Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering $5,642,000 of Medium-Term Notes, Series F, auto-callable market-linked notes guaranteed by Goldman Sachs and linked to the lowest-performing of Alphabet, Broadcom, Dell Technologies and Tesla stock. Each note has a $1,000 face amount and pays a monthly contingent coupon of $7.625 (a 9.15% per annum rate) only when the lowest-performing stock on the relevant calculation day is at or above 75% of its starting price, with a memory feature for missed coupons.
The notes may be automatically called quarterly from August 2027 through May 2031 if the lowest-performing stock is at or above its starting price, in which case investors receive the $1,000 face amount plus the applicable coupon(s). If never called, investors receive a full return of principal at maturity on August 26, 2031, but no upside participation or dividends, and all payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs. The initial estimated value is $960 per $1,000 note, below the original offering price, reflecting underwriting discounts of 3.325% and structuring and distribution costs.
GOLDMAN SACHS GROUP INC, through issuer GS Finance Corp and its guarantee, is offering leveraged notes due in October 2029 that pay no interest and are linked to a basket of equity indices: the S&P 500 Index (40%), TOPIX (40%) and EURO STOXX 50 Index (20%). The initial basket level is 100; at maturity, the cash payment per $1,000 depends on the basket return between the expected September 30, 2026 trade date and the determination date.
If the basket return is positive, investors receive $1,000 plus at least 128% of the basket gain. If the basket return is between 0% and -15%, investors receive $1,000. If the basket decline exceeds 15% (below the 85% trigger buffer level), repayment is $1,000 plus the basket return, resulting in principal loss and potentially a total loss. The notes are unsecured obligations subject to the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc. The estimated initial value is $925–$965 per $1,000 face amount, reflecting fees and structuring costs, and the notes are expected to be issued at 100% of face amount on or about October 5, 2026.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering an initial aggregate face amount of $3,467,000 of unsecured, basket-linked notes under its Series F medium-term note program. The notes pay no interest, are linked to an equally weighted basket of seven U.S.-listed stocks, and mature on August 24, 2028, subject to an automatic call on September 3, 2027 if the basket level is at or above the initial level of 100. Each $1,000 note is issued at 100% of face, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer; the estimated value on the trade date is about $953 per $1,000. If automatically called, holders receive $1,180.5 per $1,000. If not called, maturity payment is based on basket performance with a 125% upside participation rate for gains, full principal return for losses down to -20%, and leveraged downside via a 20% buffer and 125% buffer rate for deeper declines, meaning substantial or total loss of principal is possible. The notes are subject to the credit risk of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, no-coupon structured notes linked to three ETFs: State Street® Energy Select Sector SPDR® ETF (XLE), iShares® Expanded Tech-Software Sector ETF (IGV) and SPDR® Gold Trust (GLD). The notes have a face amount of $1,752,000 in aggregate, trade dated August 21, 2026, issued August 26, 2026 and maturing on August 26, 2031, subject to an automatic call.
The notes may be automatically called on November 23, 2026 if each ETF is at least 90% of its initial level, paying $1,175.002 per $1,000 on November 27, 2026. If not called, the maturity payoff is based on the lesser performing ETF: if all are above initial levels, investors receive $1,000 plus 125% of the lesser ETF’s gain; if any is at or below its initial level but all remain at or above 70% of initial, investors receive only the $1,000 principal; if any falls below 70% of initial, principal is reduced at a buffer rate of ~142.86% of the drop below the 70% buffer, up to a total loss of principal.
The notes’ estimated value at pricing is about $949 per $1,000, below the issue price, reflecting structuring fees and dealer economics. Payments depend on the credit of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc., and investors receive no interest, dividends, or ownership in the ETFs or gold.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering index-linked Medium-Term Notes, Series F fully and unconditionally guaranteed by Goldman Sachs. The notes are linked to the Dow Jones Industrial Average and the S&P 500 Index and mature on February 25, 2028.
For each $1,000 note, investors receive at maturity: $1,000 plus the lesser performing underlier return if both indices finish above their initial levels, capped at a maximum settlement amount of $1,144; otherwise, only the $1,000 face amount. The notes pay no periodic interest and returns are subject to GS Finance Corp. and Goldman Sachs credit risk and secondary market price fluctuations.
For U.S. tax purposes the notes are treated as contingent payment debt instruments. Holders must accrue ordinary income over the term based on a comparable yield of 4.6371% per annum and a projected maturity payment of $1,072.27 per $1,000, regardless of actual cash received until maturity.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), through issuer GS Finance Corp., is offering unsecured, basket-linked notes due August 24, 2028, whose payment depends on an equally weighted basket of six NYSE-traded stocks: Boeing, Freeport-McMoRan, Home Depot, Johnson & Johnson, NRG Energy and Uber.
The notes pay no interest. At maturity, for each $1,000, investors receive: (1) if the basket return is positive, $1,000 plus the full upside, but capped at a maximum settlement amount of $1,350; (2) if the basket is flat or down by up to 15%, $1,000 is returned; (3) if the basket is down more than 15%, principal is reduced dollar-for-dollar beyond that buffer, so losses can be substantial. The initial basket level is 100, the cap level is 135% of that, and the buffer level is 85%.
The aggregate face amount on the issue date is $1,033,000, sold at 100% of face with a 2.55% underwriting discount, yielding 97.45% net proceeds to the issuer. The estimated value at pricing is $949 per $1,000 note, reflecting structuring and distribution costs. Repayment is subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc., and secondary market liquidity is not assured.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable index-linked notes maturing on August 28, 2029, linked to the common stocks of Broadcom, Lumentum Holdings and Western Digital. Aggregate face amount on the original issue date is $402,000, in $1,000 denominations, with GS Group as guarantor.
The notes pay a contingent monthly coupon of 2.1667% of face (up to ~26% per annum) only if on each observation date the closing price of every index stock is at least 50% of its initial price. Notes are automatically called from August 2027 through July 2029 if all three stocks are at or above their initial prices, returning face value plus the applicable coupon.
If not called, principal at maturity depends on a trigger event. If at least one stock is at or above its initial price, holders receive 100% of face (plus final coupon if all are at or above 50% of initial). If all three are below initial and any is below 50% of its initial price, repayment is reduced in line with the worst-performing stock and may be as low as 0% of face, with no coupon. Initial prices are $368.45 (Broadcom), $866.71 (Lumentum) and $459.44 (Western Digital). The estimated value is about $962 per $1,000 note, original issue price is 100% of face, underwriting discount is 1.5%, and payments are subject to the unsecured credit of GS Finance Corp. and its guarantor.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.