The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. (GS), as guarantor for GS Finance Corp., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index under its Medium-Term Notes, Series F program. The notes pay no coupons and return at least the $1,000 face amount at maturity, subject to issuer and guarantor credit risk.
The notes may be automatically called on November 30, 2027 if the index closing level is at or above its initial level; in that case investors receive $1,200 per $1,000 face amount (a 20% gain) on December 7, 2027. If not called, at maturity in 2030 investors receive $1,000 plus 215% of any positive index return, but only the face amount if the index is flat or down.
The underlying index is a rules-based multi-asset strategy with daily rebalancing, a 5% volatility control and a momentum risk control overlay, and it is reduced by a 0.65% per annum deduction plus an excess return structure over the federal funds rate. Goldman Sachs estimates the notes’ initial value at $905–$955 per $1,000 face, below the issue price, reflecting fees and structuring costs.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering S&P 500 Index-linked notes due March 14, 2031, under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the S&P 500 Index level from the September 11, 2026 trade date to the March 11, 2031 determination date.
For each $1,000 note, investors receive at maturity the face amount plus the index return when the final index level is above the initial level, capped at a maximum settlement amount of $1,492 per $1,000. If the final index level is equal to or below the initial level, the payment is the $1,000 face amount. The notes pay no periodic interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring accrual of taxable ordinary income over the term based on a comparable yield, even though no cash is received before maturity.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is issuing medium-term structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, with an aggregate face amount of $631,000. The notes offer principal repayment at maturity but no periodic interest.
For each $1,000 note held to the stated maturity date of August 28, 2031, investors receive: (i) if the final index level exceeds the initial level of 114.03, $1,000 plus 908% of the index return; or (ii) otherwise, only the $1,000 face amount. The notes’ return is thus highly leveraged to positive index performance but provides no upside if the index is flat or negative.
The underlying index is a rules-based, daily rebalanced strategy that allocates among equity, bond, commodity and cash-equivalent exposures with a 5% volatility control and a momentum risk-control overlay. Index performance is reduced by a 0.65% per annum deduction (accruing daily) and an excess-return feature over the federal funds rate, so significant allocations to cash-linked positions can materially drag returns. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The original issue price is 100% of face, with a 1.375% underwriting discount and 98.625% net proceeds to the issuer.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering callable contingent coupon notes linked to the VanEck Semiconductor ETF (SMH), maturing in June 2029 and fully and unconditionally guaranteed by Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $13.667 per $1,000 face amount (1.3667% per month, up to about 16.4% per year) only if on each observation date SMH is at or above a coupon trigger level of 80% of the initial level.
At maturity, if not previously called, investors receive $1,000 per note if the final ETF level is at or above an 80% buffer level. If the final level is below the buffer, repayment is reduced 1-for-1 with the ETF’s decline beyond 20%, so investors can lose a substantial portion of principal. Goldman Sachs may redeem the notes early on any coupon payment date from December 2026 to May 2029 at $1,000 per note plus any due coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs Group, Inc., will not be listed on an exchange, and their estimated initial value is less than the issue price due to fees and hedging costs.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering S&P 500®-linked Medium-Term Notes, Series F, with an aggregate face amount of $22,500,000, fully and unconditionally guaranteed by Goldman Sachs. The notes pay a contingent quarterly coupon of $21 per $1,000 (2.1% per quarter, up to 8.40% per annum) only if, on each coupon observation date, the S&P 500® Index (SPX) closing level is at or above 60% of the initial underlier level.
The notes are subject to an automatic call: if on any call observation date SPX is at or above the initial level of 7,674.37, investors receive $1,000 per note plus the due coupon, and the notes terminate early. If not called, at maturity on August 26, 2031 investors receive $1,000 per note if the final SPX level is at or above the 60% trigger buffer; otherwise the payoff is $1,000 plus $1,000 times the underlier return, exposing investors to losses down to a total loss of principal. There is no participation above par in SPX gains, the notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed, and their market value and tax treatment (including treatment as an income-bearing pre-paid derivative contract and potential FATCA and 871(m) implications) may differ from expectations.
Goldman Sachs Group Inc. (GS), via GS Finance Corp. and its Series F medium-term note program, is offering auto-callable index-linked notes tied to a Class A subordinate voting share of Shopify Inc. The notes are guaranteed by The Goldman Sachs Group, Inc.
The notes have a face amount in $1,000 denominations, issue at 100% of face, carry an underwriting discount of 1.85% and net proceeds of 98.15% of face to the issuer. They pay contingent quarterly coupons of $37.50 per $1,000 (3.75% quarterly, up to 15% per annum) only if Shopify’s share price on the observation date is at or above 49.1% of the initial index stock price; otherwise the coupon is zero.
The notes may be automatically called starting March 2027 if the index stock closes at or above the initial price on a call observation date, returning face value plus the applicable coupon. If not called, at maturity in August 2028 investors receive face value plus any final coupon if the final price is at or above 49.1% of the initial price; if it is below that level, repayment is reduced one-for-one with the stock loss, potentially to zero, with no coupon. The estimated value on the trade date is expected between $925 and $955 per $1,000, reflecting structuring and distribution costs, and payments are subject to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering index-linked notes due September 7, 2029, whose payoff depends on the lesser performance of the Russell 2000® Index and the Nasdaq‑100 Index® between an expected trade date of September 4, 2026 and an expected determination date of September 4, 2029. The notes pay no interest and are unsecured obligations guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 note at maturity: if both index returns are at least 0%, payment equals $1,000 plus 107% of the lesser positive index return. If any index return is negative but both final levels are at least 80% of their initial levels, payment equals $1,000 plus the absolute value of the lesser negative return (a 5% decline yields a 5% gain). If any index ends below 80% of its initial level, payment equals $1,000 times the lesser index return plus 20%, so investors lose principal once the lesser index return is worse than ‑20%. Hypothetical examples show outcomes from 207.000% of face at a 200% lesser index level down to 20.000% of face at a 0% lesser index level.
The notes’ estimated value on the trade date is expected between $925 and $955 per $1,000 face amount, below the 100% original issue price due to underwriting discounts, hedging and structuring costs. The structure embeds significant market risk, reliance on the lesser-performing index, limited upside (via the 107% participation rate), a 20% buffer, lack of interest payments, potential illiquidity, and the credit risk of both GS Finance Corp and its parent guarantor.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering Medium-Term Notes, Series F whose payments are linked to the BlackRock® Dynamic Factor Index. This index combines an equity ETF basket of five factor iShares ETFs, a fixed income ETF basket of three Treasury iShares ETFs, and a cash constituent tied to a notional interest rate.
The index measures how this portfolio performs relative to the sum of SOFR plus 0.26161% plus an additional 0.65% per annum fee, accruing daily. A volatility control mechanism targets 5% annualized volatility, which can shift a large share of exposure into the cash constituent; historically, cash has reached up to 85.5% of the index. As of August 3, 2026, major weights included the iShares 1–3 Year Treasury Bond ETF and iShares 7–10 Year Treasury Bond ETF at 30.54% each and cash at 17.50%. Since January 1, 2021, the index showed -2.37% annualized performance with 4.95% annualized realized volatility and a -19.10% maximum drawdown, versus the iShares Core S&P 500 ETF’s 15.36% annualized return and -33.90% maximum drawdown. Net proceeds from the notes will be lent to The Goldman Sachs Group, Inc. or its affiliates and may be used for general corporate purposes and hedging.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering $1,000,000 aggregate face amount of Medium-Term Notes, Series F linked to the Nasdaq-100 Index®. The notes pay no interest and may be automatically called on August 31, 2027 if the index closing level is at or above the initial level of 29,023.18, in which case investors receive a fixed $1,130 per $1,000 face amount on September 3, 2027.
If not called, the August 29, 2028 maturity payment depends on index performance. Above the initial level, investors receive $1,000 plus 150% of the index gain. Between 75% and 100% of the initial level, investors receive only their $1,000 principal. Below 75%, principal is exposed 1:1 to the index loss and investors can lose their entire investment. The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to the credit risk of both. The original issue price is 100% of face amount, including a 2% underwriting discount, yielding 98% in net proceeds to the issuer. The notes will not be listed, and secondary market value may be significantly below face.
Goldman Sachs Group Inc. (GS), via issuer GS Finance Corp., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, maturing in 2033 and fully and unconditionally guaranteed by Goldman Sachs Group Inc. Payment at maturity, if the notes are not called, depends on index performance: for each $1,000 face amount, investors receive $1,000 plus 100% of any positive index return, and only $1,000 if the index is flat or negative.
The notes feature annual automatic call observations from 2027 to 2032; if on an observation date the index is at or above the rising call level (from 100.75% to 104.50% of the initial level), investors are repaid $1,000 plus a call premium of at least 13% to 78%. The underlying index is a rules-based, daily rebalanced strategy with a 5% volatility control, momentum risk control, and a 0.65% per annum deduction, and can hold substantial hypothetical cash, which can significantly dampen index returns. The issuer’s estimated value on the trade date is $850–$890 per $1,000, below the issue price, and the notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over the term.