Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering callable Nasdaq-100 Index®-linked notes due May 5, 2031 with an aggregate original face amount of $1,982,000. Each note has a $1,000 denomination, an initial underlier level of 27,186.98 and a 100% upside participation rate.
Holders receive at maturity either (a) for a positive index return, $1,000 plus $1,000 times the index return, or (b) if the index return is zero or negative, $1,000. The issuer may redeem notes on monthly call payment dates from May 2027 through April 2031 at 100% of face plus a specified call premium. Estimated value at pricing was approximately $961 per $1,000; original issue price was 100% with a 3.25% underwriting discount (net proceeds 96.75%). Payments depend on the credit of GS Finance Corp. and the guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp. offers $1,096,000 aggregate face amount of ETF-linked notes due May 2, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash settlement at maturity tied to the lesser performing of Invesco QQQ, Series 1 (initial level $661.57) and State Street SPDR S&P 500 ETF (SPY) (initial level $711.58) measured from the trade date April 29, 2026 to the determination date April 29, 2031. If both ETF returns are ≥0% you receive $1,000 plus 108.5% of the lesser ETF return per $1,000 face amount; if either ETF return is between -15% and 0% you receive $1,000; if the lesser ETF return is < -15% you receive $1,000 × (lesser ETF return + 15%). The estimated value on the trade date is approximately $950 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk.
GS Finance Corp. priced Market Linked Notes—Upside Participation to a Cap and Principal Return at Maturity linked to the S&P 500® Index, with a $1,000 face amount, pricing date April 29, 2026 and stated maturity May 2, 2030. Investors receive principal at maturity and participate 100% in any index increase, capped at a 27.80% maximum return (maximum maturity payment $1,278.00). The estimated model value on the pricing date was approximately $958 per $1,000 note; original offering price was $1,000. All payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering medium-term structured notes guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the S&P 500® Index, do not pay interest and have a capped cash settlement. For each $1,000 face amount, the issuer will pay at maturity either $1,000 (if the final underlier level is equal to or less than the initial level) or $1,000 plus the underlier return up to a maximum settlement amount of $1,242. The trade date is April 29, 2026, original issue date May 4, 2026, determination date April 30, 2029 (subject to adjustment) and stated maturity date May 3, 2029 (subject to adjustment). The notes are offered at 100% of face with a 0.7% underwriting discount and are payable in cash; holders have no shareholder rights in the underlier.
GS Finance Corp. priced structured, S&P 500®-linked notes guaranteed by The Goldman Sachs Group, Inc. The offering aggregates $2,702,000 of notes with an original issue price of 100% of face and a 2.55% underwriting discount. Each $1,000 note pays no interest and at maturity (stated maturity date May 4, 2028) delivers a cash settlement tied to the S&P 500 Index performance from the trade date to the determination date (May 1, 2028), with a 200% upside participation capped at a maximum upside settlement amount of $1,197.50 per $1,000. A 10% buffer (buffer level = 90% of the initial level) protects limited declines: absolute positive returns apply for declines up to 10%, but losses occur for declines beyond the buffer, exposing principal to substantial loss. The notes are callable only via cash settlement at maturity, are not interest-bearing, and are subject to issuer and guarantor credit risk and limited secondary liquidity.
GS Finance Corp. is offering Capped Buffer GEARS linked to the SPDR® Gold Trust (GLD), with a 2.00 upside gearing and a capped maximum settlement amount expected between $12.60 and $12.93 per $10 face amount. The notes provide leveraged upside up to a capped maximum return and a 10.00% buffer such that if the final ETF price is at or above 90.00% of the initial price you receive the face amount at maturity; if the final ETF price is below the downside threshold you incur losses, up to a 90.00% loss if the ETF price is zero. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., and any payment is subject to their creditworthiness. Trade date and original issue date are expected to be May 13, 2026 and May 15, 2026, with determination and stated maturity dates in May 2028. The estimated value on the trade date is expected to be between $9.30 and $9.60 per $10 face amount; the original issue price is 100% of face amount and the underwriting discount is 2.00%.
GS Finance Corp. priced Market Linked Notes — Upside Participation to a Cap linked to the Dow Jones Industrial Average® with a 100.00% upside participation rate, a 16.70% maximum return (maximum maturity payment $1,167.00 per $1,000 face) and principal return at maturity on February 1, 2029 (calculation day January 29, 2029). The pricing date was April 29, 2026 and original issue date is May 4, 2026. The notes pay no periodic interest or dividends, are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and had an estimated value at pricing of approximately $962 per $1,000 versus an original offering price of $1,000.
GS Finance Corp. is offering callable Dow Jones Industrial Average®-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays no interest and will return either $1,000 or $1,000 plus the product of $1,000 and the underlier return (100% participation) based on the closing DJIA level on the determination date of April 29, 2031. The issuer may redeem the notes on specified quarterly call payment dates beginning in May 4, 2027, with the cash redemption amount for each $1,000 capped by the applicable call premium. The estimated value on the trade date was approximately $965 per $1,000 face amount, with an original issue price of 100% and an underwriting discount of 2.5%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $947,000 of indexed notes that pay no interest and mature in 2028. Payment at maturity is linked to the S&P 500® Index measured from the trade date to the determination date. If the final index level is greater than or equal to the trigger buffer level (80% of the initial level), holders receive a capped maximum settlement amount of $1,160 per $1,000 face amount. If the final index level is below the trigger buffer level, investors lose 1% of principal for each 1% the index falls below the initial level and could lose their entire investment. The notes do not bear interest. Key dates: trade date April 29, 2026, original issue date May 4, 2026, determination date May 1, 2028, stated maturity date May 4, 2028. The offering carries an underwriting discount of 2.55% (net proceeds 97.45% of face).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes that pay monthly coupons conditional on the performance of four index stocks: Micron, Oracle, Tesla and NVIDIA. The notes have a stated maturity expected to be May 15, 2031 and are callable monthly beginning in May 2027 if each index stock’s closing price on an observation date is at or above its initial price set on the trade date. Monthly coupons equal $10 per $1,000 face amount when every index stock closes at or above 70% of its initial price on the related observation date; otherwise no coupon is paid. The estimated value on the trade date is between $885 and $925 per $1,000 face amount. The notes are unsecured obligations subject to the issuer’s and guarantor’s credit risk, and GS&Co. acts as calculation agent with discretionary adjustment authority.