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The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering autocallable index-linked notes due 2028 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000® Index and S&P 500® Index and pay no interest.
The notes may be automatically called on September 30, 2027 if each index is at or above its initial level, in which case investors receive at least $1,114 per $1,000 on October 7, 2027. If not called, at maturity in October 2028 investors receive a cash amount based on the lesser performing index, with a 200% upside participation rate and a 15% downside buffer; if any index falls more than 15%, principal is reduced one-for-one with the loss beyond the buffer and investors may lose most of their investment. Payments are subject to the credit risk of GS Finance Corp. and the guarantor, the notes will not be listed, their estimated value at pricing will be below the issue price, secondary market prices may be volatile, and U.S. tax treatment is uncertain.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering unsecured, guaranteed structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. Each $1,000 note can pay a conditional monthly coupon of $12.50 (1.25%) when the index is at or above 60% of its initial level on the relevant observation date; otherwise no coupon is paid.
The notes mature on September 5, 2031, but are subject to an automatic call quarterly from September 2027 if the index is at or above its initial level, in which case investors receive $1,000 plus the coupon, and the note terminates early. If not called and the final index level is below 40% of the initial level (the trigger buffer level), repayment of principal is reduced one-for-one with the index decline, down to a total loss.
The index uses a rules-based strategy targeting 40% volatility with up to 500% leverage, caps on daily leverage changes, and a 6.0% per annum daily decrement, all of which can magnify losses and cause the index to lag related benchmarks. The estimated value at pricing is expected between $885 and $935 per $1,000, below the 100% issue price, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), through its subsidiary GS Finance Corp., is offering S&P 500® Index-linked notes due 2032, fully and unconditionally guaranteed by Goldman Sachs. The notes are issued at 100% of face amount under the Medium-Term Notes, Series F program and do not bear interest.
At maturity, for each $1,000 note investors receive: (i) $1,000 + ($1,000 × underlier return) if the S&P 500® final level exceeds the initial level, capped by a maximum settlement amount of at least $1,556.5, or (ii) $1,000 if the index is flat or down. Thus principal is protected at maturity, but upside is limited and there are no dividends or interim coupons.
The notes are subject to the credit risk of GS Finance Corp. and Goldman Sachs, potential illiquidity, and model-based pricing where the initial estimated value is less than the issue price. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring accrual of ordinary income over the term and ordinary income treatment on gain.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp, is offering equity-linked, no-coupon structured notes tied to an equally weighted basket of 8 large- and mid-cap stocks (including AMD, Alphabet, Microsoft and others). Each stock has a 12.5% initial weight and the basket’s initial level is 100.
The notes may be automatically called on the call observation date, expected September 20, 2027, if the basket level is at least the initial level. In that case, investors receive at least $1,145 per $1,000 on the call payment date and the trade ends early. If not called, the notes mature on the expected stated maturity date of September 14, 2029, with payoff based on basket performance: 150% leveraged upside if the basket is above the initial level; a positive return equal to the absolute basket loss if the basket is down but not below 70% of initial; and a one-for-one loss if the basket falls more than 30%, which can lead to losing most or all principal.
The notes do not pay interest and do not pass through dividends. Repayment depends on the credit of GS Finance Corp and its guarantor, The Goldman Sachs Group, Inc. The initial estimated value is between $925 and $965 per $1,000, below issue price, reflecting fees, hedging, and dealer margin.
GOLDMAN SACHS GROUP INC (GS), through subsidiary GS Finance Corp., is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index, guaranteed by Goldman Sachs. The notes are issued at 100% of face amount in $1,000 denominations, with an aggregate face amount of $933,000 on the original issue date.
The notes bear no interest and mature on August 29, 2033, unless redeemed earlier at the issuer’s option on monthly call payment dates from August 2027 to July 2033 at 100% of face plus a stated call premium. If held to maturity and not called, investors receive $1,000 plus 5.55x any positive index return, based on the change in the index from an initial level of 610.40 to the final level; if the index return is zero or negative, only principal is repaid.
The estimated value at pricing is approximately $931 per $1,000 note, below issue price due to underwriting discounts (4.125% of face), hedging and issuance costs. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of taxable income over their term.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable buffered notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and are expected to be issued on September 30, 2026, maturing October 2, 2031, unless automatically called starting in September 2027.
The index provides leveraged, rules-based exposure (up to 500%) to an S&P 500 futures index with a 40% volatility target and a fixed 6.0% per annum decrement that is deducted daily, which drags performance and can deepen losses. If on any call observation date the index level is at or above its initial level, the notes are redeemed at $1,000 plus a call premium that starts at 24% and steps up to 118%.
If not called, maturity payment depends on index performance. For each $1,000 face amount, investors receive up to a maximum of $2,200 (120% maturity premium) if the final index level is at or above the initial level; full principal is returned if the index is down up to 50%. Below that trigger buffer, losses are 1:1 with the index decline and principal can be fully lost. The estimated initial value is $885–$935 per $1,000, below issue price, and all payments are subject to the credit risk of GS Finance Corp. and the Goldman Sachs guarantee.
Goldman Sachs Group Inc. (GS), through its subsidiary GS Finance Corp. as issuer and Goldman Sachs Group as guarantor, is offering up to $2,592,000 of index-linked Medium-Term Notes, Series F, tied to the Goldman Sachs Momentum Builder® Focus ER Index.
The notes have a stated maturity of August 29, 2033 and may be automatically called annually if the index closes at or above rising call levels (101.25% to 107.50% of the initial level), paying for each $1,000 face amount $1,000 plus a call premium (from 16.20% up to 97.20%). If never called, at maturity investors receive for each $1,000 the greater of $1,000 or $1,000 × (1 + index return), providing principal repayment but no downside index participation.
The notes pay no periodic interest and offer 100% upside participation in index gains. The index itself is a rules-based, daily rebalanced strategy with volatility and momentum controls and a 0.65% per annum deduction plus an excess-return structure over the federal funds rate, which can materially dampen performance and often leads to large cash allocations. The estimated value on the trade date is $887 per $1,000 face, below the 100% issue price, reflecting structuring costs and a built-in “additional amount” of $66.75 amortizing to zero by November 23, 2026.
Underwriting discount is 4.625% of face, with net proceeds of 95.375% to GS Finance Corp., and the notes are subject to the credit risk of both the issuer and the guarantor. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income based on a 5.42% comparable yield and a projected maturity payment of $1,462.60 per $1,000, regardless of actual payments.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering auto‑callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on or about October 2, 2031, with Goldman Sachs Group, Inc. as guarantor.
The notes may be automatically called monthly from March 2027 to August 2031 if the index is at or above its initial level, in which case investors receive par plus a coupon. Monthly coupons accrue at $10.209 per $1,000 (1.0209% monthly, potential up to about 12.25% per year) but are paid only when the index on an observation date is at least 60% of its initial level; otherwise no coupon is paid.
If the notes are not called, principal repayment at maturity depends on the final index level. If the final level is at least 60% of the initial level, investors receive full principal (plus any final coupon). If it is below 60%, repayment is reduced one‑for‑one with the index decline, up to a 100% loss of principal. The underlier uses up to 500% leverage, a 40% volatility target and a 6% per annum decrement, which together can magnify losses and cause the index to lag similar indices without these features. The estimated value at pricing is expected between $885 and $935 per $1,000 face amount, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering unsecured “Capped Trigger GEARS” notes linked to the State Street® Health Care Select Sector SPDR® ETF (XLV), fully guaranteed by The Goldman Sachs Group, Inc. The notes provide 1.50x leveraged upside exposure to any positive ETF return at maturity, but gains are capped.
If the ETF rises, payment equals the ETF percentage increase multiplied by the 1.50 upside gearing, subject to a maximum settlement amount expected between 24.50% and 26.50% above face value (between $12.45 and $12.65 per $10). If the final ETF price is at or below the initial level but at or above the downside threshold of 75% of the initial price, investors receive back the $10 face amount.
If the final ETF price falls below the downside threshold, repayment is fully exposed to ETF losses, with a percentage loss equal to the ETF return and the possibility of losing the entire investment. The securities pay no interest, do not pass through ETF dividends, and their value depends on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected between $9.45 and $9.75 per $10 face amount, versus a 100% issue price, reflecting structuring costs and dealer compensation.