Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced callable indexed notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index). The issuer offered an aggregate face amount of $1,468,000 at an original issue price of 100% of face with underwriting discount of 4.375%. The notes pay no periodic interest and feature annual automatic call opportunities beginning June 14, 2027, with call levels at 101% of the initial index level and escalating call premiums through June 14, 2032. If not called, maturity is June 16, 2033 (determination date June 13, 2033) and the cash settlement depends on index performance with an upside participation rate of 100%. GS&Co.'s estimated value at trade date was $897 per $1,000 face; the pricing includes an additional amount that declines to zero on September 11, 2026. The index methodology includes daily rebalancing, a 5% realized volatility control, a momentum risk control, and a 0.65% per annum deduction (accruing daily), all of which can materially reduce index exposure to underlying assets and allocate weight to cash positions.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $1,730,000 aggregate face amount of contingent monthly-coupon notes linked to the Russell 2000® and the S&P 500®. The notes pay a contingent monthly coupon of $8.75 per $1,000 (0.875% monthly, up to 10.50% per annum) when each underlier is at or above 70% of its initial level on a coupon observation date. The cash settlement at maturity (stated maturity June 17, 2031) — if the notes are not automatically called — is based solely on the performance of the lesser performing underlier versus its initial level with a trigger buffer at 60% of the initial underlier level; you could lose your entire investment if the lesser performing underlier falls below that buffer. The notes include an automatic-call feature (called if each underlier is >= its initial level on a call observation date), are issued at 100% of face with a 0.5% underwriting discount, trade date June 12, 2026, and are cash-settled with no shareholder rights in the underliers.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non-interest notes linked to an equally weighted basket of nine common stocks. The notes have an original issue date of June 17, 2026, an original issue price of 100% of face and aggregate face amount of $4,057,000 on the original issue date. The notes mature on June 15, 2028 unless automatically called on the call observation date of June 25, 2027. If called, each $1,000 face amount pays $1,198.5 on the call payment date. At maturity the cash payment per $1,000 depends on the basket return: positive returns receive 125% upside participation, returns between 0% and -20% return principal, and declines below -20% are reduced using a 20% buffer and a buffer rate of 125%. The estimated value on the trade date was approximately $945 per $1,000 face amount. Terms, anti-dilution adjustments and valuation are subject to determinations by the calculation agent.
GS Finance Corp. is offering Autocallable Leveraged Index Return Notes linked to the common stock of NVIDIA Corporation with a $10 principal amount per unit and approximately $7,260,000 aggregate principal on the settlement date. The notes mature June 20, 2028 if not automatically called on the Call Observation Date, June 21, 2027. If called, holders receive a $12.66 Call Payment per unit. If not called, maturity payoffs depend on NVIDIA's Ending Value: a 150.00% Participation Rate on gains, an absolute-value positive return for declines down to the Threshold Value ($143.63, 70.00% of the Starting Value), and full 1-to-1 downside below the Threshold Value with up to 100.00% of principal at risk. Estimated value at pricing was approximately $9.74 per $10 unit; public offering price is $10. All payments are subject to GSFC and The Goldman Sachs Group, Inc. credit risk and limited secondary-market liquidity.
GS Finance Corp. is offering $3,066,000 aggregate face amount of medium-term notes that pay a contingent monthly coupon and feature an automatic call tied to the performance of the common stock of Tesla, Inc. (Bloomberg: "TSLA UW"). The notes reference an initial underlier level of $406.43 and use a coupon trigger level of 50% and a trigger buffer level of 50%. Trade date is June 12, 2026, original issue date June 17, 2026, and stated maturity date is June 20, 2029. Coupons accrue as specified (effectively $8.75 per coupon observation increment) and coupons are paid only when the underlier meets the trigger. If the notes are not called and the final underlier level is below the trigger buffer level, the cash settlement is based on the underlier return and investors could lose their entire investment. Payments depend on the underlier and the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Bearish Autocallable Absolute Return S&P 500® Index‑Linked Notes due 2027 with an aggregate face amount of $3,609,000. The notes reference the S&P 500® Index (initial level 7,431.46) and pay at maturity or on a call payment date depending on index performance.
The notes mature on September 16, 2027 (determination date September 13, 2027). They are automatically redeemed if the index closing level on any call observation date is less than 80% of the initial level. If not called, payouts range from the face amount to a capped contingent return of 5.25%. The estimated value on the trade date was approximately $988 per $1,000 face amount.
GS Finance Corp. priced contingent monthly coupon, three-year notes due June 15, 2029. The offering aggregates $4,300,000 face amount and pays a contingent monthly coupon of $15.417 per $1,000 (1.5417% monthly, up to ~18.50% per annum) when each underlier is at least 70% of its initial level on a coupon observation date. The notes are linked to the Russell 2000 Index, the S&P 500 Index and the VanEck Gold Miners ETF and include an automatic call if all underliers are at or above their initial levels on any call observation date. At maturity, if not called, principal repayment is based on the performance of the lesser performing underlier versus its initial level (with a 60% trigger buffer); investors may lose their entire investment if that underlier declines sufficiently. The notes are senior unsecured obligations of GS Finance Corp., unlisted, and guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured, non‑interest bearing notes linked to an equally weighted basket of 10 specified common stocks, with an initial basket level of 100. The notes have a trade date of June 12, 2026, original issue date June 17, 2026, automatic call observation on June 21, 2027 (call payment June 24, 2027) and a stated maturity of June 15, 2029. If the basket closing level at the call observation date is ≥ the initial basket level, the notes are automatically called and pay $1,150 per $1,000 face amount. If not called, maturity payoffs depend on the basket return: a positive basket return receives 1.25× participation, a zero or modest negative return (down to -30%) yields the absolute positive return, and declines worse than -30% produce a pro rata loss (potentially losing most or all principal).
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., carry estimated model value of approximately $926 per $1,000 face amount at pricing, and include an underwriting discount and structuring fee totaling up to 2.65%. Pricing, market value, anti‑dilution adjustments, market disruption provisions and calculation‑agent discretion are described in the supplement.
GS Finance Corp. is offering $2,135,000 aggregate face amount of Capped Buffer GEARS linked to the SPDR® Gold Trust (GLD), due June 15, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes provide 2.00x upside gearing up to a 26.70% cap (maximum settlement amount $12.67 per $10 face) and a 10.00% buffer (downside threshold 90.00% of the initial ETF price). The initial underlying ETF price is $386.54 (set on the trade date). The estimated model value on the trade date was approximately $9.70 per $10 face and the original issue price is 100.00% of face amount; underwriting discount is 2.00%. Payments are subject to issuer and guarantor credit risk and the buffer applies only at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers structured notes linked to Alphabet Inc. Class A common stock. The offering has an aggregate face amount of $6,628,000 on the original issue date with an original issue price of 100% and an underwriting discount of 1.5%. The notes mature on June 15, 2028 but may be automatically called on June 25, 2027 for $1,200 per $1,000 if Alphabet’s closing price on the call observation date is at or above the initial index stock price of $359.68. If not called, maturity payoffs depend on the final index stock price on June 12, 2028, include a 15% downside buffer and a buffer rate of approximately 117.65%, and carry issuer and guarantor credit risk. The estimated value on the trade date was approximately $977 per $1,000.