Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering autocallable index-linked notes due April 22, 2031, fully guaranteed by The Goldman Sachs Group, Inc.. Payments depend on the performance of the worst-performing underlier (DJIA, Russell 2000, S&P 500). The notes include quarterly automatic-call opportunities with graduated call premiums and a capped maturity payout (52.50) and a 70 trigger buffer level.
The notes do not pay interest, are cash‑settled, and expose holders to issuer/guarantor credit risk; purchase price may exceed model value and secondary market liquidity is uncertain.
GS Finance Corp. is offering structured, principal-at-risk notes linked to the S&P 500® Index with an aggregate face amount of $1,489,000. Each $1,000 note does not pay interest and returns at maturity depend on the index performance versus the initial level.
If the final underlier level exceeds the initial level, holders receive 200% upside participation in the index return but payments are capped at a maximum settlement amount of $1,205 per $1,000 face. If the final level is between 90% and 100% of the initial level, holders receive the face amount. If the final level is below 90% of the initial level, principal is reduced proportionally and losses can be substantial. Trade date is March 31, 2026 with stated maturity on April 5, 2028, subject to adjustment.
GS Finance Corp. is offering callable, cash-settled structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index). The notes have an aggregate face amount of $216,000, an upside participation rate of 300% and an automatic call feature that pays $1,080 per $1,000 if the index closes at or above the initial level on the call observation date. If not called, maturity payoff depends on index performance with principal returned when the final index level is at or below the initial level. The notes do not pay interest, expose holders to issuer and guarantor credit risk, and include a 0.65% per annum index-level deduction and volatility/momentum controls that can allocate large exposure to hypothetical cash positions. The estimated trade-date value was $942 per $1,000 and the underwriting discount is 1.25%.
GS Finance Corp. priced medium-term notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the iShares MSCI EAFE ETF ("EFA"). For each $1,000 face amount, at maturity you receive $1,000 if the final underlier level is equal to or below the initial level; if the final level is higher you receive $1,000 plus the underlier return, capped at a maximum settlement amount of $1,550. The notes pay no periodic interest. Key dates: trade date March 31, 2026, original issue date April 6, 2026, determination date April 1, 2030, stated maturity date April 4, 2030. The pricing supplement discloses an underwriting discount of 1% and a comparable yield for U.S. tax accrual purposes of 4.6337% with a projected payment at maturity of $1,203.96 per $1,000 for tax accruals.
The issuer, GS Finance Corp., is offering principal-at-risk, ETF-linked notes linked to the iShares MSCI EAFE ETF ("EFA"), with an aggregate face amount of $399,000. Each $1,000 note pays at maturity either (1) $1,000 plus 110.5% of the underlier return if the final level is above the initial level, (2) the $1,000 face amount if the final level is at or above 70% of the initial level (the buffer), or (3) a reduced cash payment that declines dollar-for-dollar below the buffer, exposing holders to substantial principal loss. Trade date is March 31, 2026, original issue date April 6, 2026, and stated maturity is April 3, 2031. The notes pay no interest, are unsecured senior obligations of GS Finance Corp., and are unconditionally guaranteed by The Goldman Sachs Group, Inc. The original issue price equals 100% of face and includes a 0.5% underwriting discount; estimated model value at issuance is lower than the issue price. Investors bear issuer/guarantor credit risk, market and tracking risks of the underlier, foreign- and currency-related risks, potential tax uncertainty (including Section 1260), and limited secondary-market liquidity.
GS Finance Corp. priced $440,000 of Vanguard Value ETF‑linked notes due April 4, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return is tied to the Vanguard Value ETF (initial level $196.20 on trade date March 31, 2026). At maturity holders receive $1,000 if the ETF return is zero or negative; if positive they receive $1,000 plus the ETF return up to a capped maximum settlement amount of $1,417.50 per $1,000 face amount (cap = 141.75% of initial level). Issue price is 100% (original issue date April 6, 2026); underwriting discount 1% (net proceeds 99%). Estimated value at pricing was approximately $978 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk and special U.S. tax treatment for contingent payment debt instruments.
GS Finance Corp. offers contingent‑coupon notes linked to UnitedHealth Group common stock (UNH). Each $1,000 note pays a monthly contingent coupon of $11.292 if the underlier closes at or above 68% of the initial level on the observation date, and will be automatically called if UNH closes at or above the initial level on a call observation date. If not called, maturity settlement on May 5, 2027 depends on the final underlier level: investors receive $1,000 if the final level is ≥68% (including up to full principal if ≥100%), but will suffer proportional losses if the final level is below 68%, including a potential total loss of principal. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., issued at 100% of face amount with a 2.15% underwriting discount. Trade date: March 31, 2026; initial underlier level: $270.59.
GS Finance Corp. priced an Auto-Callable Trigger PLUS linked to the Russell 2000® Index. The aggregate original stated principal amount is $3,271,000 and the securities pay a fixed $1,142 per $1,000 if automatically called on the call observation date. If not called, maturity payoffs depend on the final index value: upside participation equals 125.00% of any positive index return, full principal is preserved down to an 80.00% downside threshold (1,997.0992 initial-index-equivalent), and below that investors suffer pro rata losses. The estimated value at pricing was approximately $954 per $1,000 and the original issue price equals 100.00% of principal. These are unsecured notes of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and carry issuer/guarantor credit risk.
GS Finance Corp. is offering Market Linked Securities — Auto-Callable with Fixed Percentage Buffered Downside linked to the State Street® SPDR® S&P® Biotech ETF due April 5, 2029. The securities have a face amount of $1,000 per security and were priced at $1,000 with an estimated model value of approximately $955 per $1,000 face amount on the pricing date. The notes are automatically callable on specified call dates if the fund closing price is at or above a threshold equal to 85.00% of the starting price, providing fixed call premiums (8.00% to 24.00% by the final call) but only a 15.00% downside buffer; investors have 1-to-1 downside beyond the buffer and may lose up to 85.00% of principal. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering structured, autocallable notes linked to the common stocks of Palantir Technologies Inc., NVIDIA Corporation and Oracle Corporation. The notes have an expected trade date of April 9, 2026, an expected original issue date of April 14, 2026, and an expected stated maturity date of April 13, 2028. Coupons may pay monthly if each index stock meets a 50% threshold on monthly observation dates; the monthly coupon increment is $15.042 per $1,000 face amount (about 1.5042% monthly, or ~18.05% per annum potential). The notes are automatically called if, on a call observation date, each index stock is greater than or equal to its initial price. At maturity, if a "trigger event" (all final prices below initial prices) occurs, the cash settlement is linked to the lesser performing stock return and could result in a loss of principal. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount.