Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering Index-Linked Notes due March 15, 2029 guaranteed by The Goldman Sachs Group, Inc. The aggregate face amount on the original issue date is $1,023,000. The notes reference the lesser performing of the Russell 2000® and the S&P 500® measured from the trade date March 11, 2026 to the determination date March 12, 2029. The upside participation rate is 106% and a buffer of 18% (buffer level = 82% of initial levels) applies to downside outcomes. The estimated value on the trade date is approximately $973 per $1,000 face amount; original issue price is 100% with an underwriting discount of 1.2%. These are non‑interest bearing notes; final payment depends solely on the lesser performing underlier on the determination date, and holders are exposed to issuer and guarantor credit risk and potential substantial loss of principal.
GS Finance Corp. is offering $4,796,000 aggregate face amount of Barrier Market-Linked Notes linked to the SPDR® Gold Trust (GLD), due March 20, 2028, guaranteed by The Goldman Sachs Group, Inc.
Each note has a $1,000 face amount. Trade date is March 11, 2026 and original issue date is March 16, 2026. The initial ETF price is $476.24. An upper barrier equals the initial price plus 38.00%. If a barrier event occurs on any observation day, each note pays $1,080.00 at maturity (an 8.00% contingent return). If no barrier event occurs and the final ETF price exceeds the initial price, holders receive the ETF return capped at 38.00% (maximum payment $1,380.00). Estimated value on the trade date is approximately $969 per $1,000 face amount. Payments and principal repayment depend on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, autocallable notes linked to the S&P 500® and EURO STOXX 50® Indices. Each $1,000 face amount pays no interest, may be automatically called on specified quarterly observation dates with capped cash call premiums, and matures March 14, 2031 if not called. At maturity the cash settlement depends on the lesser performing underlier: full principal plus a 54.25% capped premium if both final levels are at or above initial levels; return of $1,000 if final levels are between 70% and 100% of initial levels; or a loss equal to the lesser performing underlier return times $1,000 if any final level is below 70% (you may lose your entire investment).
GS Finance Corp. is offering notes under a Pricing Supplement that register an aggregate face amount of $1,625,000 linked to the MSCI EAFE, Nasdaq-100 and S&P 500 indices. The notes pay no interest, carry a 150% upside participation rate and may be automatically called on the call observation date if each underlier’s closing level is at or above its initial level. If not called, the maturity payoff depends solely on the lesser performing underlier: investors receive upside if that underlier rises, receive principal if it remains at or above an 80% trigger buffer, but may lose up to their entire investment if that underlier falls below the trigger buffer. The notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk, limited liquidity, underwriting costs embedded in the original issue price, and tax and market‑value uncertainties.
GS Finance Corp. is offering non‑interest bearing structured notes linked to an equally weighted basket of six alternative-asset managers (Apollo, Ares, Blackstone, Carlyle, KKR, TPG). The notes feature an upside participation rate of 400% and a cap level expected between 110.04% and 111.8%, producing a maximum settlement amount expected between $1,401.6 and $1,472 per $1,000 face amount. The initial basket level is 100; final payout depends solely on the final basket level on the determination date (expected ~13–15 months after trade date). The estimated value at pricing is expected between $920 and $950 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor).
The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay 4.80% interest per annum from an original issue date expected to be March 30, 2026 to a stated maturity expected to be March 30, 2031. Interest is expected semiannually on March 30 and September 30, beginning September 30, 2026.
The notes will be issued in book-entry form through DTC and are callable by the issuer in whole (not in part) on scheduled redemption dates starting on or after March 30, 2028, at a redemption price of 100% of principal plus accrued interest. The offering is being distributed by Goldman Sachs & Co. LLC and InspereX LLC and is part of the issuer's Medium-Term Notes, Series N program.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable indexed notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The pricing supplement shows an aggregate face amount of $2,055,000, an upside participation rate of 100% and a call level of 101.5%. The notes have a trade date of March 11, 2026, an original issue date of March 16, 2026, and a stated maturity on March 18, 2031. If the index on any call observation date meets or exceeds the call level, the notes will be automatically called and pay $1,000 plus a call premium (call premiums range from 11.50% to 46.00% depending on year). If not called, maturity payment equals $1,000 if the final index level is equal to or less than the initial index level (initial index level 113.04), or $1,000 + $1,000 × index return × 100% if the final index level is higher. GS&Co.’s estimated trade-date value is $935 per $1,000 face amount; original issue price is $1,000 with an underwriting discount of 1.375% (net proceeds 98.625%). The index methodology includes daily rebalancing, a 5% volatility control, momentum risk controls and a 0.65% annual deduction; allocations to hypothetical cash positions may substantially reduce index returns.
GS Finance Corp. offers $2,954,500 aggregate face amount of Capped Buffer GEARS linked to the SPDR® Gold Trust (GLD), due March 16, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes provide 2.00x upside gearing up to a 30.25% cap (maximum settlement amount $13.025 per $10 face) and a 10.00% buffer (downside threshold 90.00% of the initial ETF price of $476.24). Payments are contingent on the closing GLD price on the determination date March 13, 2028 and on the issuer and guarantor creditworthiness. The original issue price is 100% of face; estimated value at trade date was approximately $9.64 per $10 face and the underwriting discount is 2.00%.
GS Finance Corp. proposes a callable, equity-linked note tied to Toast, Inc. Class A common stock. The notes have a $1,000 face amount per note, an 125% upside participation rate, a trigger buffer equal to 60% of the initial index stock price, and a capped call payment of $1,320 per $1,000 if automatically called.
Key dates expected when terms are set on the trade date: trade date March 19, 2026, original issue date March 24, 2026, automatic call observation March 19, 2027 with call payment March 24, 2027, and determination/stated maturity date around March 19–22, 2029. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. The notes do not bear interest, are unsecured, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and include anti-dilution mechanics and calculation-agent discretion in pricing and determinations.
GS Finance Corp. is offering non‑interest bearing, buffered notes linked to the iShares Expanded Tech‑Software Sector ETF (IGV), guaranteed by The Goldman Sachs Group, Inc. The notes use an initial underlier level of $84.99 set on March 12, 2026, provide a 15% buffer and a capped payout of $1,153.5 per $1,000 face amount if the final ETF level is ≥85% of the initial level. If the final level falls below the 85% threshold, holders suffer leveraged losses (buffer rate ~117.65%), and could lose their entire investment. The estimated model value at pricing was between $950 and $980 per $1,000 face amount. The notes mature about 13 months after the trade date; market disruptions, calculation agent discretions, credit risk of the issuer/guarantor, tax uncertainties, and limited secondary liquidity are disclosed risks.