Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers indexed, auto-callable notes maturing March 7, 2029, linked to the common stock of Amazon.com, Inc., Apple Inc. and Alphabet Inc. Payments depend on monthly observation dates beginning April 2026 and potential automatic calls from September 2026 through February 2029.
Each $1,000 face amount may pay a conditional monthly coupon equal to $9.167 per coupon observation (0.9167% monthly, ~11% per annum potential) only if each index stock meets its 60% coupon trigger price. Initial index prices are set as of March 2, 2026. A trigger event at maturity (final observation March 2, 2029) occurs if every index stock closes below its initial price; in that case the cash settlement depends on the lesser performing stock and could be substantially less than principal. Estimated value at issuance is approximately $974 per $1,000 face amount. Issue price is 100% with underwriting discount 0.7% (net proceeds 99.3%).
The offering prices structured notes linked to the Nasdaq-100 Index issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays at maturity an amount tied to the underlier return, subject to a 20% buffer and a maximum cash payment of $1,770. Trade date was March 6, 2026, original issue date March 11, 2026, and stated maturity March 11, 2031. Notes pay no interest, carry issuer/guarantor credit risk, and may trade illiquidly; holders receive cash only, not underlying shares.
GS Finance Corp. issues structured notes linked to an equally weighted basket of Amazon.com, Inc., Shopify Inc. (Class A) and Toast, Inc. The notes mature on March 13, 2031 and pay a quarterly coupon of $35 per $1,000 (3.5% quarterly; 14% per annum potential) only if the basket closing level on an observation date is at or above the coupon trigger level of 70% of the initial basket level (initial basket level = 100). The issuer may redeem notes on coupon payment dates from March 2027 through December 2030 at 100% of face plus any coupon then due. At maturity, cash settlement depends on the final basket return: if the final basket level is ≥ 70%, holders receive principal; if between 50% and 70%, holders receive $1,000 (no coupon); if below 50%, settlement declines pro rata with the basket return, exposing holders to substantial principal loss. The estimated value at pricing is between $885 and $925 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk notes linked to a weighted basket of international indices and an ETF. The notes have an initial basket level of 100, an expected trade date of March 31, 2026, an expected original issue date of April 6, 2026 and an expected stated maturity date of March 30, 2029. The notes pay no interest, may be automatically called on specified observation dates commencing April 2027 with fixed call premiums, and if not called will pay at maturity either $1,300 per $1,000 face amount when the final basket level is at or above 100 or a cash amount that falls with negative basket returns. The estimated value on the trade date is between $925 and $955 per $1,000 face amount; original issue price is 100% with an underwriting discount of 2.25%.
GS Finance Corp. is offering structured notes with an aggregate face amount of $1,925,000. The notes are linked to the EURO STOXX 50® Index and pay no interest. At maturity each $1,000 face amount will pay either: a capped upside (participation 300%, maximum $1,463.80), the face amount if the final index level is ≥ 75% of the initial level, or a pro rata loss if the final index level is below the 75% trigger (you can lose up to the full principal).
Key dates: trade date March 6, 2026, original issue date March 11, 2026, determination date March 6, 2029, stated maturity date March 9, 2029. Initial index level is 5,719.90. The notes are senior debt of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and bear issuer/guarantor credit risk.
GS Finance Corp. issues structured, basket-linked notes maturing March 11, 2031. The offering had an aggregate face amount of $1,311,000 on the original issue date and an original issue price of 100% of face amount. The notes pay contingent quarterly coupons of $34 per $1,000 face (a 3.4% quarterly coupon, up to 13.6% per annum) only when an equally weighted basket of Adobe, Intuit and Palantir closes at or above 70% of the initial basket level on each observation date.
At maturity the principal payoff is based on the basket return with step-down buffers: full face if final basket level ≥ 70%, face only (no coupon) if final level is between 50% and 70%, and a pro rata loss if final level < 50%. Estimated value at trade date was approximately $942 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk notes linked to the common stock of NVIDIA Corporation. The notes pay no interest, mature on March 9, 2028 and may be automatically called if the closing price of NVIDIA on the call observation date is at or above the initial index stock price of $183.34, in which case each $1,000 face amount pays $1,276.5 on the call payment date (March 23, 2027). If not called, the maturity payment depends on the final index stock price on the determination date (March 6, 2028): upside participation is 150% when the final price is at or above the initial price; declines up to 30% pay the absolute decline as a positive return; declines greater than 30% produce a negative return equal to the index stock return (you can lose up to your entire investment). The initial issue price is 100% of face amount, underwriting discount 1.5%, net proceeds 98.5%, aggregate face amount $650,000. The estimated value on the trade date is approximately $977 per $1,000 face amount. Payments are subject to the issuer and guarantor credit risk; see prospectus supplement for full terms and risks.
GS Finance Corp. offers $1,300,000 aggregate face amount of S&P 500®-linked buffered notes, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have a $1,000 face amount per note, a 15% buffer (buffer level = 85% of the initial underlier), a buffer rate of 100% and a capped maximum settlement amount of $1,135 per $1,000 face amount. Trade date is March 6, 2026, original issue date is March 11, 2026, determination date is April 6, 2027 and stated maturity date is April 9, 2027. The cash settlement at maturity depends on the S&P 500 ("SPX Index") performance and is subject to the terms, credit risk of GS Finance Corp. and its guarantor, and a maximum payout cap.
GS Finance Corp. is offering structured, cash-settled notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $7,040,000. The notes reference the EURO STOXX 50 Index with an upside participation rate of 242%, a buffer level of 85% (buffer amount 15%) and an initial underlier level of 5,719.90. The notes pay no interest and can be automatically called on the call observation date; an automatic call would produce a fixed cash payment of $1,125 per $1,000 face amount. If not called, maturity payments vary by final underlier performance: above initial level produces upside participation, between buffer and initial produces principal return, and below buffer can produce substantial losses—including loss of your entire investment. Terms are subject to adjustments and are set out in the pricing supplement and referenced supplements.
GS Finance Corp. priced buffered, autocallable equity‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 and Russell 2000 indices, have an upside participation rate of 150% and a per‑underlier buffer of 15%. If automatically called on the call observation date, holders receive $1,152.50 per $1,000 face amount on the call payment date. The notes pay no interest, are subject to issuer and guarantor credit risk, and on the stated maturity the cash settlement depends solely on the lesser performing underlier with outcomes that can result in substantial losses (an illustrated loss of 64% is shown). Aggregate face amount is $1,387,000, original issue price is 100%, underwriting discount 3%, and net proceeds to issuer 97%. Key dates include trade date March 6, 2026, original issue date March 11, 2026, call observation date March 8, 2027, call payment date March 15, 2027, determination date March 6, 2029, and stated maturity date March 13, 2029.