Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $623,000 of Contingent Income Auto-Callable Securities linked to a common share of Ferrari N.V., maturing August 24, 2029. The notes are unsecured and guaranteed by Goldman Sachs Group Inc. and place investors’ principal at risk.
The securities pay a $25.75 contingent quarterly coupon per $1,000 only if on the relevant observation date Ferrari’s share price is at or above the downside threshold price of $283.751 (65% of the $436.54 initial share price. If on any call observation date the share price is at or above the initial share price, the notes are automatically called for $1,000 plus the coupon then due.
If the notes are not called and the final share price is below the downside threshold, the maturity payment equals $1,000 times the share performance factor (final price/initial price), so investors can lose a significant portion or all of their principal. Investors do not participate in any upside of Ferrari shares. The estimated value is approximately $972 per $1,000 note. The original issue price includes a 2.25% underwriting discount, with Morgan Stanley Wealth Management receiving a $22.50 selling concession per security, including a $5.00 structuring fee.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp as issuer and with a full and unconditional guarantee from The Goldman Sachs Group, Inc., is offering EURO STOXX 50® Index-linked trigger buffer notes under its Medium-Term Notes, Series F program with an aggregate face amount of $996,000.
For each $1,000 note at maturity, investors receive: if the EURO STOXX 50® final level is above the initial level, $1,000 plus 200% of the index gain, capped at a maximum settlement amount of $1,472; if the final level is at or above 85% of the initial level, $1,000; if it is below 85% of the initial level, principal is reduced one-for-one with the index loss, exposing investors to up to a 100% loss of invested principal.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp and the guarantor, and will not be listed on any exchange. The original issue price is 100% of face, with a 2.25% underwriting discount and 97.75% of face amount in net proceeds to the issuer. Market value may differ from issue price due to issuer credit, interest rates, index performance and limited liquidity.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS) describes the Goldman Sachs Momentum Builder® Focus ER Index, which allocates between a diversified “base index” of nine futures-based indices plus a return-based money market position and non-interest-bearing cash, using daily volatility control (5%) and momentum rules. The base index is rebalanced each index business day subject to asset-class and constituent weight limits and a separate realized-volatility constraint.
The index deducts a 0.65% per annum fee (accruing daily) and also deducts the federal funds rate from the base index; any exposure to the return-based money market or cash reduces performance by 0.65% pro rata, and cash allocations have often been large. From January 2021 to August 3, 2026, the index shows annualized performance of 1.90% with annualized realized volatility of 3.56% and a maximum drawdown of -6.26%. As of August 3, 2026, the money market position weight is 63.13%, while focused U.S. equities and other developed equities together hold a smaller share.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering autocallable EURO STOXX 50® Index-linked notes due 2028 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs. Each note has a $1,000 face amount and is linked to the EURO STOXX 50® Index.
The notes pay no interest and may be automatically called on September 15, 2027 if the index on the September 10, 2027 call observation date is at or above the initial level, in which case investors receive at least $1,139.10 per $1,000. If not called, the August 31, 2028 maturity payout depends on index performance: investors participate in gains at a 125% upside participation rate, receive principal back if the final level is between 85% and 100% of the initial level, and incur leveraged losses below the 85% buffer level, potentially losing their entire investment.
The original issue price is 100% of face amount, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer. Key risks include credit risk of GS Finance Corp. and Goldman Sachs, the possibility of total loss, no interest or dividend rights, capped automatic-call payment, uncertain secondary market value, exposure to European equity markets, and uncertain U.S. tax treatment (including FATCA and section 871(m) considerations).
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering unsecured, S&P 500® Index-linked medium‑term notes due October 5, 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 note, if the S&P 500® final level on the October 2, 2028 determination date is at or above the trigger buffer level of 85% of the initial level, holders receive the maximum settlement amount of at least $1,190 (a capped 19% gain). If the final level is below 85% of the initial level, the payoff becomes $1,000 plus $1,000 times the underlier return, producing a dollar‑for‑dollar loss with the index and potentially a total loss of principal.
The notes pay no interest, are not insured, and are subject to the credit risk of GS Finance Corp. and the guarantor. They will not be listed on any exchange; GS&Co. may, but is not obligated to, make a market. The original issue price exceeds the model‑based estimated value, reflecting fees and costs, and secondary market prices may be lower.