Goldman Sachs Group Inc SEC Filings

GS Finance Corp. is offering autocallable S&P 500® Index-Linked Notes due 2029, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have a face amount of $1,000 per note and can be automatically called on the call payment date if the S&P 500 closing level on the call observation date is greater than or equal to the initial level.

If automatically called, each $1,000 note will pay at least $1,055 on the call payment date. If not called, at maturity the cash payment per $1,000 will equal $1,000 plus the upside participation (100%) times the underlier return if the final level exceeds the initial level; otherwise you will receive the face amount.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable, monthly‑coupon notes tied to the common stocks of Advanced Micro Devices, UnitedHealth, Tesla and NVIDIA. The notes mature on the stated maturity date expected to be June 3, 2031 and may be automatically called on specified observation dates commencing in May 2027. Coupon payments for each $1,000 face amount are either the maximum coupon (at least $9.375 monthly) if every index stock on an observation date is >= 77.5% of its initial price, or the minimum coupon ($0.209 monthly) if any index stock is below that trigger. The trade date is expected to be May 26, 2026 and the original issue date is expected to be May 29, 2026. The estimated value at pricing is expected to be between $885 and $935 per $1,000 face amount, below the original issue price.

GS Finance Corp. is offering autocallable, contingent-coupon, index-linked notes due May 13, 2031, guaranteed by The Goldman Sachs Group, Inc.. Each $1,000 note may pay a contingent quarterly coupon of $30 (3% per quarter) if each underlier closes at or above 70% of its initial level on the related observation date. The notes will be automatically called (redeemed at $1,000 plus any coupon) if on any call observation date each underlier closes at or above its initial level. At maturity (if not called), the cash settlement is based solely on the lesser performing underlier; principal can be lost and could be reduced to as low as the lesser performing underlier return (example: a 17.000% final underlier level would produce a 17.000% cash settlement per $1,000). Trade date is May 8, 2026 and original issue date is May 13, 2026. Key underliers: Nasdaq-100, Russell 2000, S&P 500. Pricing models indicate the original issue price exceeds estimated value and investors bear issuer/ guarantor credit risk and limited secondary market liquidity.

GS Finance Corp. offers callable indexed notes backed by a Goldman Sachs guarantee. The notes pay a monthly coupon of $8.542 per $1,000 face amount (0.8542% monthly, ~10.25% per annum potential) when each underlier is at least 70% of its initial level. The notes reference the Russell 2000®, the S&P 500® and the State Street Consumer Staples Select Sector SPDR® ETF (initial levels set on April 30, 2026) and mature on the stated maturity date (expected May 5, 2031) unless automatically called beginning July 2026. Principal at maturity, if not called, depends on the lesser performing underlier and may result in substantial loss, including loss of the entire investment if an underlier falls below its trigger buffer of 65% of its initial level. The estimated value at pricing is $885–$925 per $1,000 face amount.

GS Finance Corp. is offering principal-protected‑style notes linked to the common stock of GE Vernova Inc., UPS Class B common stock and Broadcom Inc.. The notes have a face amount of $1,000 per note, expected trade date May 26, 2026, original issue date expected May 29, 2026, and a stated maturity date expected June 5, 2029. Coupons of $10.417 per $1,000 (1.0417% monthly, ~12.5% annualized) may be paid monthly only if each index stock meets a 60% coupon trigger on observation dates. Notes are automatically called if, on a call observation date, each index stock closes at or above its initial price; otherwise maturity payoffs depend on whether a trigger event occurs and on the performance of the lesser performing index stock. Estimated value at pricing is between $925 and $965 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk.

GS Finance Corp. is offering leveraged, buffered S&P 500® index-linked notes guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, pays no interest, and its maturity payment depends on S&P 500 performance from the trade date to the determination date. The notes provide a 150% upside participation rate subject to a maximum settlement amount (expected between $1,166.05 and $1,194.85 per $1,000 face amount). They include a 10% buffer (buffer level = 90% of the initial underlier level) and a buffer rate of approximately 111.11%. The determination date is expected between 17 and 20 months after the trade date and the stated maturity date is expected two business days after the determination date. Investors are subject to issuer/guarantor credit risk, limited upside due to the cap, potential full principal loss if the underlier falls sufficiently below the buffer, and uncertain U.S. federal tax treatment.

GS Finance Corp. is offering buffer autocallable notes linked to an unequally weighted basket of five equity indices, guaranteed by The Goldman Sachs Group, Inc. The notes feature an automatic call on the call observation date if the basket is at or above the autocall barrier and a buffered downside that protects the first 10.00% of basket declines at maturity.

Key terms set on the trade date include an May 13, 2026 trade date and an May 15, 2026 original issue date, an autocall observation date of May 20, 2027, and a stated maturity of May 15, 2029. Economic parameters: upside gearing expected between 1.776 and 1.976, autocall barrier 100.00%, downside threshold 90.00%, buffer 10.00%, and call return 11.00%. The estimated value on the trade date is between $9.30 and $9.60 per $10 face amount; original issue price is 100.00% of face with an underwriting discount of 2.50%.

GS Finance Corp. offers $ Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash amount at maturity tied to the S&P 500® performance from the trade date to the determination date.

For each $1,000 face amount, investors receive either (1) $1,000 plus the underlier return subject to a maximum settlement amount of $1,204.50, (2) $1,000 if the final level is down but not more than the buffer level (80%), or (3) a reduced payment if the final level is below the buffer, where losses equal 1% of face for each 1% below the buffer (buffer amount 20%). Key dates include trade date May 14, 2026, original issue date May 19, 2026, determination date May 15, 2028, and stated maturity date May 18, 2028. The notes are subject to issuer and guarantor credit risk, limited upside due to the cap, model-valuation discounts at issue, and potential illiquidity.

GS Finance Corp. offers leveraged, callable notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 face denomination, an upside participation rate of 200%, an expected trade date of May 29, 2026 and an expected stated maturity of June 3, 2031. The issuer may redeem the notes on monthly call payment dates beginning in June 2027 at cash amounts capped by specified call premium amounts. If not redeemed, final payment at maturity depends on the index return measured between the trade date and the determination date; a positive index return would produce 2x participation, while a zero or negative index return yields only the face amount. Estimated value at pricing is stated between $885 and $935 per $1,000 face amount.