Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to three ETFs: VanEck Gold Miners ETF, SPDR® Gold Trust and iShares® Silver Trust. The notes mature on March 12, 2027 and may be redeemed monthly by the issuer between September 2026 and February 2027.
Coupons of $9.792 per $1,000 (approximately 0.9792% monthly, ~11.75% annualized) are paid on a coupon date only if each ETF closes at or above 65% of its initial level set on March 9, 2026. At maturity, payment depends on the lesser performing ETF with a 35% buffer and a buffer rate of ~153.85%. The estimated value at pricing is $925–$955 per $1,000 face amount.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index due March 25, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and the cash payment at maturity depends on the underlier return from the trade date to the determination date.
The notes provide an upside participation rate of 187.5% if the final underlier level is at or above the initial level, a 15% buffer that converts certain losses into positive returns up to that buffer, and full downside exposure beyond the buffer (buffer level = 85% of the initial level). The initial underlier level and some pricing terms will be set on the trade date.
GS Finance Corp. offers Digital S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Index with an initial underlier level of 6,764.70 (set March 9, 2026), a trigger buffer equal to 80% of that level, a capped maximum settlement amount of $1,094 per $1,000 face amount, and a stated maturity of March 26, 2027.
Holders receive no interest; on maturity they get the maximum settlement if the final underlier level is ≥ the trigger buffer, or otherwise a cash payment equal to $1,000 plus $1,000 × the underlier return (which can result in a total loss of principal). The notes are senior debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer and guarantor credit risk.
GS Finance Corp. is offering 620,000 Autocallable Leveraged Index Return Notes® (totaling $6,200,000) due March 13, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to NVIDIA common stock with a 150.00% participation rate, a 70.00% Threshold Value and an automatic call on the Call Observation Date (March 15, 2027) if the Observation Value is at least the Call Value.
If called, holders receive $12.575 per unit. If not called, maturity payoffs provide 150.00% upside if Ending Value > Starting Value, a capped positive return for declines down to the Threshold Value, and 1-to-1 downside below the Threshold Value with up to 100.00% principal at risk. All payments depend on GSFC and GSG creditworthiness; estimated value at pricing was $9.62 per $10 principal.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non‑interest notes linked to an equally weighted basket of six alternative-asset managers. The notes mature on May 13, 2027 (determination date May 11, 2027) and pay a capped cash settlement of $1,214 per $1,000 face amount if the final basket level is at least 85% of the initial level. If the final basket level is below 85%, holders suffer losses at a rate of approximately 1.1765% of face per 1% decline below the 85% threshold and can lose the entire investment. The estimated value on the trade date was approximately $938 per $1,000 face amount; original issue price equals face and underwriting discount is 1.1%.
GS Finance Corp. offers autocallable, buffered Russell 2000® Index-linked notes due March 9, 2029, guaranteed by The Goldman Sachs Group, Inc. The initial aggregate face amount is $5,455,000, trade date March 6, 2026, original issue date March 11, 2026. The notes pay no interest and may be automatically called on the call observation date March 15, 2027 if the Russell 2000 closing level is at or above the initial level of 2,525.301, producing a capped cash payment of $1,080 per $1,000 face amount.
If not called, maturity payment on the determination date March 6, 2029 depends on index performance: at or above the initial level you receive the greater of the $1,420 threshold or participation (100%) in upside; declines up to 10% return face amount; declines below the 10% buffer expose you to losses (index return plus 10%), potentially a substantial loss. Estimated value at pricing was approximately $958 per $1,000 face amount. Underwriting discount is 2.25% and net proceeds equal 97.75% of face amount.
GS Finance Corp. priced a $40,261,000 aggregate issue of Contingent Income Auto-Callable Securities due March 9, 2029, guaranteed by The Goldman Sachs Group, Inc. The securities reference the common stock of NVIDIA Corporation (ticker: NVDA) with an initial share price of $177.82 and a downside threshold of $88.91 (50.00%).
Holders may receive contingent quarterly coupons under a formula that uses $30.875 per coupon observation schedule; securities are auto-called if the underlying closing price on any call observation date is at or above the initial share price. If final share price is below the downside threshold, payment at maturity equals the principal times the share performance factor and could be substantially less than principal.
GS Finance Corp. offers principal-protected structured notes linked to the Nasdaq-100 Index. The pricing supplement covers an aggregate face amount of $876,000 of notes issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.
Key terms: original issue price 100%, underwriting discount 0.5%, net proceeds 99.5%; trade date March 6, 2026, original issue date March 11, 2026, determination date March 6, 2030, stated maturity March 11, 2030. The notes pay no interest.
Payoff mechanics: per $1,000 face amount, if the final underlier level is >= initial level you receive $1,000 plus the underlier return subject to a maximum cash settlement of $1,560. If the final level declines by <= 20% (buffer amount) you receive $1,000 plus the absolute underlier return. If the final level declines by more than the buffer you incur losses that reduce principal in proportion to the decline beyond the buffer. The underlier is the Nasdaq-100 Index (initial level 24,643.01).
The notes are unsecured senior obligations and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.; market liquidity is not assured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering indexed, automatically callable notes linked to the common stock of Netflix, Amazon and Microsoft. The notes mature on March 7, 2029 unless automatically called on observation dates beginning September 2026. Monthly coupons accrue only when each index stock meets a 60% trigger of its initial price; automatic calls occur if all three stocks equal or exceed their initial prices. At maturity, if all three stocks close below their initial prices a trigger event may cause repayment tied to the worst-performing stock, potentially resulting in substantial loss. The original issue price is $1,000 face per note at 100%, estimated initial value approx. $983 per $1,000, underwriting discount 0.7% and net proceeds 99.3%.
The offered notes are senior unsecured notes issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. Payout at maturity is linked to the common stock of Marvell Technology, Inc. (ticker "MRVL UW") and measured from March 5, 2026 to the determination date.
The notes pay no interest and have a buffer amount of 25% (buffer level = 75% of the initial underlier level). If the final underlier level is at or above the buffer level you receive a capped cash payment of $1,230.80 per $1,000 face amount. If the final underlier level is below the buffer level, you lose approximately 1.3333% of face for each 1% decline below the buffer and could lose your entire investment. The determination date is March 19, 2027 and stated maturity is March 24, 2027 (both subject to adjustment).