Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2029. The notes pay interest at 4.55% per annum from the original issue date (expected March 27, 2026) to the stated maturity (expected March 27, 2029), with semiannual payments (expected March 27 and September 27) and a first payment expected September 27, 2026.
The issuer may redeem the notes in whole (but not in part) on scheduled quarterly redemption dates on or after March 27, 2027 at a price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. The notes will be issued in book-entry form through DTC and settle through DTC on the expected issue date. The pricing supplement states the initial price to public will vary for certain investors and that underwriters may resell at market or negotiated prices. Settlement is expected in New York on March 27, 2026.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes linked to the lesser performing of the Russell 2000® and the Nasdaq-100®. The notes (CUSIP 40058YFR8) do not bear interest and have an expected trade date of March 26, 2026, original issue date of March 31, 2026, and stated maturity date of March 30, 2028. At maturity each $1,000 face amount will pay an amount based on the lesser performing underlier return, with a cap of $1,212.50 and a minimum settlement of $950. The estimated value at pricing is $925–$955 per $1,000 face amount, which is less than the original issue price. Payments are subject to the credit risk of GS Finance Corp. and its guarantor, and the notes are not FDIC insured.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non-interest-bearing, contingent notes linked to the common stock of Salesforce, Inc. (CRM). The notes have an upside participation rate of 150%, an automatic call if the index stock closes at or above the initial price on the call observation date (expected March 29, 2027) for a capped cash payment of $1,213.50 per $1,000 face amount, and a stated maturity expected on March 30, 2029.
If not called, payoff at maturity depends on the index stock return from the trade date (expected March 27, 2026) to the determination date (expected March 27, 2029): positive returns pay 150% of the stock return, modest declines up to 35% produce the absolute (positive) stock decline as payoff, but declines beyond 35% produce negative returns and can lead to a total loss. The prospectus shows an estimated value at trade-date pricing between $925 and $955 per $1,000 face amount; original issue price is 100% of face amount.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index due March 23, 2029. For each $1,000 face amount the maturity payout is: (1) $1,000 + $1,000×140%×underlier return if the final level > initial level; (2) $1,000 if the final level is between the initial level and the buffer level (80% of initial); or (3) $1,000 + $1,000×100%×(underlier return + 20%) if final level < buffer, which can produce substantial principal loss. The notes pay no interest, are cash-settled, and expose investors to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price exceeds the notes’ estimated model value on the trade date, and secondary market liquidity is not assured.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due March 30, 2028 that pay interest at 4.35% per annum from and including the original issue date (expected March 30, 2026) to but excluding maturity. Interest is payable each March 30 and September 30, with the first payment expected on September 30, 2026.
The notes are callable by the issuer in whole, but not in part, on scheduled redemption dates (expected each March 30, June 30, September 30 and December 30 on or after September 30, 2026) at 100% of principal plus accrued interest with at least five business days' prior notice. The notes will be issued in book-entry form through DTC. Tax treatment notes include U.S. ordinary interest taxation and potential FATCA withholding.
GS Finance Corp. is offering autocallable index-linked notes due 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the Dow Jones Industrial Average, Russell 2000 and S&P 500 and pay no interest.
Key economics: trade date March 19, 2026, original issue date March 24, 2026, determination date March 19, 2031, stated maturity March 26, 2031. Upside participation is 100% and each underlier has a trigger buffer at 70% of its initial level. Semi-annual automatic calls can redeem notes early with scheduled call premiums ranging from 11% to 49.5%. If not called, the cash settlement at maturity is based solely on the lesser performing underlier; losses can equal the full principal.
The Goldman Sachs Group, Inc. is offering floating rate notes linked to compounded SOFR with a spread of 1.00% and a minimum interest floor of 0.00% per annum. The notes are expected to have an original issue date of March 19, 2026 and a stated maturity date of March 19, 2029. Interest is expected to be paid quarterly on March 19, June 19, September 19 and December 19, beginning June 19, 2026. Interest will be calculated using compounded SOFR over a defined observation period and rounded to the nearest one hundred-thousandth of a percentage point, with Goldman Sachs & Co. LLC acting as calculation agent.
The notes are unsecured obligations of Goldman Sachs, not FDIC insured, not listed, and will not be redeemable. The prospectus supplement discloses hedging activities, potential conflicts of interest, and U.S. federal income tax treatment (treated as variable rate debt). The offering may be increased at the issuer's option and hedging and market-making by affiliates could affect market value.
GS Finance Corp. offers non‑interest bearing notes linked to the MSCI ACWI Index with expected trade date March 13, 2026 and stated maturity March 16, 2029. Each $1,000 face amount pays a cash settlement at maturity based on the index return, a 105% participation rate and whether a reset event (index ≤85% of initial level during observation period) occurs. The applicable maximum settlement amount is $1,400 if no reset event occurs and $1,557.50 if a reset event occurs. If the final index level falls below 85% of the initial level, the return is negative and investors may lose all principal. The estimated value on the trade date is between $925 and $955 per $1,000 face amount.
GS Finance Corp. offers callable 10-year 10-year CMT rate‑linked range accrual notes due March 31, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay monthly interest based on an interest factor of 8.00% and the 10‑year CMT threshold of 4.70%.
Interest payment for each month equals the fraction of reference dates in the interest period with the 10‑year CMT ≤ 4.70% multiplied by the 8.00% interest factor, determined on the fourth scheduled U.S. government securities business day prior to each monthly payment. Issuer may redeem at par on any monthly interest payment date on or after March 31, 2027.
The prospectus shows an estimated value at issuance between $917.3 and $967.3 per $1,000 face amount and states market‑making, liquidity, credit and model risks; purchase proceeds will be lent to Goldman Sachs affiliates.
GS Finance Corp. is offering market-linked, auto-callable securities guaranteed by The Goldman Sachs Group, Inc. Each security has a face amount of $1,000 and an original offering price of $1,000 per security. The securities are linked to the lowest performing of the common stock of ServiceNow, Inc. and Broadcom Inc. and mature on March 23, 2029 (subject to postponement).
Key economic terms disclosed include a call premium of 50.00% ($500 per security), an upside participation rate of at least 317.00%, a threshold amount of 40% (threshold price = 60% of starting price), and a pricing-date estimated value between $925 and $955 per $1,000 face amount. Investors face 1-to-1 downside exposure below the threshold and may lose up to 100% of the face amount. Payments are subject to issuer and guarantor credit risk.