Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp, is offering Medium‑Term Notes, Series F with an aggregate face amount of $320,000, linked to the common stock of an underlier with ticker QCOM UW. Each note has a $1,000 face amount, no interest, and matures on November 26, 2027.
At maturity, investors receive: (i) $1,000 plus the underlier return if the stock finishes above its $160.75 initial level, capped at a maximum settlement amount of $1,379 per $1,000; (ii) $1,000 if the final level is at or above the 75% buffer level; or (iii) a loss of principal if the final level is below the buffer, down to 25% of face if the stock goes to zero. The notes are unsecured obligations subject to the credit risk of GS Finance Corp and the guarantor, may have limited or no secondary market, and the estimated value at pricing is lower than the 100% issue price due to fees, expenses, and dealer margin. Tax treatment is uncertain and relies on characterization as a pre‑paid derivative contract.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Medium-Term Notes, Series F, fully and unconditionally guaranteed by Goldman Sachs, with an aggregate face amount of $10,740,000. The notes are linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
Investors receive a contingent monthly coupon of $10.334 per $1,000 (1.0334% monthly, up to about 12.40% per year) only if on each observation date all three indices are at or above 70% of their initial levels. The notes are automatically called if, on a call observation date, all indices are at or above their initial levels; in that case investors receive $1,000 per $1,000 face amount plus the applicable coupon, ending the investment early.
If the notes are not called, repayment at maturity depends solely on the lesser performing index. If that index’s final level is at least 70% of its initial level, investors receive $1,000 per $1,000 face amount (plus any final coupon if conditions are met). If it is below 70%, principal is reduced one-for-one with the index loss, and investors can lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not listed, may have limited liquidity, and involve uncertain U.S. tax treatment.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering medium-term, equity index-linked notes that are auto-callable and do not pay interest or guarantee principal. The notes are linked to a weighted basket of five equity indices (EURO STOXX 50 40%, Nikkei 225 25%, FTSE 100 17.5%, Swiss Market Index 10%, S&P/ASX 200 7.5%) and are due August 24, 2029.
The notes may be automatically called on August 26, 2027 if the basket is at or above its starting level, paying $1,000 plus an 11.15% call premium ($1,111.50 maximum per note). If not called, at maturity investors receive 125% of any basket gain; full principal is repaid if the basket is down by up to 25%. If the basket falls more than 25%, investors have 1:1 downside exposure and can lose up to 100% of principal. The original price is $1,000 per note, with an estimated initial value of about $948 and underwriting discounts of 2.575%; all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are intended to be held to maturity with no exchange listing.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Autocallable Contingent Coupon ETF-Linked Notes due 2027 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to three ETFs: VanEck Gold Miners ETF (GDX), State Street SPDR S&P Biotech ETF (XBI) and State Street Technology Select Sector SPDR ETF (XLK).
Investors may receive a contingent monthly coupon of $21.459 per $1,000 (2.1459% monthly, up to about 25.75% per year) only if, on each coupon observation date, every underlier is at or above 70% of its initial level. The notes are automatically called quarterly if all underliers are at or above their initial levels, in which case holders receive $1,000 per note plus the relevant coupon. If not called, payment at maturity depends on the worst-performing underlier and whether a trigger event has occurred, defined as any underlier falling by more than the 40% trigger buffer at any time during the measurement period.
If a trigger event occurs and any final underlier level is below its initial level, the repayment of principal is reduced one-for-one with the lesser performing underlier return, potentially to zero, so investors can lose their entire investment. The issuer states the estimated value on the trade date is less than the 100% issue price due to underwriting discounts, expenses and structuring costs, and highlights credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., market-value volatility, complex tax treatment (including possible application of constructive ownership rules and FATCA), and that the notes will not be listed and may have limited or no secondary market liquidity.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto-callable, buffered notes linked to the VanEck Gold Miners ETF (GDX) with an aggregate face amount of $1,700,000. The notes are issued at 100% of face with a 3.75% underwriting discount and are fully and unconditionally guaranteed by Goldman Sachs.
Investors receive a contingent monthly coupon of $9.209 per $1,000 (0.9209% monthly, up to ~11.05% per year) only if GDX is at or above 75% of the initial level of $102.83 on the relevant observation date; otherwise the coupon is zero. Starting August 23, 2027, the notes are automatically called if GDX is at or above the initial level on a call observation date, returning $1,000 per note plus the due coupon.
At maturity on August 26, 2031, if the notes have not been called, holders receive $1,000 per note if the final GDX level is at or above the 75% buffer level. Below that, principal is reduced linearly with a 25% buffer, down to a minimum of 25% of face at a 100% decline in GDX. There is no upside participation above par, the notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs, the estimated value is less than the issue price, secondary liquidity is uncertain, and the U.S. tax treatment is complex and uncertain.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.