, June 11, September 11 and December 11 beginning June 11, 2026. The calculation agent is Goldman Sachs & Co. LLC.
The Goldman Sachs Group, Inc. is offering floating rate notes tied to compounded SOFR. The notes are expected to be issued on March 13, 2026, pay interest quarterly beginning June 13, 2026, and mature on March 13, 2031.
Interest will equal compounded SOFR plus a 1.28% spread, floored at 0.00% per annum and capped at 6.00% per annum. The notes are unsecured obligations, not FDIC insured, and Goldman Sachs & Co. LLC will act as calculation agent and initial purchaser.
GS Finance Corp. offers autocallable S&P 500® Index‑linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of 6,781.48, an 150% upside participation rate and an 80% trigger buffer. If the call observation condition is met on March 23, 2027, each $1,000 face amount will be redeemed on the call payment date for $1,118.60. If not called, maturity is March 15, 2028, and the cash settlement depends on final underlier performance on March 10, 2028. The notes pay no interest, carry issuer and guarantor credit risk, and may result in a total loss if the final underlier level is below the trigger buffer.
Goldman Sachs published an index supplement addendum dated March 11, 2026 for the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6). The supplement describes an index that seeks volatility‑adjusted exposure to the S&P 500® Futures Excess Return Index with a rules‑based overlay, subject to a maximum exposure of 500%, a maximum daily leverage change of 100%, and a daily decrement of 6.0% per annum.
The index launch date is December 27, 2024, with historical/hypothetical data shown back to January 4, 2000; hypothetical performance is used for periods prior to the launch. The supplement reports the index exposure to the futures index was 383.15% on February 27, 2026 and includes comparative annualized returns and volatility versus the S&P 500® and the S&P 500® Futures Excess Return Index.
Goldman Sachs published an index supplement addendum for the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER (Bloomberg: SPAR4V4) describing a rules-based, volatility-adjusted exposure overlay to the S&P 500® Futures Excess Return Index with a 4.0% per annum daily decrement. The index permits up to 500% exposure and a maximum daily leverage change of 100%, and it adjusts exposure daily based on calendar signals and price patterns.
The supplement reports index metrics through February 27, 2026: annualized returns of -1.94% (1 year), 16.96% (3 years), and 11.23% (5 years); annualized volatility near 42%; and index exposure of 383.15% on February 27, 2026. Historical data prior to the index launch on December 27, 2024 are hypothetical and were produced by the index sponsor.
GS Finance Corp. is offering Digital S&P 500® Index-Linked Notes due March 16, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and have a structured maturity payoff tied to the S&P 500 (Bloomberg: SPX Index). For each $1,000 face amount the payoff is: the $1,223.50 maximum settlement amount if the final level is ≥ the initial level; $1,000 if the final level is below the initial but ≥ the 75% trigger buffer level; or $1,000×(1 + underlier return) if the final level is below 75%—so losses occur dollar-for-dollar below the buffer (the trade date is March 11, 2026 and the determination date is March 13, 2028, terms subject to adjustment).
GS Finance Corp. offers $ Buffered Digital Russell 2000® Index-Linked Notes due March 17, 2027, guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and provide a capped upside of $1,153 per $1,000 face amount if the Russell 2000 final level on the determination date is at or above the initial level of 2,548.078. They provide a full face amount repayment if the final level declines up to the 10% buffer (buffer level = 90% of the initial level) and expose holders to proportional principal loss if the underlier falls below the buffer.
GS Finance Corp. offers autocallable contingent coupon index-linked notes due March 18, 2030, guaranteed by The Goldman Sachs Group, Inc. The offering registers an aggregate face amount of $2,816,000 and an original issue price of 100% of face amount. Coupons: $7.709 per $1,000 (0.7709% monthly, ~9.25% per annum) payable on a coupon payment date only if each underlier is ≥ 60% of its initial level on the related coupon observation date. The notes are automatically called on a call payment date if, as measured on any call observation date commencing September 2026, each index is ≥ 95% of its initial level; call observation dates run through February 2030. At maturity (determination date March 11, 2030), if not called, the cash settlement amount for each $1,000 depends on the lesser performing index return and a trigger buffer set at 55% of initial levels, meaning investors may lose a substantial portion of principal if the worst index falls below that buffer. The pricing supplement states the estimated value on the trade date is approximately $990 per $1,000 face amount; underwriting discount is 0.85%.