Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering Buffered iShares Expanded Tech-Software Sector ETF‑Linked Notes due April 14, 2027 guaranteed by The Goldman Sachs Group, Inc. The original aggregate face amount is $3,675,000 with a trade date of March 11, 2026 and an original issue date of March 16, 2026. Each note has a $1,000 face amount, an initial underlier level of $85.74, a buffer amount of 15%, a buffer rate of approximately 117.65%, and a threshold level equal to 85% of the initial level. If the final underlier level on the determination date (April 12, 2027) is at or above the threshold, each note pays a capped $1,150.50 at maturity; if below the threshold, losses apply according to the disclosed buffer formula and investors could lose their entire investment. The estimated value on the trade date was approximately $976 per $1,000 face amount. The original issue price is 100%, underwriting discount 0.81%, and net proceeds 99.19%. The notes do not bear interest and are unsecured obligations subject to issuer and guarantor credit risk.
GS Finance Corp. is offering structured, non‑interest bearing notes due March 18, 2031 linked to three underliers: the Russell 2000® Index, the Nasdaq‑100 Technology Sector Index and the State Street® Utilities Select Sector SPDR® ETF. The aggregate original face amount on the issue date is $1,703,000. The notes include an automatic call feature beginning with a first call observation date on March 11, 2027, with increasing call premiums on scheduled call payment dates and a capped maturity payoff (maturity premium amount 72.504%). If not called, maturity payout depends on the lesser performing underlier versus its initial level, with a 70% trigger buffer: full face amount is returned if the lesser performing underlier finishes at or above 70% of its initial level; below 70% the payout falls proportionally to the lesser performing underlier return. The estimated model value on the trade date was approximately $939 per $1,000 face amount, below the original issue price.
GS Finance Corp. offers principal-at-risk, cash-settled notes linked to the S&P 500® Futures Excess Return Index. The notes have a $1,000 face amount and an aggregate face amount of $500,000. The upside participation rate is 213.25%, the trigger buffer level is 80% of the initial underlier, the trade date is March 11, 2026, and the stated maturity is March 14, 2031.
At maturity the payout per $1,000 depends on the final underlier level: full upside participation if the final level exceeds the initial level; return of face amount if the final level is ≥80% of initial; and a pro rata loss for declines below 80%, potentially losing the entire investment. The notes pay no interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering equity index linked, auto-callable medium-term notes linked to the Nasdaq-100 Index® with a $1,000 face amount per security. The pricing date is March 18, 2026 and expected original issue date is March 23, 2026. The notes pay no interest and are subject to issuer and guarantor credit risk.
If the closing level of the underlier on the call date is greater than or equal to the starting level, the notes will be automatically called and pay the face amount plus a 12.00% call premium. If not called, maturity payoffs depend on the ending level: at least a 150% upside participation (to be set on the pricing date) for increases, return of face amount if decline ≤ 25%, and 1-to-1 downside exposure if decline > 25%, up to 100% loss of face amount.
The original offering price is $1,000 per security; the estimated value at pricing is between $925 and $955 per $1,000 face amount. Underwriting discount is up to 2.075% (up to $20.75 per $1,000), with proceeds to issuer of $979.25 per security.
GS Finance Corp. is offering $7,000,000 of medium‑term, S&P 500®‑linked buffer notes guaranteed by The Goldman Sachs Group, Inc. The notes mature on April 13, 2027 and pay no interest.
Payment at maturity is cash per $1,000 face amount: if the final S&P 500 level on the determination date is ≥ the buffer level (85% of the initial level), investors receive the maximum settlement amount of $1,084. If the final level is below 85%, losses accrue at approximately 1.1765% of face per 1% decline below the buffer, potentially resulting in a total loss of principal. The original issue price equals face; underwriting discount is 0.82%.
GS Finance Corp. offers $3,992,000 aggregate face amount of autocallable index-linked notes due March 14, 2031. The notes pay no interest and may be automatically called beginning on March 11, 2027 if each of the S&P 500®, Dow Jones Industrial Average® and Russell 2000® closes at least 90% of its initial level.
At maturity the cash payment per $1,000 face amount depends on the lesser performing index: $1,490 if all final levels are ≥ 90% of initial levels (maturity premium 49%), $1,000 if all final levels are ≥ 75% but some < 90%, or a pro rata payout tied to the lesser performing index if any index is < 75%. The estimated value on the trade date was approximately $970 per $1,000 face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured, S&P 500®-linked buffer notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $4,050,000, a face amount of $1,000 per note, no periodic interest, and a stated maturity of March 15, 2029 (determination date March 12, 2029).
At maturity the cash payment depends on the S&P 500 final level versus an initial level of 6,775.80: gains are paid up to a capped $1,363.50 per $1,000; declines up to the 20% buffer produce a positive absolute return; declines beyond the buffer produce losses proportional to the decline. The notes are unsecured senior debt and bear issuer and guarantor credit risk.
GS Finance Corp. is offering buffered, Russell 2000® index-linked notes due April 23, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, feature a 10% buffer (buffer level 90%) and cap the maximum cash payoff at $1,193 per $1,000 face amount. The final payment depends on the Russell 2000 closing level on the determination date (April 20, 2027), with a 100% buffer rate and cash settlement formulas set by the pricing terms. Investors may lose a substantial portion of principal if the final underlier level falls below the buffer; conversely, upside is limited by the stated cap. The notes are issued under GS Finance Corp.'s Medium-Term Notes, Series F program and are not exchange-listed.
GS Finance Corp. offers $7,500,000 aggregate face amount of S&P 500®-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes have a 150% upside participation rate, a trigger buffer of 80% of the initial underlier level (initial level 6,781.48 as of March 10, 2026), and do not bear interest.
If the notes are automatically called on the call observation date, holders receive $1,118.60 per $1,000 face amount on the call payment date; otherwise the cash settlement at maturity depends on final S&P 500® performance versus the initial level, with full principal loss possible if the final level is below the 80% trigger buffer. The notes are cash‑settled, book‑entry, and were offered at 100% of face amount with a 1.5% underwriting discount.
GS Finance Corp. offers $Buffered S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc., with cash settlement at maturity linked to the S&P 500 performance from the trade date to the determination date. The notes carry a 10% buffer (buffer level 90%) and a capped upside per $1,000 face amount at $1,207. If the final underlier level is down by no more than 10%, investors receive the absolute positive return; declines beyond the buffer produce proportional losses of principal. The notes pay no interest and are subject to issuer and guarantor credit risk and uncertain U.S. federal tax treatment.