Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering principal-at-risk notes linked to the Russell 2000® Index, the State Street® Utilities Select Sector SPDR® ETF and the iShares® U.S. Real Estate ETF that mature on March 12, 2029 unless earlier redeemed. Coupons of $6.167 per $1,000 (0.6167% monthly, ~7.4% annualized) are payable on monthly coupon payment dates only if the closing level of each underlier on the related observation date is ≥ 60% of its initial level. The issuer may redeem notes on coupon payment dates from September 2026 through February 2029 at 100% of face plus any coupon then due. At maturity, if every underlier’s final level is ≥ 60% of its initial level you receive $1,000 plus the final coupon; if any underlier’s final level is < 60%, the cash settlement equals $1,000 plus the lesser performing underlier return times $1,000, which can result in a total loss of principal. The original issue price is 100% of face; estimated value at pricing was approximately $966 per $1,000 face amount. Aggregate original face amount was $50,000.
The offering is for notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the Goldman Sachs Momentum Builder® Focus ER Index. The aggregate face amount is $1,403,000 and each note has a $1,000 face amount. The trade date is March 6, 2026, original issue date March 11, 2026, and stated maturity is March 11, 2033. The notes pay at maturity based on the index performance with an upside participation rate of 100%, subject to a multi-year automatic call feature on annual observation dates with increasing call levels and fixed call premiums. The estimated value on the trade date is $899 per $1,000 face amount and the pricing shows an original issue price of 100% with an underwriting discount of 4.625%, net proceeds 95.375%. The notes do not bear interest, are cash-settled, are subject to the issuer/guarantor credit risk, and include index-level deductions of 0.65% per annum plus excess-return treatment over the federal funds rate.
The Goldman Sachs Group, Inc. is offering fixed and floating rate notes with an aggregate principal amount of $50,000,000. Each note has a $1,000 principal denomination, an original issue price of 100% and a stated maturity date of April 13, 2027.
Interest accrues from March 13, 2026. The notes pay 4.37% per annum during the fixed rate period through June 13, 2026, then pay compounded SOFR plus a 0.15% spread (floored at 0.00%) during the floating rate period through maturity. The notes are unsecured, not FDIC insured, will not be listed, and GS&Co. is the calculation agent.
GS Finance Corp. is offering cash-settled notes guaranteed by The Goldman Sachs Group, Inc., linked to an equally weighted basket of six stocks. The notes mature March 9, 2028 and have an automatic call on March 19, 2027 that, if triggered, pays $1,194 per $1,000 face amount. At maturity the notes pay 1.25× upside participation on positive basket returns, return $1,000 if the final basket level is between 85% and 100% of the initial level, and apply a 15% buffer with a buffer rate of approximately 117.65% below the buffer. The basket constituents and initial prices are listed in the supplement. Original issue price is 100% of face, underwriting discount 1.5%, net proceeds 98.5%, and the aggregate initial face amount is $16,980,000. The estimated model value on the trade date is approximately $950 per $1,000 face amount.
GS Finance Corp. offers $2,824,390 of autocallable notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to an unequally weighted basket of five equity indices with an initial basket level of 100 and an autocall barrier of 100.00%.
If the basket meets or exceeds the barrier on annual call observation dates, holders receive the face amount plus a call return (per annum rate of 11.60%); if not called, maturity payment equals $10 plus $10 times the basket return, which can be less than face amount and could be zero.
GS Finance Corp. is offering Market Linked Securities—Auto-Callable with Contingent Coupon linked to NVIDIA Corporation due March 9, 2029. The securities have a $1,000 face amount per security and were offered in an aggregate original offering price of $17,909,000.
Key economic terms: a quarterly contingent coupon of $35.05 per $1,000 (equivalent to 14.02% per annum) payable only if the stock closing price on a calculation day is at or above the coupon threshold price (equal to 60% of the starting price). The starting price is $177.82 and the downside threshold price is 60% of the starting price. Estimated value at pricing was approximately $960 per $1,000.
Payments depend on NVIDIA’s closing prices on scheduled calculation days; the securities are subject to automatic call if a call-date closing price is greater than or equal to the starting price and are exposed to loss of principal (greater than 40% and possibly all) if the final calculation day closing price is below the downside threshold. All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering callable S&P 500® Futures Excess Return Index‑linked notes due March 11, 2031, guaranteed by The Goldman Sachs Group, Inc. The aggregate face amount on the original issue date is $3,336,000 and the trade date is March 6, 2026.
The notes pay no interest and participate at a 205% upside participation rate if the final underlier level exceeds the initial level of 545.29. A 70% buffer applies: if the final level is below 70% of the initial level, holders suffer a proportional loss; if between 70% and 100% of initial, holders receive the face amount. The issuer may redeem the notes on specified monthly call payment dates beginning March 18, 2027 at fixed call premiums set in the pricing supplement. The estimated value on the trade date was approximately $969 per $1,000 face amount; original issue price is 100% with an underwriting discount of 0.25%.
GS Finance Corp. offers $3,381,000 aggregate face amount of structured, cash‑settled notes linked to the S&P 500® Futures Excess Return Index. Each $1,000 face amount pays no interest and at maturity will pay either: (a) $1,000 + ($1,000 × 193% × underlier return) if the final underlier level is above the initial level; (b) $1,000 if the final level is between the initial level and the trigger buffer level of 50%; or (c) $1,000 + ($1,000 × underlier return) if the final level is below the trigger buffer level, which could result in a total loss of principal.
The notes trade with a trade date of March 6, 2026, original issue date March 11, 2026, determination date March 6, 2031 and stated maturity March 11, 2031. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk, pricing model spreads, limited secondary market liquidity, and tax‑treatment uncertainty.
GS Finance Corp. offers indexed, auto-callable notes maturing March 7, 2029, linked to the common stock of Amazon.com, Inc., Apple Inc. and Alphabet Inc. Payments depend on monthly observation dates beginning April 2026 and potential automatic calls from September 2026 through February 2029.
Each $1,000 face amount may pay a conditional monthly coupon equal to $9.167 per coupon observation (0.9167% monthly, ~11% per annum potential) only if each index stock meets its 60% coupon trigger price. Initial index prices are set as of March 2, 2026. A trigger event at maturity (final observation March 2, 2029) occurs if every index stock closes below its initial price; in that case the cash settlement depends on the lesser performing stock and could be substantially less than principal. Estimated value at issuance is approximately $974 per $1,000 face amount. Issue price is 100% with underwriting discount 0.7% (net proceeds 99.3%).
The offering prices structured notes linked to the Nasdaq-100 Index issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays at maturity an amount tied to the underlier return, subject to a 20% buffer and a maximum cash payment of $1,770. Trade date was March 6, 2026, original issue date March 11, 2026, and stated maturity March 11, 2031. Notes pay no interest, carry issuer/guarantor credit risk, and may trade illiquidly; holders receive cash only, not underlying shares.