GOLDMAN SACHS GROUP (GS) SEC Filings, Aug 25, 2026

Goldman Sachs Group, Inc. (GS), through issuer GS Finance Corp., is offering unsecured, basket-linked notes due August 24, 2028, whose payment depends on an equally weighted basket of six NYSE-traded stocks: Boeing, Freeport-McMoRan, Home Depot, Johnson & Johnson, NRG Energy and Uber.

The notes pay no interest. At maturity, for each $1,000, investors receive: (1) if the basket return is positive, $1,000 plus the full upside, but capped at a maximum settlement amount of $1,350; (2) if the basket is flat or down by up to 15%, $1,000 is returned; (3) if the basket is down more than 15%, principal is reduced dollar-for-dollar beyond that buffer, so losses can be substantial. The initial basket level is 100, the cap level is 135% of that, and the buffer level is 85%.

The aggregate face amount on the issue date is $1,033,000, sold at 100% of face with a 2.55% underwriting discount, yielding 97.45% net proceeds to the issuer. The estimated value at pricing is $949 per $1,000 note, reflecting structuring and distribution costs. Repayment is subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc., and secondary market liquidity is not assured.

Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable index-linked notes maturing on August 28, 2029, linked to the common stocks of Broadcom, Lumentum Holdings and Western Digital. Aggregate face amount on the original issue date is $402,000, in $1,000 denominations, with GS Group as guarantor.

The notes pay a contingent monthly coupon of 2.1667% of face (up to ~26% per annum) only if on each observation date the closing price of every index stock is at least 50% of its initial price. Notes are automatically called from August 2027 through July 2029 if all three stocks are at or above their initial prices, returning face value plus the applicable coupon.

If not called, principal at maturity depends on a trigger event. If at least one stock is at or above its initial price, holders receive 100% of face (plus final coupon if all are at or above 50% of initial). If all three are below initial and any is below 50% of its initial price, repayment is reduced in line with the worst-performing stock and may be as low as 0% of face, with no coupon. Initial prices are $368.45 (Broadcom), $866.71 (Lumentum) and $459.44 (Western Digital). The estimated value is about $962 per $1,000 note, original issue price is 100% of face, underwriting discount is 1.5%, and payments are subject to the unsecured credit of GS Finance Corp. and its guarantor.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.

Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering autocallable index-linked notes with an aggregate face amount of $479,000, linked to the common stocks of Dell Technologies Inc. (Class C), Vertiv Holdings Co (Class A), and Micron Technology, Inc.

The notes mature on August 28, 2029 and may be automatically called monthly from August 2027 if each stock’s closing price is at least its initial price ($442.08 for Dell, $261.95 for Vertiv, $966.78 for Micron). Holders then receive $1,000 per note plus a coupon. Monthly coupons accrue at 2% of face (up to 24% per annum) but are paid only if, on the relevant observation date, every stock is at or above 50% of its initial price; otherwise that month’s coupon is zero.

If the notes are not called, principal repayment at maturity depends on stock performance. If a “trigger event” occurs (each stock below its initial price on the final date) and the worst stock is below 50% of its initial price, repayment is reduced one-for-one with the worst stock’s loss, and investors can lose up to their entire principal and receive no coupon. Payments are subject to the unsecured credit of GS Finance Corp. and the guarantee of Goldman Sachs Group Inc. The original issue price is 100% of face, with a 1.5% underwriting discount and an estimated value of about $962 per $1,000 note.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering Bearish Leveraged S&P 500® Index-Linked Notes due October 28, 2027, with an aggregate face amount of $520,000. The notes are issued at 100% of face, with a 2.35% underwriting discount and 97.65% of face to the issuer.

The notes pay no interest and are linked to the S&P 500® Index from the August 21, 2026 trade date to the October 25, 2027 determination date. Investors gain leveraged downside exposure: if the final index level is below the initial level of 7,674.37, the payoff is $1,000 plus 250% of the positive index return, capped at a maximum settlement amount of $1,825 per $1,000. Declines beyond 33% do not increase the payoff. If the index is above the initial level, the payoff decreases one-for-one with the index return, with a minimum settlement amount of $0, and investors can lose their entire investment if the index is at or above 200% of the initial level.

The notes are unsecured obligations of GS Finance Corp, fully guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The estimated value is approximately $967 per $1,000 at pricing, below the issue price, reflecting dealer compensation and structuring costs. Liquidity is not assured, market value may be volatile, and the U.S. tax treatment is uncertain, with the issuer intending to treat the notes as pre-paid derivative contracts.

Goldman Sachs Group Inc. (GS), through subsidiary GS Finance Corp., is offering Medium-Term Notes, Series F, equity ETF-linked securities tied to a 50/50 basket of the iShares Biotechnology ETF and the State Street Health Care Select Sector SPDR ETF, maturing on August 24, 2029.

Each $1,000 security pays no interest and offers 150% upside participation in the basket to a maximum return of 34.70%, capping repayment at $1,347. A 10% buffer protects principal for basket declines up to 10%; beyond that, investors have 1‑to‑1 downside exposure and may lose up to 90% of principal.

The total offering is $2,552,000 at $1,000 per security, with an underwriting discount of 2.825%. Estimated value at pricing is about $958 per $1,000, below the offering price. Payments are subject to the credit risk of GS Finance Corp. as issuer and Goldman Sachs as guarantor, and the notes are designed to be held to maturity with no exchange listing.

GOLDMAN SACHS GROUP INC (GS), through subsidiary GS Finance Corp., is offering medium-term, auto-callable contingent interest notes linked to the Russell 2000 Index, S&P 500 Index and the State Street SPDR S&P Regional Banking ETF, with a fully unconditional guarantee from Goldman Sachs.

The notes have an aggregate face amount of $6,567,000, priced at 100% of face with a 0.6% underwriting discount. Investors may receive a contingent monthly coupon of $10.125 per $1,000 (1.0125% monthly, up to 12.15% per annum) only if on each observation date all three underliers are at or above their coupon trigger levels, set at 70% of their initial levels. The same 70% level functions as a trigger buffer at maturity.

The notes can be automatically called starting February 22, 2027 if, on any call observation date, all underliers are at or above their initial levels; in that case holders receive $1,000 per note plus the due coupon. If the notes are not called and any underlier finishes below its trigger buffer level on the August 21, 2031 determination date, principal is reduced one-for-one with the lesser performing underlier, down to a possible total loss of invested principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.

GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Medium-Term Notes, Series F with an aggregate face amount of $11,024,000, linked to the Russell 2000 Index and the S&P 500 Index and fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of $24.375 per $1,000 (2.4375% per quarter, up to 9.75% per year) only if on each observation date both indices are at or above 70% of their initial levels; otherwise the coupon for that quarter is zero.

The notes may be automatically called on designated call dates if both indices are at or above their initial levels, in which case investors receive $1,000 per note plus any due coupon. If not called, at maturity on August 26, 2031, investors receive $1,000 per note if the worst-performing index is at or above 70% of its initial level; below that threshold, repayment is reduced one-for-one with the decline in the lesser-performing index, down to a total loss of principal. Initial index levels are 3,017.871 for the Russell 2000 and 7,674.37 for the S&P 500. The notes are unsecured, unsubordinated obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any exchange, carry a structuring fee of up to 0.45% of face amount, and involve uncertain U.S. tax treatment characterized as an income-bearing pre-paid derivative contract.

GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.