Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering autocallable index-linked notes with an aggregate face amount of $479,000, linked to the common stocks of Dell Technologies Inc. (Class C), Vertiv Holdings Co (Class A), and Micron Technology, Inc.
The notes mature on August 28, 2029 and may be automatically called monthly from August 2027 if each stock’s closing price is at least its initial price ($442.08 for Dell, $261.95 for Vertiv, $966.78 for Micron). Holders then receive $1,000 per note plus a coupon. Monthly coupons accrue at 2% of face (up to 24% per annum) but are paid only if, on the relevant observation date, every stock is at or above 50% of its initial price; otherwise that month’s coupon is zero.
If the notes are not called, principal repayment at maturity depends on stock performance. If a “trigger event” occurs (each stock below its initial price on the final date) and the worst stock is below 50% of its initial price, repayment is reduced one-for-one with the worst stock’s loss, and investors can lose up to their entire principal and receive no coupon. Payments are subject to the unsecured credit of GS Finance Corp. and the guarantee of Goldman Sachs Group Inc. The original issue price is 100% of face, with a 1.5% underwriting discount and an estimated value of about $962 per $1,000 note.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering Bearish Leveraged S&P 500® Index-Linked Notes due October 28, 2027, with an aggregate face amount of $520,000. The notes are issued at 100% of face, with a 2.35% underwriting discount and 97.65% of face to the issuer.
The notes pay no interest and are linked to the S&P 500® Index from the August 21, 2026 trade date to the October 25, 2027 determination date. Investors gain leveraged downside exposure: if the final index level is below the initial level of 7,674.37, the payoff is $1,000 plus 250% of the positive index return, capped at a maximum settlement amount of $1,825 per $1,000. Declines beyond 33% do not increase the payoff. If the index is above the initial level, the payoff decreases one-for-one with the index return, with a minimum settlement amount of $0, and investors can lose their entire investment if the index is at or above 200% of the initial level.
The notes are unsecured obligations of GS Finance Corp, fully guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The estimated value is approximately $967 per $1,000 at pricing, below the issue price, reflecting dealer compensation and structuring costs. Liquidity is not assured, market value may be volatile, and the U.S. tax treatment is uncertain, with the issuer intending to treat the notes as pre-paid derivative contracts.
Goldman Sachs Group Inc. (GS), through subsidiary GS Finance Corp., is offering Medium-Term Notes, Series F, equity ETF-linked securities tied to a 50/50 basket of the iShares Biotechnology ETF and the State Street Health Care Select Sector SPDR ETF, maturing on August 24, 2029.
Each $1,000 security pays no interest and offers 150% upside participation in the basket to a maximum return of 34.70%, capping repayment at $1,347. A 10% buffer protects principal for basket declines up to 10%; beyond that, investors have 1‑to‑1 downside exposure and may lose up to 90% of principal.
The total offering is $2,552,000 at $1,000 per security, with an underwriting discount of 2.825%. Estimated value at pricing is about $958 per $1,000, below the offering price. Payments are subject to the credit risk of GS Finance Corp. as issuer and Goldman Sachs as guarantor, and the notes are designed to be held to maturity with no exchange listing.
GOLDMAN SACHS GROUP INC (GS), through subsidiary GS Finance Corp., is offering medium-term, auto-callable contingent interest notes linked to the Russell 2000 Index, S&P 500 Index and the State Street SPDR S&P Regional Banking ETF, with a fully unconditional guarantee from Goldman Sachs.
The notes have an aggregate face amount of $6,567,000, priced at 100% of face with a 0.6% underwriting discount. Investors may receive a contingent monthly coupon of $10.125 per $1,000 (1.0125% monthly, up to 12.15% per annum) only if on each observation date all three underliers are at or above their coupon trigger levels, set at 70% of their initial levels. The same 70% level functions as a trigger buffer at maturity.
The notes can be automatically called starting February 22, 2027 if, on any call observation date, all underliers are at or above their initial levels; in that case holders receive $1,000 per note plus the due coupon. If the notes are not called and any underlier finishes below its trigger buffer level on the August 21, 2031 determination date, principal is reduced one-for-one with the lesser performing underlier, down to a possible total loss of invested principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering Medium-Term Notes, Series F with an aggregate face amount of $11,024,000, linked to the Russell 2000 Index and the S&P 500 Index and fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of $24.375 per $1,000 (2.4375% per quarter, up to 9.75% per year) only if on each observation date both indices are at or above 70% of their initial levels; otherwise the coupon for that quarter is zero.
The notes may be automatically called on designated call dates if both indices are at or above their initial levels, in which case investors receive $1,000 per note plus any due coupon. If not called, at maturity on August 26, 2031, investors receive $1,000 per note if the worst-performing index is at or above 70% of its initial level; below that threshold, repayment is reduced one-for-one with the decline in the lesser-performing index, down to a total loss of principal. Initial index levels are 3,017.871 for the Russell 2000 and 7,674.37 for the S&P 500. The notes are unsecured, unsubordinated obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on any exchange, carry a structuring fee of up to 0.45% of face amount, and involve uncertain U.S. tax treatment characterized as an income-bearing pre-paid derivative contract.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC, through GS Finance Corp., is offering S&P 500® Index-linked Medium-Term Notes, Series F with an aggregate face amount of $1,415,000. Payment at maturity depends on the S&P 500® performance from the trade date to the determination date.
For each $1,000 note, if the final index level is above the initial level of 7,674.37, the payoff is $1,000 plus 200% of the index return, capped at a maximum settlement amount of $1,142.50. If the index is flat or down, the payoff equals $1,000 plus the index return, so losses match index declines one-for-one and investors can lose their entire investment.
The notes pay no interest, provide no dividends or shareholder rights in the S&P 500® stocks, and will not be listed on an exchange. The original issue price is 100% of face, with a 1.9333% underwriting discount and 98.0667% net proceeds to the issuer. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential illiquidity, model-based pricing where estimated value is below issue price, and uncertain U.S. tax treatment, including possible FATCA and section 871(m) implications.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp. as issuer and Goldman Sachs Group as guarantor, is offering unsecured structured notes linked to the common stocks of Advanced Micro Devices, Hewlett Packard Enterprise and Marvell Technology. The notes have a face amount of $459,000 in aggregate at issuance and pay conditional monthly coupons of 2% (up to 24% per annum) only if on each coupon observation date the closing price of each stock is at least 50% of its initial price.
The notes mature on August 28, 2029, with observation dates monthly from September 2026 and automatic call dates from August 2027 through July 2029. The notes are automatically redeemed at par plus the due coupon if on any call observation date each stock is at or above its initial price. If held to maturity and no trigger event occurs (each final price at or above its initial level), investors receive 100% of face amount plus the final coupon if each stock is at least 50% of its initial price.
A trigger event occurs if on the determination date (August 21, 2029) all three stocks are below their initial prices. If a trigger event occurs and any stock finishes below 50% of its initial price, the repayment is reduced in proportion to the worst-performing stock, potentially down to zero, and no coupon is paid when the worst stock is below the 50% level. The original issue price is 100% of face amount, with a 1.5% underwriting discount and 98.5% net proceeds to GS Finance Corp. The estimated value is approximately $967 per $1,000 face amount, reflecting structuring and distribution costs. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are not listed or insured.
The Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering $357,000 face amount of unsecured, index-linked notes tied to the common stock of three companies, with GS guaranteeing payment. The notes pay contingent monthly coupons of 2.0209% of face value (up to about 24.25% per year) only when all three reference stocks close at or above 50% of their initial prices on each observation date.
The notes mature on August 28, 2029, but are subject to automatic call from August 2027 to July 2029 if all stocks are at or above their initial prices, in which case investors receive face amount plus the due coupon and no further payments. If not called, principal repayment depends on stock performance on the final observation date: investors receive full principal if at least one stock is at or above its initial price; otherwise, losses are driven by the worst-performing stock, and if any stock is below 50% of its initial price, investors lose the same percentage of principal as that worst decline and receive no coupon. The notes are not bank deposits, carry the credit risk of GS Finance Corp. and GS, and had an estimated initial value of about $951 per $1,000 face amount, below the issue price.