The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable buffered notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and are expected to be issued on September 30, 2026, maturing October 2, 2031, unless automatically called starting in September 2027.
The index provides leveraged, rules-based exposure (up to 500%) to an S&P 500 futures index with a 40% volatility target and a fixed 6.0% per annum decrement that is deducted daily, which drags performance and can deepen losses. If on any call observation date the index level is at or above its initial level, the notes are redeemed at $1,000 plus a call premium that starts at 24% and steps up to 118%.
If not called, maturity payment depends on index performance. For each $1,000 face amount, investors receive up to a maximum of $2,200 (120% maturity premium) if the final index level is at or above the initial level; full principal is returned if the index is down up to 50%. Below that trigger buffer, losses are 1:1 with the index decline and principal can be fully lost. The estimated initial value is $885–$935 per $1,000, below issue price, and all payments are subject to the credit risk of GS Finance Corp. and the Goldman Sachs guarantee.
Goldman Sachs Group Inc. (GS), through its subsidiary GS Finance Corp. as issuer and Goldman Sachs Group as guarantor, is offering up to $2,592,000 of index-linked Medium-Term Notes, Series F, tied to the Goldman Sachs Momentum Builder® Focus ER Index.
The notes have a stated maturity of August 29, 2033 and may be automatically called annually if the index closes at or above rising call levels (101.25% to 107.50% of the initial level), paying for each $1,000 face amount $1,000 plus a call premium (from 16.20% up to 97.20%). If never called, at maturity investors receive for each $1,000 the greater of $1,000 or $1,000 × (1 + index return), providing principal repayment but no downside index participation.
The notes pay no periodic interest and offer 100% upside participation in index gains. The index itself is a rules-based, daily rebalanced strategy with volatility and momentum controls and a 0.65% per annum deduction plus an excess-return structure over the federal funds rate, which can materially dampen performance and often leads to large cash allocations. The estimated value on the trade date is $887 per $1,000 face, below the 100% issue price, reflecting structuring costs and a built-in “additional amount” of $66.75 amortizing to zero by November 23, 2026.
Underwriting discount is 4.625% of face, with net proceeds of 95.375% to GS Finance Corp., and the notes are subject to the credit risk of both the issuer and the guarantor. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a 5.42% comparable yield and a projected maturity payment of $1,462.60 per $1,000, regardless of actual payments.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto‑callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on or about October 2, 2031, with Goldman Sachs Group, Inc. as guarantor.
The notes may be automatically called monthly from March 2027 to August 2031 if the index is at or above its initial level, in which case investors receive par plus a coupon. Monthly coupons accrue at $10.209 per $1,000 (1.0209% monthly, potential up to about 12.25% per year) but are paid only when the index on an observation date is at least 60% of its initial level; otherwise no coupon is paid.
If the notes are not called, principal repayment at maturity depends on the final index level. If the final level is at least 60% of the initial level, investors receive full principal (plus any final coupon). If it is below 60%, repayment is reduced one‑for‑one with the index decline, up to a 100% loss of principal. The underlier uses up to 500% leverage, a 40% volatility target and a 6% per annum decrement, which together can magnify losses and cause the index to lag similar indices without these features. The estimated value at pricing is expected between $885 and $935 per $1,000 face amount, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering unsecured “Capped Trigger GEARS” notes linked to the State Street® Health Care Select Sector SPDR® ETF (XLV), fully guaranteed by The Goldman Sachs Group, Inc. The notes provide 1.50x leveraged upside exposure to any positive ETF return at maturity, but gains are capped.
If the ETF rises, payment equals the ETF percentage increase multiplied by the 1.50 upside gearing, subject to a maximum settlement amount expected between 24.50% and 26.50% above face value (between $12.45 and $12.65 per $10). If the final ETF price is at or below the initial level but at or above the downside threshold of 75% of the initial price, investors receive back the $10 face amount.
If the final ETF price falls below the downside threshold, repayment is fully exposed to ETF losses, with a percentage loss equal to the ETF return and the possibility of losing the entire investment. The securities pay no interest, do not pass through ETF dividends, and their value depends on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected between $9.45 and $9.75 per $10 face amount, versus a 100% issue price, reflecting structuring costs and dealer compensation.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering $5,642,000 of Medium-Term Notes, Series F, auto-callable market-linked notes guaranteed by Goldman Sachs and linked to the lowest-performing of Alphabet, Broadcom, Dell Technologies and Tesla stock. Each note has a $1,000 face amount and pays a monthly contingent coupon of $7.625 (a 9.15% per annum rate) only when the lowest-performing stock on the relevant calculation day is at or above 75% of its starting price, with a memory feature for missed coupons.
The notes may be automatically called quarterly from August 2027 through May 2031 if the lowest-performing stock is at or above its starting price, in which case investors receive the $1,000 face amount plus the applicable coupon(s). If never called, investors receive a full return of principal at maturity on August 26, 2031, but no upside participation or dividends, and all payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs. The initial estimated value is $960 per $1,000 note, below the original offering price, reflecting underwriting discounts of 3.325% and structuring and distribution costs.
GOLDMAN SACHS GROUP INC, through issuer GS Finance Corp and its guarantee, is offering leveraged notes due in October 2029 that pay no interest and are linked to a basket of equity indices: the S&P 500 Index (40%), TOPIX (40%) and EURO STOXX 50 Index (20%). The initial basket level is 100; at maturity, the cash payment per $1,000 depends on the basket return between the expected September 30, 2026 trade date and the determination date.
If the basket return is positive, investors receive $1,000 plus at least 128% of the basket gain. If the basket return is between 0% and -15%, investors receive $1,000. If the basket decline exceeds 15% (below the 85% trigger buffer level), repayment is $1,000 plus the basket return, resulting in principal loss and potentially a total loss. The notes are unsecured obligations subject to the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc. The estimated initial value is $925–$965 per $1,000 face amount, reflecting fees and structuring costs, and the notes are expected to be issued at 100% of face amount on or about October 5, 2026.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering an initial aggregate face amount of $3,467,000 of unsecured, basket-linked notes under its Series F medium-term note program. The notes pay no interest, are linked to an equally weighted basket of seven U.S.-listed stocks, and mature on August 24, 2028, subject to an automatic call on September 3, 2027 if the basket level is at or above the initial level of 100. Each $1,000 note is issued at 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer; the estimated value on the trade date is about $953 per $1,000. If automatically called, holders receive $1,180.5 per $1,000. If not called, maturity payment is based on basket performance with a 125% upside participation rate for gains, full principal return for losses down to -20%, and leveraged downside via a 20% buffer and 125% buffer rate for deeper declines, meaning substantial or total loss of principal is possible. The notes are subject to the credit risk of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, no-coupon structured notes linked to three ETFs: State Street® Energy Select Sector SPDR® ETF (XLE), iShares® Expanded Tech-Software Sector ETF (IGV) and SPDR® Gold Trust (GLD). The notes have a face amount of $1,752,000 in aggregate, trade dated August 21, 2026, issued August 26, 2026 and maturing on August 26, 2031, subject to an automatic call.
The notes may be automatically called on November 23, 2026 if each ETF is at least 90% of its initial level, paying $1,175.002 per $1,000 on November 27, 2026. If not called, the maturity payoff is based on the lesser performing ETF: if all are above initial levels, investors receive $1,000 plus 125% of the lesser ETF’s gain; if any is at or below its initial level but all remain at or above 70% of initial, investors receive only the $1,000 principal; if any falls below 70% of initial, principal is reduced at a buffer rate of ~142.86% of the drop below the 70% buffer, up to a total loss of principal.
The notes’ estimated value at pricing is about $949 per $1,000, below the issue price, reflecting structuring fees and dealer economics. Payments depend on the credit of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc., and investors receive no interest, dividends, or ownership in the ETFs or gold.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked Medium-Term Notes, Series F fully and unconditionally guaranteed by Goldman Sachs. The notes are linked to the Dow Jones Industrial Average and the S&P 500 Index and mature on February 25, 2028.
For each $1,000 note, investors receive at maturity: $1,000 plus the lesser performing underlier return if both indices finish above their initial levels, capped at a maximum settlement amount of $1,144; otherwise, only the $1,000 face amount. The notes pay no periodic interest and returns are subject to GS Finance Corp. and Goldman Sachs credit risk and secondary market price fluctuations.
For U.S. tax purposes the notes are treated as contingent payment debt instruments. Holders must accrue ordinary income over the term based on a comparable yield of 4.6371% per annum and a projected maturity payment of $1,072.27 per $1,000, regardless of actual cash received until maturity.